2023 Campus Security and Fire Safety Report
2023 Annual Campus Security and Fire Safety Report
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2023 Campus Security and Fire Safety Report
INTRODUCTION
Welcome. The Public Safety area of the University of Alabama works to help you maintain your
personal safety and to protect your property by providing police, environmental safety services,
security, access control and emergency preparedness. By sharing information, we hope you can
reduce your chances of becoming a crime or accident victim. We believe that an informed
community is a safer community.
Pursuant to The Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics
Act (Clery Act or Clery), UAPD publishes the Annual Campus Security and Fire Safety Report
each year that includes crime and fire statistics and outlines UA security and fire safety policies
and procedures. This 2023 release of the Annual Security Report contains campus Clery
crime statistics from the calendar years 2020, 2021, and 2022. This report is prepared by UAPD
and the Clery Compliance Coordinator, with input and cooperation from the Department of
Public Safety, Title IX Coordinator, the Office of Student Conduct, The Student Health Center,
the Women and Gender Resource Center, Housing and Residential Communities, the Division
of Strategic Communications, the Office of Emergency Preparedness, the Office of the Dean of
Students, the Office of Environmental Health and Safety, the Alcohol and Other Drug (AOD)
Biennial Review Work Group, and other campus partners. Please take the time to familiarize
yourself with this report so you can become an informed member of our community and
contribute to the University’s efforts to create and maintain a safe environment in which we all
can live, study, work, and play. Remember: Always use good safety sense and don’t hesitate to
contact UAPD whenever you need assistance or more information about the services they
provide.
You may request a printed copy of this report from the University Police Community Services
Division by writing University Police, Attention: Clery Compliance Coordinator, Box 870180,
Tuscaloosa, AL 35487-0180; or by e-mailing [email protected] or by calling 205-348-8361.
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2023 Campus Security and Fire Safety Report
A Report of the Three Most Recent Years’ Crime Statistics
In accordance with the federal regulations of the Campus Security Act, the University of Alabama
publishes both crime statistics for the three most recent calendar years and UA security-related
policies and procedures. This information is distributed each year to enrolled students and current
employees and is also made available to prospective employees and students. The University
Police Department’s Safer Living Guide informs our prospective and current students, faculty,
and staff of the general procedures for reporting crimes both on and off campus and includes tips
on preventing theft of property and crimes of violence, including physical and sexual assaults.
In compliance with 1998 amendments to the Campus Security Act (now known as the Jeanne
Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act) and Department
of Education regulations, the crime statistics published in this report illustrate: 1) the reporting of
crime categories as specified below, 2) the reporting of specified hate crimes by category of bias
against the victim (race, gender, religion, sexual orientation, ethnicity, national origin, gender
identity and disability) and, 3) the reporting of violation arrests and referrals for campus
disciplinary action as specified below. Each of these statistical categories are further broken down
by geographic area: On-Campus (includes On-Campus Residential facilities), Non-Campus
property; and Public Property (includes property within campus or immediately adjacent to it).
See Crime Statistics Caveats for more information.
The Clery Compliance Officer works throughout the year to collect data from UAPD reports,
along with reports provided by the Universitys Campus Security Authorities (CSAs). There are
also annual good-faith requests made to additional national and international police jurisdictions
that our students have visited for applicable Clery crime information for those time periods. The
University Police Department makes annual requests to the Tuscaloosa City Police Department
for crime statistics taken from the public areas within campus or immediately adjacent to campus
to be included in the Annual Campus Security and Fire Safety Report. Collectively, this crime
information is presented in the Annual Campus Security and Fire Safety Report. For more
information see Crime Statistics Caveats for definitions of non-campus buildings and properties.
The Annual Campus Security and Fire Safety Report includes crime statistics for the following
categories of crimes, as reported to UAPD, other UA campus security authorities, and appropriate
law enforcement authorities: criminal homicide (murder, non-negligent manslaughter & negligent
manslaughter); sex offenses (sexual assault, which includes rape, fondling, incest, statutory rape);
robbery; aggravated assault; burglary; motor vehicle theft; arson; dating violence; domestic
violence; and stalking. The report also includes statistics of hate crimes associated with these
offenses and associated with larceny/theft, simple assault, intimidation, and
destruction/damage/vandalism of property or other crimes involving bodily injury. Also included
are statistics for the following categories of violation arrests and referrals for campus
disciplinary action: liquor law violations, drug law violations, and weapons law violations.
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2023 Campus Security and Fire Safety Report
A Guide to University of Alabama Annual Security and Fire Safety Report
Annual Security Report
Reporting On-Campus Crimes and Other Emergencies ......................................................................... 6
UAPD Response to a Crime Report .......................................................................................................... 7
If You Don’t Want to Make a Police Report and/or Take Legal Action................................................ 7
Reporting Off-Campus Crimes and Other Emergencies ........................................................................ 8
Daily Crime Logs/Summary of Criminal Incidents ................................................................................. 9
Timely Crime Alerts/UAPD Campus Safety Advisories .......................................................................... 9
Missing Residential Student Policy and Procedure ............................................................................... 11
Emergency Response, Notification and Evacuation Procedures .......................................................... 11
Determining Appropriate Segment of Community ............................................................................. 13
Content and Timing of Notification .................................................................................................... 13
Additional Sources of Statistical Information ........................................................................................ 16
Confidential Reporting to Pastoral and/or Professional Counselors/ Voluntary Confidential
Reporting ................................................................................................................................................... 16
Submission of UA Crime Statistics to Federal Agencies ....................................................................... 17
Obtaining Information About Registered Sex Offenders ...................................................................... 17
Security of and Access to Campus Facilities ........................................................................................... 17
UAPD’s Law Enforcement Authority and Arrest Powers .................................................................... 18
UAPD’s Working Relationships with State and Local Law Enforcement Agencies ........................... 19
Prompt and Accurate Reporting of Crimes ............................................................................................ 19
Types, Frequency, and Descriptions of Crime Prevention Programs .................................................. 20
Policy Regarding Weapons on Campus .................................................................................................. 22
Policy Regarding the Possession, Use, and Sale of Alcoholic Beverages and Illegal Drugs and
Enforcement of State Underage Drinking Laws and Federal and State Drug Laws .......................... 22
Requirement to Comply with Federal, State, and Local Laws & University Policy ........................... 25
Description of Drug Use and/or Substance Use Disorder Education Programs.................................. 27
Title IX and Sexual Misconduct Policy ................................................................................................... 27
Crime Statistics Caveats ........................................................................................................................... 30
Fire Safety Report
Fire Safety Introduction ........................................................................................................................... 128
Reporting On-Campus Fires and Other Emergencies .......................................................................... 129
UA Response to On-Campus Fires .......................................................................................................... 130
Reporting Off-Campus Fires and Other Emergencies .......................................................................... 131
Fire Logs & Summary of Fire Incidents ................................................................................................. 132
Submission of UA Fire Statistics to Additional Agencies ...................................................................... 132
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2023 Campus Security and Fire Safety Report
No Smoking Policy (Smoking Violations) ............................................................................................... 132
Code of Student Conduct (Fire Safety Violations) ................................................................................. 133
Community Living Standards (Fire Safety Concerns, Evacuations and Violations Relating to Open
Flames, Smoking & Prohibited Portable Electrical Appliances) ......................................................... 134
Housing & Residential Communities What to Bring…And What Not to Bring for On-Campus
Housing (Portable Electrical Violations) ................................................................................................ 135
Safer Living Guide (Basic Emergency Evacuation Procedures and Fire Safety Campus
Enforcement) ............................................................................................................................................. 135
Fire Safety Policies and Procedures Manual .......................................................................................... 136
Evacuations During Fire Emergencies (Student Housing Evacuation) ............................................... 137
Awareness & Training Regarding Fire Safety Education .................................................................... 140
Future Improvements in Fire Safety ....................................................................................................... 141
List of Appendices
Annual Security Report
Appendix I: Clery Crime Data ...................................................................................................... 32
Appendix II: Clery Campus Security Authority Reporting Form ................................................. 34
Appendix III: Clery Crimes and Definitions ................................................................................ 38
Appendix IV: Hate Crimes ........................................................................................................... 41
Appendix V: Departmental Campus Security Authority Partners ................................................ 42
Appendix VI: Main Campus Map ................................................................................................. 43
Appendix VII: Title IX and Sexual Misconduct Policy................................................................ 46
Fire Safety Report
Appendix VIII: Fire Statistics in On-Campus Housing Facilities 2020-2022 .............................. 142
Appendix IX: Fire Log in On Campus Housing Facilities 2020-2022 .........................................171
Appendix X: Fire Safety Systems of On-Campus Student Housing Facilities ............................. 173
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Reporting On-Campus Crimes and Other Emergencies
To maximize safety on campus, the University Police Department strongly encourages anyone
with knowledge about any crime, suspicious activity, or unsafe actions or conditions on campus
(either as a witness or as a victim) to make an immediate report to the University Police in person
or by telephone. Reporting does not mean you must take legal action; however, it may help law
enforcement stop further incidents as well as help them keep the community informed about
criminal activity.
To make a report in person, go to the University Police Department located at 1110 Jackson
Ave., Tuscaloosa, AL 35487. To make a report by phone, call 205-348-5454 and describe the
situation to the communications operator. In emergency situations, including fires and medical
emergencies, call 911 or UAPD at 205-348-5454. All 911 calls made from campus phones go
directly to UAPD; all cell phone 911 calls are routed to UAPD through a local 911 center. CSAs
can also make a report online for data collection purposes at the CSA Reporting Link.
