3. Facility Compliance
In addition, pursuant to the Audit Policy, we ask that you provide the following
information for each potential violation, if relevant, so that the Agency has complete information
on the violations that may have occurred and on each facility’s compliance record.
Facility name;
Facility type (if appropriate);
Facility address (street, city, state, zip code);
Date facility began operations;
Nature and description of potential violation(s) and specific regulatory, permit and/or
statutory provision violated; (include state references where appropriate)
Dates of possible non-compliance;
Chemical(s) involved;
Quantity of materials (lbs.) stored, released, spilled or disposed of;
Capacity of tank(s) or other equipment;
Date emission source(s), tank(s) or treatment unit(s) etc., was installed;
Date emission source(s), tank(s) or treatment unit(s) etc., began operations;
Brief description of emission source(s), tank(s) or treatment unit(s) etc.,
Date audit team discovered possible noncompliance;
Identify the name, title, and employer of each individual who discovered the violation.
Date EPA notified of possible noncompliance, if earlier than periodic self-disclosure;
Date potential violation corrected or estimated to be corrected;
Date remedial actions taken and/or planned to correct potential violation; and
4. Cost of Compliance
For each violation, determine the cost to return to compliance. Such costs may include
internal staff or outside consultants’ time to become familiar with the regulations, determining
which chemicals meet/exceed reporting thresholds, preparing forms/plans/permits, submitting
forms to appropriate agencies, fees collected by state or other regulatory agencies, release
detection equipment, and secondary containment or start-up costs for plan implementation or tank
monitoring.
Conclusion
After we have received your response, we will consider the specific violations which
occurred, calculate a proposed penalty, and determine whether the Audit Policy applies. It is our
goal to attempt to resolve this matter as expeditiously as possible with your cooperation. As
previously mentioned, we ask that you send us the requested information as soon as possible, but
no later than dd/mm/yyyy. If at any time you determine that the company will need more time to
provide the requested data and to come into compliance, please submit a proposed schedule and
your justification for an extension of time.
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