UA students requiring non-emergency medical care may contact the Student Health Center at
205-348-6262. Students seeking counseling services may contact the Counseling Center at 205-
348-3863, the Psychology Clinic at 205-348-5000, or the Women and Gender Resource Center
at 205-348-5040.
UA employees requiring non-emergency medical care or counseling may contact the University
Medical Center at 205-348-1770 or any of the DCH Health System facilities, e.g., DCH Regional
Medical Center at 205-759-7111 and the Northport Medical Center at 205-333-4500. UA
employees who are victims of interpersonal relationship violence (sexual assault, dating or
domestic violence, stalking, etc.) may also contact the Women and Gender Resource Center at
205-348-5040 for counseling and advocacy.
Refer to the Title IX and Sexual Misconduct Policy Section H. Reporting Procedures,
Confidentiality, and Rights for specific reporting procedures regarding victims of sexual offenses,
including but not limited to sexual assault, dating violence, domestic violence, and stalking.
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UAPD Response to a Crime Report
When you report a crime to UAPD, a UA police officer will meet with you, listen to what
happened, and, if appropriate, make a preliminary report. Next, investigators will review the
report and conduct a follow-up investigation. If a suspect is found and you decide to press
charges, information will be presented to a warrant magistrate, who decides if there is probable
cause to arrest the suspect. If there is, you will be asked to sign the arrest warrant, which UA
Police officers will serve. A court date will be set, and you may have to be present to testify.
For more specific information regarding law enforcement’s response to instances of sexual
assault, domestic violence and dating violence, and stalking, see Appendix VII to this report:
Title IX and Sexual Misconduct Policy (Section N. Criminal Investigations, and Appendix 6
Detailed Information about Criminal Investigations).
If you are uncomfortable making a criminal report to UAPD but would like to help ensure the
most accurate accounting of all criminal incidents on or around campus or at University events
occurring on Non-Campus property, we encourage you to report the criminal incident to one of
the University of Alabama Campus Security Authorities (CSAs) listed in the section Additional
Sources of Statistical Information.
If You Don’t Want to Make a Police Report and/or Take Legal Action
UAPD encourages you to report criminal activity even if you don’t want to take legal action in
order to help maintain accurate statistical records. UAPD is responsible for preparing the
University’s Annual Campus Security and Fire Safety Report and for compiling the crime
statistics included in the report. A Clery Crime Reporting form is available on UAPD’s Clery
website. The information you report may require UAPD to issue a Timely Crime Alert/UAPD
Campus Safety Advisory if it is determined that the circumstances warrant such action. See
Confidential Reporting regarding other ways in which to make voluntary, confidential reports of
crimes for inclusion in crime statistics. Reports made to Campus Security Authorities (CSAs) are
also included in crime statistics. (See Additional Sources of Statistical Information below).
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Reporting Off-Campus Crimes and Other Emergencies
Victims and witnesses to criminal activity occurring off campus should contact the agency that has
jurisdiction:
Tuscaloosa Police Department at 205-349-2121
Northport Police Department at 205-339-6600
Tuscaloosa County Sheriff's Office at 205-752-0616
Alabama State Troopers at 205-553-5531
University Police officers can assist in notifying other law enforcement agencies.
Student Organization Facilities: The University of Alabama is unaware of any off-campus
building or property owned or controlled by a student organization that is officially recognized
by The University of Alabama, and the University itself operates no off-campus student
organization facilities. All student organizations recognized by The University of Alabama are
located on campus and are therefore served by UAPD. If you believe a crime has been committed
within an on-campus student organization building, report the incident to UAPD at 205-348-
5454.
Off-Campus Housing: Incidents that occur at any of the off-campus apartment complexes that UA
partners with to lease out as student housing are reflected as on-campus statistics in the annual
Clery data, in the residential sub-group. If you believe an incident has occurred at any of the UA
off-campus apartment complexes, contact UAPD at 205-348-5454, or you can contact the
Housing and Residential Communities Office at 205-348-6676.
Fringe Areas of Campus: While the Tuscaloosa Police have primary jurisdiction and responsibility
in all areas off-campus within the city limits, UAPD can and do respond to many incidents that
occur in close proximity to campus. UAPD has a satellite station on University Boulevard and also
has a Fringe Patrol Division dedicated to providing additional law enforcement presence around
the perimeter of campus. UA Police regularly meet with and communicate with local law
enforcement regarding the occurrence of crimes in the fringe areas. If you believe a crime has
occurred in close proximity to campus, please report the crime to the City of Tuscaloosa Police
Department at 205-349-2121. UAPD collects statistics from other local jurisdictions and includes
these reported incidents in the Crime Statistics when they are submitted and clearly show that a
Clery reportable incident has occurred on appropriate UA geography.
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Daily Crime Logs/Summary of Criminal Incidents
UAPD maintains a Daily Crime Log that contains a list of the crime reports made to UAPD over
the last sixty (60) days. The crime log summaries include each incident’s general location, type,
date, time, and disposition of the complaint. UAPD crime logs are available for public viewing,
24 hours a day, in the lobby of the Police Department or online. Identities of individuals involved
in the report are not available in the daily crime log.
An entry to the crime log or an addition to an entry is made within two business days of the report,
unless the disclosure is prohibited by law or would jeopardize the confidentiality of the victim.
Information may be withheld if there is clear and convincing evidence that the release of
information would jeopardize an ongoing criminal investigation or the safety of an individual,
cause the suspect to flee or evade detection, or result in the destruction of evidence. Once the
adverse effect is no longer likely to occur, the information is timely added to the crime log.
Reports made by CSAs that do not result in police investigation or a police report are still part of
the daily log and maintained in an additional document by the Clery Compliance Coordinator
within UAPD.
Timely Crime Alerts/UAPD Campus Safety Advisories
If a serious or unique crime has occurred on our campus or on what Clery defines as immediately
adjacent public property or non-campus property, and the circumstances warrant it (as in the case
of a violent crime against a person or a major property crime), a special, timely crime alert
(entitled UAPD Campus Safety Advisory) is prepared and distributed. These advisories are
designed to give students and employees a timely notification of crimes that will aid in the
prevention of similar crimes and enable people to protect themselves and heighten their safety
awareness. Sometimes, a UAPD Campus Safety Advisory provides information that leads to an
arrest and conviction of the perpetrator. The University Police will issue a UAPD Campus Safety
Advisory when a crime that represents a potential serious or continuing threat to the campus
community is reported to any of the local law enforcement agencies or other crime reporting
sources. In such situations, every attempt will be made to distribute a UAPD Campus Safety
Advisory as soon as reasonably possible after pertinent information about the crime is available.
Information reported in a Campus Safety Advisory may not have been fully investigated or
confirmed at the time of the issuance of the warning. Physical descriptions of a suspect are based
on information provided to investigating law enforcement and will be included only if there are
enough details to distinguish the suspect’s appearance from the general population. The University
Police Department’s cooperative working relationship with local and state law enforcement
agencies facilitates communication about crime reported to outside law enforcement agencies that,
likewise, may warrant timely issuance of an Advisory. The reporting officer on duty will
collaborate with the Chief of Police, Clery Compliance Officer, and Public Safety Information
Officer to determine if an incident warrants notification. The Clery Compliance Officer will review
the context of the incident based on the University’s Clery compliance obligations, and the Chief
of Police or senior officer will determine the level of threat the incident poses. UAPD Campus
Safety Advisories are placed on the University Police web site. Students, faculty and/or staff are
notified via email of the advisory posting, which may also be published by other means determined
appropriate under the circumstances (e.g., prominently posted at on-campus locations frequented
by students and employees). While not required by the Clery Act, some incidents that happen off
campus in non-Clery geography, but that may potentially impact members of the campus
community, occasionally warrant notification. Those non-Clery notifications are sent through a
Public Safety Notice email, which are sent out through the UA Division of Strategic
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2023 Campus Security and Fire Safety Report
Communications, in partnership with UAPD and other local law enforcement agencies. The
protocols for a Public Safety Notice Email reflect the same procedures as the Campus Safety
Advisory, and additional advisement may be requested as necessary by other administrative
partners.
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Missing Residential Student Policy and Procedure
The following paragraphs contain the University’s Missing Residential Student Policy and
official notification procedures concerning missing UA students who reside in on-campus
housing, in accordance with the requirements of the Higher Education Opportunity Act of 2008
(HEOA). These procedures promote the safety and welfare of members of the University
community through compliance with HEOA requirements.
Policy
This policy is designed to guide a collaborative response if a residential student is determined to
be missing for at least twenty-four (24) hours. The term “residential student” refers to any student
living in a residence hall, Greek House, campus-owned apartment, or campus-leased apartment.
Residential students are required either to complete the Missing Student Contact Information
Form in MyBama, which includes an individual to contact in the event of a missing person, or to
check an opt-out box prior to registering for classes each term. Students may access their MyBama
information at any time to make necessary changes or updates to their contact information. This
confidential student contact information is available only to authorized campus officials and may
not be disclosed except to UAPD in furtherance of a missing person investigation.
Procedures
Students, employees, or other individuals should report that a residential student is potentially
missing to Housing and Residential Communities (HRC) at 205-348-6676 and/or to UAPD at 205-
348-5454. Reports received by HRC are immediately referred to UAPD. Thereafter, HRC and
UAPD will begin a concurrent review of the situation. If the residential student is determined to
be missing by UAPD, then within the next twenty-four (24) hours UAPD will notify the individual
identified by the student on their Missing Student Contact Information Form. In addition, if the
student is under 18 years old and is not emancipated, the student’s custodial parent or guardian
will also be notified.
Emergency Response, Notification and Evacuation Procedures
Purpose
The safety and well-being of students, faculty, staff, and visitors is a high priority for the
University. Should a significant emergency or dangerous situation develop that presents an
immediate threat to the health or safety of persons on campus, University personnel will
immediately respond, evaluate, and confront the threat. Upon confirmation that a threat exists, the
University will provide an emergency notification to the University community, including
updates, as appropriate. A public version of the University’s Emergency Operation Plan can be
found on the Emergency Procedures webpage.
Overview
The University of Alabama’s Emergency Operation Plan directs the University Police (UAPD)
to respond and manage campus emergencies with oversight by the Emergency Management
Policy Group (EMPG). The EMPG is made up of key University officials representing senior
leadership positions.
The Public Information Officer in the Department of Public Safety is responsible for emergency
notification and crisis communication; for redundancy, UAPD and the Office of Emergency
Management will serve as a backup to the Public Information Officer.
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Emergency Notification
An emergency notification is an urgent official communication regarding a significant emergency
or dangerous situation that may compromise the health and safety of members of the campus
community. Typically, an emergency notification is provided without delay upon confirmation of
an immediate or impending threat and empowers the recipient to take appropriate action to
minimize injury or loss of life.
In the event of a campus emergency, UAPD along with other appropriate response agencies (e.g.
fire department, gas company, etc.) will immediately respond and investigate the threat. If a
significant emergency or dangerous situation involving an immediate threat to the health and safety
of students or employees is confirmed, UAPD will notify the Department of Public Safety Public
Information Officer (PIO) (24/7), who will initiate an emergency notification to the campus
community using some or all of the following systems depending on the circumstance: UA Alerts
(email, phone calls, and text messages using an external system); Campus Public Address (PA)
System (internal and/or external); Campus Web Pages; Print/Broadcast Media; Social Media
(Instagram and Twitter @UA_Safety); Digital Signage; VoIP telephones; Desktop Alerts; UA
Safety App; and 92.5 FM UA Info Radio.
An exception to this policy may occur in those instances where the notification will, in the
professional judgment of the EMPG, UAPD, or Incident Command, compromise efforts to assist
a victim or to contain, respond to, or otherwise mitigate the emergency. Once the incident has
concluded, the PIO will use the same systems to broadcast an “All Clear” notification or
information regarding the resolution of the emergency.
In special circumstances, UAPD or the Office of Emergency Management may trigger an
emergency notification to the campus community via UA Alerts or the Campus PA System. In
the event an alert is triggered, UAPD will notify the PIO; The PIO will then assume responsibility
for further communications.
Emergency Response and Notification Process:
1. UAPD and other appropriate agencies respond to a reported emergency,
evaluate the situation, and confirm there is a campus immediate threat;
2. UAPD and other appropriate response agencies assess whether the threat is
area-specific or campus-wide;
3. UAPD notifies Public Information Officer (PIO) for the Department of Public Safety;
4. The PIO drafts or selects pre-scripted message;
5. The PIO activates emergency notification systems;
6. UAPD coordinates with the PIO and provides updated information when
available;
7. The PIO posts updates or communicates “All Clear” as appropriate.
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Crisis Communication:
Crisis communication is the continued or ongoing update of information
regarding a significant emergency or dangerous situation.
After the initial emergency notification, continued or updated crisis communications will take
place on the University Home Page, social media, and through the local media (radio,
television).
Students, faculty, and staff are directed to monitor the website and local media for updated
crisis information. This will also enable the larger community to receive emergency
information.
Determining Appropriate Segment of Community
In many instances, an emergency notification will include the entire campus population (students,
faculty, and staff). However, during holidays, weekends, or other periods outside of normal
business hours, or under circumstances where the nature of the emergency supports an area-
specific notification, the notification may go to only those persons who are believed to be
affected. In this situation, UA Alerts could be utilized to notify a particular segment of the
community (e.g., students only) and the Campus PA system could be utilized to notify occupants
of a particular building or buildings where the system is deployed.
Content and Timing of Notification
The PIO is responsible for drafting and approving emergency messages and crisis
communication; PIO will determine, without delay, the content of the notification and initiate
the notification system. To expedite the notification process, the PIO has drafted pre-scripted
emergency messages for possible campus emergencies. These messages are posted within UA
Alerts and the Campus PA system so that they can be immediately accessed and dispatched.
Should an unexpected emergency occur, the PIO will draft and disseminate an appropriate
emergency message as quickly as reasonably possible. In special circumstances, UAPD or the
Office of Emergency Management may draft and disseminate an appropriate emergency
message.
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Procedure Diagram
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Evacuation Procedures
In the event a building evacuation is required, the fire alarm, campus PA system, or emergency
personnel will notify occupants to leave the building. A yearly fire drill with a required building
evacuation is conducted by the Office of Environmental, Health, and Safety (EHS) for campus
buildings. The drill is documented by EHS and includes the date, time, and description of the drill.
Should a campus evacuation be required, UAPD will notify the EMPG under normal
circumstances. Depending on the scope of the incident, the EMPG will order a partial or full
campus evacuation as necessary.
In special circumstances, UAPD may order a building, area, or campus evacuation directly.
When an evacuation is ordered, affected students, faculty, and staff will be required to leave the
evacuated area. In the event of a full campus evacuation, UAPD will work with UA Parking and
Transportation to assist motorists leaving campus. See the Campus Evacuation information for
additional details. If a prolonged evacuation is required, the Red Cross may be requested to shelter
those students who are unable to return home and need assistance.
Testing
The Public Safety PIO will test the UA Alerts system monthly by sending a test message to the
entire campus community. The test will be documented and include the date, time, and notification
results. In conjunction with this test, the PIO will work with Strategic Communications to
publicize the web addresses of the Annual Campus Security and Fire Safety Report and the Office
of Emergency Management. Both websites contain the University’s emergency response,
notification, and evacuation procedures. The PIO will also test the Campus PA system monthly,
unless there are extenuating circumstances that prevent the testing.
The University conducts exercises, at least annually, that test emergency and evacuation
procedures. These exercises adhere to Homeland Security Exercise and Evaluation Program
requirements and involve relevant offices and personnel on campus. These exercises are
documented, and the information is stored within The Office of Emergency Management.
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Additional Sources of Statistical Information
UAPD has developed, and periodically reviews, procedures to include in reported crime statistics
and, for the purpose of making timely crime alerts, reports of required crimes made to Campus
Security Authorities. All CSAs are required to report crimes for inclusion in the statistics. CSAs
at UA include employees of UAPD; other individuals and third-party vendors who are
responsible for campus security; the University’s Title IX Coordinator and Deputy
Coordinator; Title IX Investigators; designated harassment resource persons; and any officials
of the University who have significant responsibility for student and campus activities. UAPD
requires potential CSAs to receive online training regarding their crime reporting
obligations. UA also requires approved third-party vendors to provide information explaining
crime reporting obligations to their employees assigned to provide security and/or entrance/exit
monitoring services to UA campus or facilities at special events/game days. Approved security
vendors are identified on the Risk Management website. A Clery Crime Reporting Form (See
Appendix II) is available to CSAs to assist in the collection of crime statistics. For reporters not
wishing to utilize the online form to submit incident information, they can utilize the University’s
Centralized Reporting Channels. Counselors in the Women and Gender Resource Center also
provide de-identified data as noted below. Faculty members working strictly in their role as an
on-campus faculty member are not considered CSAs, and are not obligated to report Clery
incidents but may still do so. Faculty members working in a different capacity, such as an
organization adviser, are considered CSAs and must report Clery incidents to UAPD.
Confidential Reporting to Pastoral and/or Professional Counselors/ Voluntary Confidential
Reporting
Under the law, campus pastoral and professional counselors, when acting as such, are not
considered to be a CSA and are not required to report crimes for inclusion in the annual
disclosure of campus crime statistics. As a matter of policy, however, The University of Alabama
encourages its counselors at the Women and Gender Resource Center, if and when they deem it
appropriate, to inform the persons they are counseling of procedures to report crimes on
a voluntary, confidential basis for inclusion in the annual disclosure of crime statistics. All
verified and unverified confidential reports of sexual offenses that meet the reporting criteria
as determined
by UAPD and that are made to the Women and Gender Resource Center and Title IX staff are
included in UA campus crime statistics (see Title IX and Sexual Misconduct Policy for more
information about UA policies and procedures concerning sexual offenses). Crimes reported to
campus pastoral and other professional counselors, including, but not limited to, those at
the Counseling Center, Psychology Clinic, Autism Spectrum Disorders Clinic, Capstone
Family Therapy Clinic, University Medical Center or Student Health Center are not included
unless the victim chooses to report to one of the other CSAs.
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Submission of UA Crime Statistics to Federal Agencies
In October 2000, the University of Alabama Police began submitting crime statistics online to
the Department of Education. Annually, we contribute crime statistics to the Uniform Crime
Report published yearly by the Federal Bureau of Investigation by submitting data to the
Alabama Criminal Justice Information Center. This detailed statistical report is available each
year at academic and public libraries. It is also available online at FBI UCR site.
Obtaining Information About Registered Sex Offenders
Adult criminal sex offenders who must register with law enforcement officials must notify those
officials of their enrollment or employment at institutions of higher education within the state.
That information should then be forwarded to campus police of the school or institution of higher
education where the adult criminal sex offender is employed, carries on a vocation or is a student.
In accordance with the Campus Sex Crimes Act of 2002, the University must notify the UA
community of where this information can be obtained. To request information regarding
registered sex offenders, including those employed, carrying on a vocation or enrolled at the
University of Alabama, write the University Police Community Services at PO Box 870180,
Tuscaloosa, AL 35487-0180 or email at [email protected] or call at 205-348-8361. Additional
information regarding the location of sex offenders in your area may be accessed at the following
links:
Alabama Law Enforcement Agency (select “Search the Alabama Sex Offender Registry”
link)
Tuscaloosa County Sheriff’s Office (select “Search for offenders in your area”)
City of Tuscaloosa FAQ on Where can I get information about sex offenders? (also
links to the Tuscaloosa County Sheriff’s Office Sex Offender Database)
Security of and Access to Campus Facilities
The UA campus is made up of a variety of facilities, primarily student residences and
academic/administrative buildings. Some student residence halls have entrance desks that are
staffed by residential desk assistants during open hours. The entrance desks of Tutwiler Hall, Mary
Burke Hall, Presidential Village I, John H. England Jr. Hall and Bryant Hall are generally staffed
24 hours a day. Residential facilities also have features including keyless entry, proximity card
entry readers, camera systems, and access control points.
In the daytime, there is open access to academic and administrative buildings, with the exception
of UA recreation facilities at which users must present membership credentials. Academic and
administrative facilities are locked before and after their business hours. Students and staff who
have access to administrative/academic buildings for after-hours work must lock the exterior doors
behind them after they enter if those access points do not automatically lock, and they are
encouraged to follow all personal safety precautions outlined in the Safer Living Guide.
Security Considerations in the Maintenance of Campus Facilities
1. Security Resources: Under the guidance of UAPD, the Security Resources team patrols
and monitors campus grounds including residential and non-residential campus buildings.
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2. Electronic Alarm Systems: A computer-based electronic monitoring system located at
UAPD Department communications center monitors a comprehensive network of door-
control, duress/intrusion-detection, and fire-alarm systems within campus facilities.
3. Architectural Design: UAPD Division of Community Services may
provide input into
the design of new and renovated campus facilities as it relates to physical and electronic
security systems.
4. Security/Health and Safety Surveys: For University departments who request assistance,
security surveys are conducted by Police Department sworn personnel. Health and safety
surveys are conducted by Environmental Health and Safety.
5. Grounds and Building Perimeter Surveys: The University works to see that the indoor
and outdoor lighting on campus contributes to safety. Anyone who observes an outdoor
light that is not working is encouraged to report the outage to University Facilities by
calling 205-348-6001.
6. Security Vendors: The University utilizes security vendors to provide an enhanced
security presence on campus for special events, the protection of property, and for other
functions as needed. Campus organizations, other parties hosting on-campus events, or
whenever security is deemed necessary, must utilize a University-approved security
vendor. Any security vendor that works on campus is required to be licensed by the
Alabama Security Regulatory Board and must receive training on the University’s social
events guidelines, facility use restrictions, and the proper protocol to report actual or
suspected criminal acts. The Office of Risk Management oversees the Security Vendors
Program.
UAPD’s Law Enforcement Authority and Arrest Powers
UAPD provides full police and environmental safety services to the campus community. The
University Police force consists of sworn officers with full arrest powers who are on duty 24 hours
a day, seven days a week, and are certified by the state of Alabama. These police officers are
vested with all the powers, authority, and responsibilities of any police officer of the state on
property owned or operated by the University, or in any circumstance in which an arrest by a
police officer without a warrant is authorized by law.
In November 1998, UAPD became fully accredited by the Commission on Accreditation for Law
Enforcement Agencies (CALEA). The four-year accreditation was granted after an extensive
review of UAPD’s policies, procedures, management, operations, and support services. CALEA’s
approval of UAPD for accreditation symbolizes a high degree of professionalism and a strong
commitment to excellence within its program. UAPD has maintained CALEA accreditation since
1998 through a series of continuing reviews; the department was last awarded a certificate of
advanced accreditation in August 2020.
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UAPD’s Working Relationships with State and Local Law Enforcement Agencies
By statute, UAPD is responsible for the investigation of all alleged criminal offenses on the
University of Alabama campus and on all property either owned or leased by the University of
Alabama. Therefore, the department does not maintain any agreements or memoranda of
understanding with other state and local law enforcement agencies specifically regarding the
investigation of campus crime. However, UAPD cooperates fully with local and state law
enforcement agencies in cases that involve both on and off campus jurisdictions or when the
resources of an agency other than UAPD can be used to facilitate the resolution of an investigation.
Local police agencies and University Police exchange information on a regular basis, routinely
work together during UA sporting and other community events and maintain a written mutual aid
agreement where each agrees to provide assistance to other agencies upon request. University
Police officers participate in the West Alabama Narcotics Task Force (enforcing all narcotics
violations in Tuscaloosa County), in the Tuscaloosa County Violent Crimes Unit (responsible for
investigating all serious crimes against persons in the county), and the West Alabama Human
Trafficking Task Force (responsible for investigating sexual assaults and human trafficking).
These cooperative efforts enable the University Police to work with, and for, UA students and
employees in situations that occur on and off campus.
Prompt and Accurate Reporting of Crimes
As noted in the sections Reporting On-Campus Crimes and Other Emergencies and Reporting
Off-Campus Crimes and Other Emergencies, UAPD encourages anyone with knowledge of a
crime, on or off campus, to report it to UAPD. In order to maximize safety on campus and aid in
prompt investigations, we ask that you report to UAPD any incident that may qualify as criminal
homicide (murder, non-negligent manslaughter & negligent manslaughter); sex offenses (sexual
assault, which includes rape, fondling, incest, statutory rape); robbery; aggravated assault;
burglary; motor vehicle theft; arson; dating violence; domestic violence; and stalking. We also
ask that you report hate crimes associated with these offenses and associated with larceny/theft,
simple assault, intimidation, destruction/ damage/ vandalism of property or other crimes involving
bodily injury. If the report meets compliance requirements under federal law, those crimes will
be included in the statistics reported in the Annual Campus Security and Fire Safety Report.
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Types, Frequency, and Descriptions of Crime Prevention Programs
The University uses various mechanisms to inform students and employees about the prevention
of crime. UAPD publishes the Safer Living Guide, which provides information on how to report
criminal activity as well as practical steps students and employees can take to prevent theft of
property and more serious crimes of violence, including physical and sexual assault, dating
violence, domestic violence, and stalking. This publication emphasizes that crime and accident
prevention starts with the individual, and that becoming informed about the University’s safety
procedures and services outlined in the guide is a good first step toward preventing crime.
Specifically, this guide:
Provides guidance on emergency notifications and steps to take to enhance personal safety
in critical situations;
Identifies who to contact to report a crime, to obtain law enforcement or medical
assistance, to handle a fire emergency, or to report concerning or threatening behaviors;
Discusses several campus safety initiatives, including the following:
o An After-Dark Walking Route map containing enhanced lighting paths on campus,
and who to contact on campus if an outdoor light on campus is not working;
o Locations of campus Blue Phones;
o Provides a link to the free UA Safety App;
o The purpose of UAPD Campus Safety Advisories;
o UA’s Dangerous Weapons and Firearms Policy;
Sets forth practical and easy-to-implement safety tips for on-the-road traveling, visits to
public places, and residential living;
Lists contact information to report Title IX concerns and refers to UA’s UAct website for
information on how to report to law enforcement and other UA officials in different
situations;
Provides several sexual misconduct risk reduction and prevention tips and tips to prevent
or report harassment and retaliation (including when it occurs online and/or on social
media);
Provides tips to protect personal property and prevent identity theft and what to do when
property-related crimes occur;
Highlights Operation ID, a UAPD service that offers engraving tools for use by the
University community to mark personal property for identification purposes in case of
burglary, theft or robbery;
Describes how to get help for several student health and wellness issues, including alcohol
and substance use disorder, addiction prevention, mental health, suicide prevention,
gambling;
Provides information on how to get around campus, including tips on driving, parking,
UA’s motor assistance program, bicycle safety, pedestrian safety, and rules regarding
personal mobility devices;
Provides tips on how to recognize safe, off-campus apartments through our Off-Campus
Housing resources
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Gives advice on how to comply with local and state laws by abiding by traffic, parking,
and public nuisance laws and/or city ordinances; and
Provides resources for additional safety resources and training, including how to obtain
information about registered sex offenders.
UAPD also offers a variety of crime prevention/safety education programs to UA students and
employees. These programs include, but are not limited to, the following:
Safety-related initiatives: the UA Safety App is a free mobile app with safety information and
resources.
Active Shooter Training: UAPD released a campus specific active shooter training video to
familiarize campus community members on response in that type of scenario.
Safety Presentations: These address all issues of personal safety including: alcohol/drug
use disorder, robbery, sexual assault, dating and domestic violence, stalking and hazing
awareness; prevention of sexual offenses, such as sexual assault, dating and domestic violence,
stalking, and property crimes; travel, holiday and spring break safety tips, state/
local laws; fire, weather and workplace safety, etc. Safety Presentations accompanied by brochures
and other printed materials, are made to the following groups:
o Parents of New Students - annually
o New Student Orientation annually
o Residence Hall Students - upon request
o Other Campus Groups or Organizations (such as UA employees, nursing
students, students with disabilities, international students, student government,
specific campus organizations and intercollegiate athletes) - upon request.
Printed Crime Prevention Materials: Printed crime prevention materials such as the
Safer Living Guide are described above and widely distributed at safety presentations and
at various on-campus locations.
Crime Prevention Publicity: Crime prevention articles and related materials are periodically
published as necessary in campus publications and University social media. The Division of
Student Life, DPS and Strategic Communications may send out email information on crime
prevention.
Rape Awareness, Education, and Prevention: The University of Alabama Women and
Gender Resource Center and the Community Oriented Police program provide sexual
assault, dating and domestic violence and stalking awareness, education, and prevention
presentations to the University community throughout the year.
Crime Stoppers: UAPD participates in the monthly local Crime Stoppers program
wherein callers may anonymously give information concerning crimes and receive
monetary rewards for their help.
Community Oriented Policing Program (COP): Upon request by University divisions,
departments, and organizations, University Police officers attend meetings to provide up-
to-date crime prevention information, and to hear the concerns of University community members
about crime and safety issues. These officers also offer safety programming to
their respective campus communities.
UAPD Website: UAPD maintains a website for quick and up-to-date information on
police, fire safety, and emergency procedures. The University community is encouraged
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to take a few minutes to browse this site. If you have any questions, call the University
Police Department at 205-348-5454.
Community Awareness Programs: Members of UAPD are active participants in
University and community sponsored awareness programs, such as the University’s
annual health fairs, Get on Board Day, New Faculty Orientation and door to door
campaigns to connect with some nearby off-campus residents. One purpose of these
programs is to inform the University community about the many resources available to
them through various University departments on campus.
UA System Anonymous Reporting Hotline: UAPD also promotes the UA System
Hotline which is designed for use by members of the university community and third
parties to inquire about or report actual or potential unethical, unsafe, prejudicial, or
unlawful behavior they know or believe to be occurring in the UA System. All reports can
be made in a safe, anonymous way, online or over the phone.
Policy Regarding Weapons on Campus
Illegal or unauthorized possession of firearms, ammunition, explosives, other weapons, or
dangerous chemicals on University property is a violation of the UA Dangerous Weapons &
Firearms Policy. For more information on the Policy and available temporary storage of weapons to
avoid a policy violation, please see Dangerous Weapons and Firearms Policy.
Policy Regarding the Possession, Use, and Sale of Alcoholic Beverages and Illegal Drugs
and Enforcement of State Underage Drinking Laws and Federal and State Drug Laws
The possession, sale, or furnishing of alcohol and illegal drugs on the University of Alabama
campus is governed by the applicable UA policies and laws noted below. To help maintain a
healthy educational and work environment, UA requires its employees and students to abide by all
policies and laws governing alcohol and other controlled substances, and provides educational and
rehabilitative counseling to its students, staff, and faculty.
Applicable Policies
The University’s Drug Free Campus and Workplace Policy, applicable to students and
employees, is available at the UA Policy site and governs the use and consumption of alcohol.
The policy applies to all members of the University community, including all full-time and part-
time students, all full-time and part-time regular and temporary and contingent on-call employees,
including faculty, administration, and all exempt and non-exempt staff, and all volunteers, student
employees and interns. It applies to behavior that occurs on the University campus, on property
owned or controlled by the University, or at University-sponsored or University-supervised
activities. The Policy incorporates descriptions of the legal sanctions under State and City Alcohol
Penalties, State Penalties for Drug Violations, federal drug scheduling and penalties and federal
trafficking penalties for the unlawful possession or distribution of illicit drugs and alcohol; a
description of employee alcohol and substance misuse resources, a description of student alcohol
and substance abuse resources, that includes any drug or alcohol counseling, treatment, or
rehabilitation or re-entry programs, a description of Health Risks Associated with Use of Controlled
Substances and Misuse of Alcohol; and disciplinary sanctions for students and employees for
violations of the policy.
The University’s Drug Free Campus and Workplace Policy works in conjunction with: 1) the
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University’s Approved Alcohol Venue Policy, which contains the most updated approval process
and rules associated with responsible use and serving of alcohol at approved designated on- campus
locations, and 2) the Alcohol and Other Drug Policy for Students, which contains a) information
about standards of conduct associated with alcohol and illegal drug use for students; b) links to a
summary of the federal, state and local alcohol and other drugs laws the Drug Free Campus and
Workplace Policy, the Code of Student Conduct, Social Event Planning Guidelines, and Housing
and Residential Communities Living Standards pertaining to alcohol use and drugs; and c) the Approved
Alcohol Venue Policy noted above.
Enrolled students are provided a summary of the above policies each semester through an email
attachment. Employees are provided a paper copy of the summary of the policies each fall
semester, with new employees receiving an email with an attachment summarizing the policy
within a reasonable time after their hire. Individuals without access to the web, or those who
prefer a printed copy of these policies and appendices, may contact The Department of Health
Promotion and Wellness, Room L224 Student Health Center, Box 870360, Tuscaloosa, AL
35487-0360, 205-348-7961 or via email at [email protected].
Prohibited Conduct for Employees: Drugs: The unlawful manufacture, distribution, dispensation,
possession, or use of a controlled substance by any employee of UA while they are at work for
the University or at another site where the employee is carrying out assigned duties, is prohibited.
The term "controlled substance" refers to any chemical substance whose distribution and/or use is
controlled or prohibited by some law or statute, or whose distribution and/or use is permitted by a
prescription issued by a licensed practitioner. Alcohol: To help provide employees with a safe,
productive work environment, the possession, distribution, or consumption of alcoholic
beverages is not permitted on the work site or on other University property during normal
working hours, unless such occurs in the course of an authorized business or special University
function that includes alcoholic beverages or where consumption was otherwise approved
by the University. By extension, no employee may report to work while under the influence of
alcohol.
Prohibited Conduct for Students: Students are required to uphold the Code of Student Conduct,
The Drug Free Campus and Workplace Policy, the Approved Alcohol Venue Policy, the Alcohol
and other Drug Policy for Students, and the federal, state and local laws. In addition to
complying with all drug/alcohol laws, the following summarizes essential rules students are
required to abide by:
Illegal Consumption of Alcohol/Underage Drinking Laws: Individuals under 21 years of
age are not permitted to consume alcohol or be in possession of alcohol. Underage
possession of alcohol paraphernalia (which includes but is not limited to empty beer cans
or bottles, shot glasses, etc.) is prohibited and considered a violation of policy. Individuals
21 years of age and older may consume alcohol in designated areas on campus in a safe
and responsible manner.
Improper Identification: It is unlawful and a violation of University policy to use or
possess identification that makes an individual appear older or misrepresents an
individual as someone else.
Strength of Alcohol: The consumption of any alcohol stronger than 80 proof is not
permitted by students on campus.
Serving/Distribution/Procurement of Alcohol: Alcohol shall not be served or provided to
individuals under 21. It is also a violation of University policy to knowingly allow an
individual under the age of 21 to consume alcohol. Finally, the University prohibits UA
students from serving someone alcohol who is visibly intoxicated, and/or pressuring an
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individual to use alcohol.
Designated Locations Regarding the Use of Alcohol: According to the Approved Alcohol
Venue Policy, the following locations on The University of Alabama campus have been
designated as sites where alcoholic beverages may be appropriately served to adult
groups: President's Mansion, Paul Bryant Conference Center, Paul W. Bryant Museum,
Ferguson Center, Alumni Hall, Gorgas House, University Club, and Smith Hall. Under
certain circumstances or for certain University-wide events, the President, Provost and/or
Vice Presidents of the University may designate other sites as appropriate for the service
of alcoholic beverages. All of these locations require individuals to follow the appropriate
guidelines, and individuals must receive approval prior to the event.
Use of common sources or tap systems: Common source and “tap” systems are prohibited
except when licensed. This includes, but is not limited to, kegs, beer balls, and punch bowls
being used to serve alcohol.
Drinking Games: Drinking games are prohibited on campus. The paraphernalia used to
administer drinking games or assist the user in ingesting alcohol at a fast rate are also
prohibited.
Off-campus alcohol use: Student organizations who host a social event off-campus must
comply with the Social Event Planning Guidelines. Students who violate federal, state
and local laws off campus are still held accountable to the Office of Student Conduct.
Driving Under the Influence: Driving under the influence of alcohol or drugs is strictly
prohibited on the University of Alabama campus and by students of the University of
Alabama.
Tailgating: Tailgating is a time-honored tradition at the University of Alabama. To keep
this tradition alive and thriving, it is important that individuals adhere to the Approved
Alcohol Venue Policy. Unattended tents and coolers are subject to inspection; any alcohol
found will be confiscated. Public intoxication will not be tolerated; violators are subject to
arrest.
Illegal Drugs: Illegal drugs are prohibited on University property.
Medications: Prescription drugs are permitted on campus if accompanied by an authentic
medical prescription. The use and/or distribution of legal medication outside the
parameters of the medical authorization is prohibited.
Contraband: Drug paraphernalia, use, possession, sale, distribution and manufacturing are
prohibited (except as permitted by law and policy).
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Requirement to Comply with Federal, State, and Local Laws & University Policy
All members of the University community have a personal responsibility to adhere to all applicable
federal, state, and local laws and ordinances, and all policies concerning the use of alcohol or other
drugs, including but not limited to the Approved Alcohol Venue Policy, the Code of Student
Conduct, and applicable faculty and employee handbook standards of conduct. In addition,
an employee or student may have their driver’s license suspended for six months if
convicted of a drug offense, and up to five years for a fourth DUI conviction. Adults who
authorize a party at a residence they control and allow the party to continue with persons
under age 21 illegally possessing or consuming alcohol without taking reasonable action to
prevent it expose themselves to a $3,000 fine and up to six months in jail. Finally, in addition to
criminal penalties, civil monetary damages are available if injuries are caused by a minor who
has consumed alcohol through the Alabama Civil Damages Act and/or Alabama Dram Shop
Act. A more complete summary of the federal and state penalties and laws enforced by
the University and law enforcement are referenced in the Drug Free Campus and Workplace
Policy and are accessible on the AOD Prevention website.
Disciplinary Sanctions
Various disciplinary procedures are applicable to faculty, staff, and students. Violations of the
standard of conduct will be dealt with on a case-by-case basis, with the imposition of discipline
appropriate to the severity of the violation. For each group in the University community, there are
certain common sanctions that can be applied in an appropriate case. These sanctions include
letters of reprimand, probation, and in the most serious cases, severance of ties with the University
through expulsion or termination of employment. Opportunity for referral to an appropriate
rehabilitation program occurs, particularly if the violation is a first offense. Referral for
prosecution undoubtedly occurs only for the most serious violations.
Employees: Employees who violate the Drug Free Campus and Workplace Policy will be held
accountable for their behavior and will be subject to appropriate disciplinary action, consistent
with the Faculty Handbook or Employee Handbook (to the extent applicable), other applicable
University policy and with local, state and federal law. A more complete list of possible
sanctions appears in the Drug Free Campus and Workplace Policy, and includes, but is not
limited to mandatory counseling, mandatory participation in an appropriate rehabilitation
program, a warning, a reprimand, strict probation, unpaid suspension from employment,
termination of employment, and/or referral to the proper law enforcement authorities for
prosecution.
Students: Students who violate any provision of the Drug Free Campus and Workplace Policy
or Alcohol and Other Drug Policy for Students will be held accountable for their behavior and
will be subject to appropriate disciplinary action, consistent with local, state, and federal law, and
the provisions of the Code of Student Conduct. Such action may include but is not
limited to mandatory counseling, a reprimand and warning, loss of privileges, no-contact orders,
disciplinary probation, community service or other work assignments, fines, restitution,
attendance at alcohol and substance use disorder classes or other educational assignments,
suspension, expulsion, banning from campus, and/or referral to the proper law enforcement
authorities for prosecution. Common sanctions for students are publicized by the Office of
Student Conduct.
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The University also houses the Collegiate Recovery and Intervention Services (CRIS), which has
created a structured, healthy community where recovering students can thrive academically and
socially while actively pursuing their recovery. The Collegiate Recovery Community provides
students an opportunity to bond together in an alcohol and drug free environment.
Alcohol and Other Drugs Biennial Review.: The University has an Alcohol and Other Drugs
Biennial Review Work Group made up of representatives from various divisions of the campus.
This group meets regularly and ensures that current students and employees are provided notice
of the University’s Drug Free Campus and Workplace Policy at least annually. In compliance
with federal law, this work group also reviews the University’s AOD education and prevention
programs (discussed in the next section) on a biennial basis to determine their effectiveness, to
implement any needed changes, and to ensure that disciplinary sanctions are consistently
enforced. Members of the public may request a printed copy of the current biennial review report
from the Office of the Vice President for Student Life by writing the Vice President for Student
Life, Attention: Administrative Assistant, Box 870116, Tuscaloosa, AL 35487-0116; or by e-mail
at st[email protected] or by calling 205-348-6670.
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Description of Drug Use and/or Substance Use Disorder Education Programs
The University’s principal approach to issues of alcohol and substance use disorder entails a wide
range of education, prevention, and assistance activities conducted within its academic curricula;
educational programs to inform individuals of the effects and consequence of using alcohol or
other substances, and comprehensive counseling programs for faculty, staff, and students. Each
vice president has been delegated the responsibility for coordinating University drug use disorder
education, prevention, and intervention activities serving individuals employed or functioning in
their division. The campus has created a department of Student Health and Wellbeing within the
Division of Student Life that includes, among other units, Collegiate Recovery and Intervention
Services and Health Promotion and Wellness. Evidence-based practices are encouraged where
they exist, and emerging best practices are promoted to determine effectiveness on the campus.
The AOD Biennial Review Work Group periodically surveys the campus community to update
the University’s list of drug use and/or substance use disorder education programs. Effective Fall
2015, an Alcohol and Other Drug Prevention Program website was launched. The purpose of the
website is to better communicate to the campus community the compilation of policy statements
addressing drugs and alcohol and the wide range of prevention programs, focusing on education,
environment and enforcement. Additional treatment programs and recovery support information
is available through Collegiate Recovery and Intervention Services. For more information on the
University’s numerous prevention and education programs, please visit the Alcohol and Other
Drug Prevention Program website. This website also contains a link to the written notices of the
Drug-Free Campus and Workplace Policy and Alcohol and Other Drug Policy for Students, which
are distributed each semester to students and annually to employees, and contains a link to
information about the biennial review conducted to determine the effectiveness and consistency
of policy enforcement and to identify and implement any changes needed to the University’s
Alcohol and Other Drugs Prevention Program.
The University recognizes that alcohol and substance use disorders are illnesses that are not
resolved easily by personal effort but may require professional assistance and treatment. Faculty,
staff, and students are encouraged to take advantage of the preventive, diagnostic, referral, and
counseling services available through the University, noted in the Drug Free Campus and
Workplace Policy and Alcohol and Other Drug Policy for Students, and noted on the Alcohol and
other Drug Prevention Website.
Title IX and Sexual Misconduct Policy
The University of Alabama is committed to providing an environment free from sexual misconduct,
which among other things, includes sexual assault, sex or gender-based harassment, exploitation,
dating and domestic violence, stalking, as well as discrimination based on sex, gender, sexual
orientation, gender identity, gender expression, pregnancy, and related retaliation (collectively
referred to as “Prohibited Conduct”). The University expects individuals who live, work, teach,
study within, or visit this community to contribute positively to the environment and refrain from
behaviors that threaten the freedom or respect that every member of our community deserves. The
University’s full Title IX and Sexual Misconduct Policy, which includes procedures that are
followed in cases of Prohibited Conduct is available online, and in Appendix VII of this
Annual Security Report. This policy is subject to updates as procedures and directives may
change. The online version will continue to be the most up-to-date version of the policy.
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The University provides both primary and ongoing prevention and awareness programs that
collectively communicate the prohibition against the Prohibited Conduct as defined in the policy.
These programs describe safe and positive options for bystander intervention, risk reduction, and
other relevant matters. Multiple departments across campus provide ongoing awareness, bystander
intervention, and prevention campaigns for the campus community to benefit from. (See Section
O and Appendix 7 to Title IX and Sexual Misconduct Policy for examples of prevention,
education, and awareness efforts).
The University of Alabama takes allegations of Prohibited Conduct seriously and is committed to
taking immediate action to combat Prohibited Conduct, prevent its recurrence, and remedy its
effects. The University will address all allegations of Prohibited Conduct, of which it has actual
knowledge, with a prompt, thorough, and impartial inquiry to determine what is more likely than
not to have occurred and to take appropriate steps to resolve the situation and determine an
equitable resolution. Conversations with the Title IX Office are kept as private as possible and
may only be shared on a need-to-know basis as permitted by FERPA, or as required by law or to
carry out the purposes of Title IX regulations or a Sexual Misconduct investigation, including the
conduct of any active review, investigation, hearing or judicial proceeding, review/appeal, or
resolution of matters within the scope of Title IX or the Policy.
Notwithstanding federal privacy rules regarding students (FERPA), the University is required to
disclose in writing to the alleged victim of a crime of violence or a non-forcible sex offense, the
final results of any disciplinary proceeding conducted by the University against a student
Respondent who is the alleged perpetrator of such crime or offense. If the alleged Complainant is
deceased as a result of such crime or offense, the next of kin of such Complainant will be notified.
The final results of the disciplinary proceeding involving a student include the decision of the
violation committed (UA rules, policy, or code sections violated and any essential findings
supporting the conclusion), any sanctions assigned to the Respondent by the University, and
whether remedies will be provided by the University to the Complainant. The Respondent or next
of kin will automatically receive, in writing, the resulting outcome and information from either the
Office of Student Conduct, or Title IX Office. If they at any point wish to have that information
provided to them again, they may do so by requesting it in writing to the Title IX Office of Student
Conduct.
University disciplinary proceedings may be instituted against a student or employee cited for a
violation of a law that is also a violation of the Policy, the Code of Student Conduct, or other
campus policies if both violations result from the same factual situation, without regard to the
pendency of civil litigation in court or criminal arrest and prosecution. At the University’s
discretion, proceedings under the Policy may be carried out prior to, simultaneously with, or
following civil or criminal proceedings off-campus.
In addition to being forbidden by the Policy, Prohibited Conduct may be a violation of federal or
state criminal law. The University encourages individuals to immediately report criminal activity
to UAPD or local law enforcement.
Immediate reporting of crimes greatly enhances law enforcement’s ability to collect and maintain
evidence. For information about pursuing a criminal complaint, please contact UAPD at (205)
348-5454. The Title IX Coordinator or WGRC may provide assistance or support to an individual
voluntarily choosing to file a criminal complaint.
For all reports of Prohibited Conduct, the University will take prompt and reasonable action to
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provide supportive measures to all parties involved. (See Appendix 4 and 5 to Title IX and Sexual
Misconduct Policy for Complainant and Respondent Supportive Measures). A Complainant is
not required to file a Formal Complaint, report the incident to law enforcement, or pursue
criminal charges to receive assistance with University resources, which include assistance with
supportive measures from either the Title IX Coordinator or, if the Complainant desires
confidentiality, from the WGRC Victim Advocate.
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Crime Statistics Caveats
I. Reports From Non-Law Enforcement & Note About Robbery
Certain Crime Statistics may include information reported to University authorities other
than police and where the subject chose not to make a police report; see Additional
Sources of Statistical Information.
The statistics for the crime of robbery may include multiple-victim reports.
II. Geography
On-Campus Residential statistics are a subset of the On-Campus statistics. (For a map
of the property considered On-Campus for crime statistics reporting purposes, see
Appendix B to the Campus Security Report.)
Public Property includes all public property (including thoroughfares, streets, sidewalks,
and parking facilities) that is within the campus, or immediately adjacent to and accessible
from the campus.
Non-Campus Property includes university owned, leased or controlled locations not
reasonably contiguous to the main UA Campus and frequently used by students for an
educational purpose at any time during the years in the three-year reporting period (2020,
2021, 2022). In addition, this includes locations for which the University has a written
agreement for the use of space for its students, or where the University makes repeated use
of a location or sponsors student trips of a longer duration away from the campus and for
which there is an agreement for the use of that space. These statistics associated with certain
trips made by students are requested by UAPD from other law enforcement agencies with
jurisdiction over the location of the trips. These other law enforcement agencies are not
required by law to respond; however, a good faith effort is made to obtain statistics and
include them in the Non-Campus statistics when they are provided.
III. Crime Definitions
Definitions of each of the Clery reportable crimes are set forth on the Campus Security
Authority Reporting Form for Criminal Offenses and Hate Crimes, accessible online and
attached as Appendix III and Appendix IV to this Campus Security Report.
IV. VAWA Reporting Crimes, Hate Crime Statistics and Unfounded Crimes
Pursuant to the Violence Against Women Reauthorization Act (VAWA) amendment to the
Clery Act, statistics for these new reporting crimes are included for the entire 2020, 2021
and 2022 calendar year statistics.
In 2020, there were 3 incidents reported as Clery hate crimes, one involving bodily injury
and two involving intimidation. In 2021 there were no hate crimes reported to UAPD. In
2022, there were no crimes reported that were motivated by hate biases.
Unfounded Crimes. Federal regulations permit an institution to withhold a reported crime
from its crime statistics where law enforcement has investigated a reported crime and based
on the results of a full investigation and evidence, have made a formal determination that
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2023 Campus Security and Fire Safety Report
the crime report is false or baseless or that the crime reported was not, in fact, completed
or attempted in any manner. The recovery of stolen property, the low value of stolen
property, the refusal of a victim to cooperate with the prosecution, and the failure to make
an arrest do not “unfound” a crime report. A case is not designated as unfounded if no
investigation was conducted or the investigation was not completed or if the investigation
simply failed to prove that a crime occurred (this would be an inconclusive or
unsubstantiated investigation). The reported crime is included on UA’s crime log, and if
determined to be “unfounded,” the crime log will be updated within 2 business days of that
determination. This report includes the following information on how many crimes were
“unfounded” as defined above, and withheld from crime statistics because of that
conclusion:
In 2020, UAPD had 1 report of assault determined to be unfounded.
In 2021, UAPD had 2 reports of burglary that were determined to be unfounded
In 2022, UAPD had 2 robbery reports and 1 burglary report determined to be
unfounded.
Crimes reported as occurring in 2020-2022 on the University’s non-campus property
also include incidents reported by other law enforcement agencies, and may have
occurred outside of campus, outside of the country, and like other Clery reportable
incidents, may not have involved any University of Alabama students, faculty, or staff.
Crimes are counted in the calendar year in which they are reported to the appropriate
personnel. Some crimes included in the statistics for the years 2020-2022 have included
crimes that were reported to have occurred in years prior.
2020 2021 2022 2020 2021 2022 2020 2021 2022 2020 2021 2022
Murder/Non-negligent manslaughter
0 0 0 0 0 0 0 0 0 0 0 0
Negligent manslaughter
0 0 0 0 0 0 0 0 0 0 0 0
Rape
19 31 27 18 26 24 0 0 0 0 0 0
Fondling
4 8 2 3 6 2 0 1 0 0 0 1
Incest
0 0 0 0 0 0 0 0 0 0 0 0
Statutory Rape
0 0 0 0 0 0 0 1 0 0 0 0
Robbery
1 1 5 0 0 0 0 0 0 0 0 0
Aggravated assault
1 5 11 1 1 10 0 0
1
0 0 1
Burglary
24 23 24 22 21 22 1 1
3
0 0 0
Motor vehicle theft
5 3 1 0 0 0 0 1
1
0 0 0
Arson
2 0 1 2 0 0 0 0 0 0 0
Dating Violence
18 21 24 15 13 20 0 0 0 1 1 0
Domestic Violence
1 3 4 0 0 2 1 0 0 0 0 0
Stalking 1 2 1 0 1 1 0 0
1
0 0 0
2020 2021 2022 2020 2021 2022 2020 2021 2022 2020 2021 2022
Murder/Non-negligent manslaughter
0 0 0 0 0 0 0 0 0 0 0 0
Negligent manslaughter
0 0 0 0 0 0 0 0 0 0 0 0
Rape
0 0 0 0 0 0 0 0 0 0 0 0
Fondling
0 0 0 0 0 0 0 0 0 0 0 0
Incest
0 0 0 0 0 0 0 0 0 0 0 0
Statutory Rape
0 0 0 0 0 0 0 0 0 0 0 0
Robbery
0 0 0 0 0 0 0 0 0 0 0 0
Aggravated assault
0 0 0 0 0 0 0 0 0 0 0 0
Burglary
0 0 0 0 0 0 0 0 0 0 0 0
Motor vehicle theft
0 0 0 0 0 0 0 0 0 0 0 0
Arson
0 0 0 0 0 0 0 0 0 0 0 0
Dating Violence
0 0 0 0 0 0 0 0 0 0 0 0
Domestic Violence
0 0 0 0 0 0 0 0 0 0 0 0
Stalking 0 0 0 0 0 0 0 0 0 0 0 0
Larceny 0 0 0 0 0 0 0 0 0 0 0 0
Intimidation
2 0 0 1 0 0 0 0 0 0 0 0
Destruction/Damage/Vandalism of Property
0 0 0 0 0 0 0 0 0 0 0 0
Any other crime involving bodily injury
0 0 0 0 0 0 0 0 0 1 0 0
Criminal Offenses
NON-CAMPUS
RESIDENCE HALLS
a subset of on-campus
ON CAMPUS
PUBLIC PROPERTY
Hate Offenses
ON CAMPUS
RESIDENCE HALLS
NON-CAMPUS
PUBLIC PROPERTY
1
2020 2021 2022 2020 2021 2022 2020 2021 2022 2020 2021 2022
Liquor law violations 0 2 4 0 0 2 0 0 0 0 0 0
Drug law violations 37 34 23 29 13 13 0 2
2
3 1 8
Weapon law violations 1 6 7 0 0 2 0 0 0 0 0 0
2020 2021 2022 2020 2021 2022 2020 2021 2022 2020 2021 2022
Liquor law violations 1022 1110 1163 974 1014 1055 0 0 0 4 2 1
Drug abuse violations 65 49 72 56 36 62 0 0 2 1 0 0
Weapon law violations 2 2 7 0 2 2 0 0 2 0 0 1
Disciplinary Actions/Judicial
Referrals
ON CAMPUS
Arrests
ON CAMPUS
RESIDENCE HALLS a subset of
on-campus
NON-CAMPUS
PUBLIC PROPERTY
RESIDENCE HALLS
NON-CAMPUS
PUBLIC PROPERTY
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2023 Campus Security and Fire Safety Report
Appendix II: Clery Campus Security Authority Reporting Form
Clery CSA Reporting Form
The Clery Campus Security Authority Reporting Form, is a web-based reporting form where the
information submitted is securely protected and stored. The information requested on the form is:
CSA Name and Title
Time and Date of the Incident
Location of the Incident (On campus, Off Campus, or On Campus Residential)
Specific Location of the incident (additional information such as address, building
name, intersection)
Involved parties
Type of Clery Incident
If there was hate bias involved
A brief incident description
Information on if any additional offices or agencies were notified of the incident
The reporting form can be accessed via desktop or mobile device. If you are unable to access the
form for any reason, you can send incident information directly to the UAPD at
[email protected]. A screenshot of the form is provided below for reference.
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Appendix III: Clery Crimes and Definitions
REPORTABLE CRIMES
1
Criminal Homicide - Murder & Non-negligent Manslaughter: the willful (non-negligent) killing
of one human being by another. NOTE: Deaths caused by negligence, attempts to kill, assaults
with intent to kill, suicides, accidental deaths, and justifiable homicides are excluded.
Criminal Homicide - Negligent Manslaughter: the killing of another person through gross
negligence.
Sex Offenses - Any sexual act directed against another person, without consent of the victim,
including instances where the victim is incapable of giving consent. Sexual assault is an offense
that meets the definition of rape, fondling, incest or statutory rape as defined below.
A.
Rape: The penetration, no matter how slight, of the vagina or anus with any body part or
object, or oral penetration, by a sex organ of another person, without the consent of the
victim.
B.
Fondling: The touching of the private body parts of another person for the purpose of
sexual gratification, without the consent of the victim, including instances where the victim
is incapable of giving consent because of his/her age or because of his/her temporary or
permanent mental incapacity.
C.
Incest: Sexual intercourse between persons who are related to each other within the
degrees wherein marriage is prohibited by law.
D.
Statutory Rape: Sexual intercourse with a person who is under the statutory age of
consent.
Robbery: the taking or attempting to take anything of value from the care, custody or control of a
person or persons by force or threat of force or violence and/or by putting the victim in fear.
Aggravated Assault: an unlawful attack by one person upon another for the purpose of inflicting
severe or aggravated bodily injury. This type of assault usually is accompanied by the use of a
weapon or by means likely to produce death or great bodily harm. (It is not necessary that injury
result from an aggravated assault when a gun, knife or other weapon is used that could and
probably would result in a serious personal injury if the crime were successfully completed).
Burglary: The unlawful entry of a structure to commit a felony or a theft. For reporting purposes
this definition includes: unlawful entry with intent to commit a larceny or a felony; breaking and
entering with intent to commit a larceny; housebreaking; safecracking; and all attempts to commit
any of the aforementioned.
1 The definitions for murder, rape, robbery, aggravated assault, burglary, motor-vehicle theft, weapons law violations, drug law violations and liquor law violations are
from the SRS User Manual from the FBI’s UCR Program. The definitions of fondling, incest, and statutory rape are excerpted from the NIBRS User Manual.
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2023 Campus Security and Fire Safety Report
Motor Vehicle Theft: The theft or attempted theft of a motor vehicle. (Classify as motor vehicle
theft all cases where automobiles are taken by persons not having lawful access, even though the
vehicles are later abandoned - including joy riding.)
Arson: Any willful or malicious burning or attempt to burn, with or without intent to defraud, a
dwelling house, public building, motor vehicle or aircraft, personal property of another, etc.
Dating Violence: The term “dating violence” means violence committed by a person who is or
has been in a social relationship of a romantic or intimate nature with the victim. The existence of
such a relationship shall be determined based on the reporting party’s statement and with
consideration of the following factors:
(i)
The length of the relationship
(ii)
The type of the relationship, and
(iii)
The frequency of interaction between the persons involved in the relationship.
Dating violence includes, but is not limited to, sexual or physical abuse or the threat of such abuse.
Dating violence does not include acts covered under the definition of domestic violence.
Domestic Violence: The term “domestic violence” includes a felony or misdemeanor crime of
violence committed by a current or former spouse or intimate partner of the victim, by a person
with whom the victim shares a child in common, by a person who is cohabitating with or has
cohabitated with the victim as a spouse or intimate partner, by a person similarly situated to a
spouse of the victim under the domestic or family violence laws of the jurisdiction in which the
crime of violence occurred, or by any other person against an adult or youth victim who is
protected from that person’s acts under the domestic or family violence laws of the jurisdiction in
which the crime of violence occurred.
Stalking: Engaging in a course of conduct directed at a specific person that would cause a
reasonable person to-
a) fear for the person’s safety or the safety of others; or
b) suffer substantial emotional distress.
Course of conduct means two or more acts, including, but not limited to, acts in which the stalker
directly, indirectly, or through third parties, by any action, method, device, or means, follows,
monitors, observes, surveils, threatens, or communicates to or about a person, or interferes with a
person’s property. Reasonable person means a reasonable person under similar circumstances and
with similar identities to the victim. Substantial emotional distress means significant mental
suffering or anguish that may, but does not necessarily, require medical or professional treatment
or counseling.
DISCIPLINARY REFERRALS
Weapon Law Violations: The violation of laws or ordinances prohibiting the manufacture, sale,
purchase, transportation, possession, concealment or use of firearms, cutting instruments,
explosives, incendiary devices or other deadly weapons. This includes all attempts to commit any
of the aforementioned.
40
Drug law Violations: Violations of state and local laws relating to the unlawful possession, sale,
use, growing, manufacturing, and making of certain controlled substances.
Liquor Law Violations: The violation of state or local laws or ordinances prohibiting the
manufacture, sale, purchase, transportation, possession, or use of alcoholic beverages, not
including drunkenness or driving under the influence.
2023 Campus Security and Fire Safety Report
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Appendix IV: Hate Crimes
HATE CRIMES
A hate crime is a criminal offense that manifests evidence that the victim was intentionally selected because
of the perpetrator’s bias against the victim. We are also required to report statistics for hate crimes by the
type of bias for the following classifications: murder/non-negligent manslaughter, sex
offenses (rape, fondling, incest, statutory rape), robbery, aggravated assault, burglary, motor vehicle theft,
arson, larceny-theft, destruction/damage/vandalism of property, intimidation and simple assault or
other crimes involving bodily injury to any person
.3
Larceny: The unlawful taking, carrying, leading, or riding away of property from the possession
or constructive possession of another. Attempted larcenies are included. Embezzlement,
confidence games, forgery, worthless checks, motor vehicle theft, attempted motor vehicle theft,
etc. are excluded.
Destruction/ Damage/ Vandalism of Property: To willfully or maliciously destroy, damage,
deface, or otherwise injure real or personal property, without the consent of the owner or person
having custody or control of it.
Intimidation: To unlawfully place another person in reasonable fear of bodily harm through the
use of threatening words and/or other conduct, but without displaying a weapon or subjecting the
victim to actual physical attack.
Simple Assault: An unlawful physical attack by one person upon another where neither the
offender displays a weapon, nor the victim suffers obvious severe or aggravated bodily injury
involving apparent broken bones, loss of teeth, possible internal injury, severe laceration or loss
of consciousness.
Additional Information on Hate Crimes: If a hate crime occurs where there is an incident
involving intimidation, vandalism, larceny, simple assault or other crimes involving bodily injury
to any person, the law requires that the statistic be reported as a hate crime even though there is
no requirement to report the crime classification in any other area of the compliance document.
A bias-related (hate) crime is not a separate, distinct crime, but is the commission of a criminal
offense which was motivated by the offender's bias. For example, a subject assaults a victim,
which is a crime. If the facts of the case indicate that the offender was motivated to commit the
offense because of his bias against the victim's race, sexual orientation, etc. the assault is then also
classified as a hate crime.
Type of Bias:
Race
Religion
Ethnicity
National Origin
Gender
Sexual
Orientation
Disability
Gender Identity
3 The definitions of larceny-theft (except motor vehicle theft), simple assault, intimidation, and destruction/damage/vandalism of
property are the “Hate Crime Data Collection Guidelines and Training Manual” from the FBI’s UCR Program.
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2023 Campus Security and Fire Safety Report
Appendix V: Departmental Campus Security Authority Partners
CENTRALIZED REPORTING PROCESS PARTNERS
CSAs that do not wish to use the provided online reporting form can also provide the incident
information to a listed CSA from your functional area and they will then provide the information to
UAPD Clery Compliance Coordinator. (Phone area codes are 205 unless otherwise noted)
Area: Name: Phone:
Residence Life Amber Meiborg 348-6676
Athletics Lindsey Jones 348-3694
Dean of Students Stacy Jones 348-2461
Student Orgs Rosalind Moore-Miller 348-6796
WGRC Nesha Smith 348-5040
Recreation Center Brooke Turner 348-1337
Student Conduct Kelli Knox-Hall 348-0211
Study Abroad Carolina Robinson 348-5313
All Reporting UAPD ua.police@ua.edu 347-0547
Academic Affairs Luoheng Han 348-8336
UA Gadsden Cntr Allison Miller 256-546-2886
Revised 2.22
1
TITLE IX AND SEXUAL MISCONDUCT POLICY
A. COMMITMENT ........................................................................................................................................ P. 1
B. JURISDICTION AND APPLICATION OF POLICY .................................................................................. P. 2
C. GRIEVANCE PROCESSES ...................................................................................................................... P. 3
D. RELEVANT DEFINITIONS ..................................................................................................................... P. 3
E. TITLE IX COORDINATOR ..................................................................................................................... P. 13
F. AMNESTY FOR PERSONAL INGESTION OF ALCOHOL OR OTHER DRUGS ..................................... P. 13
G. PROHIBITION ON RETALIATION ........................................................................................................ P. 13
H. REPORTING PROCEDURES, CONFIDENTIALITY, AND RIGHTS ........................................................ P. 13
I. POTENTIAL CONFLICTS OF INTEREST/BIAS ..................................................................................... P. 20
J. FORMAL COMPLAINTS AND PROCESSING REPORTS OF PROHIBITED CONDUCT ........................ P. 21
K. SUPPORTIVE MEASURES ...................................................................................................................... P. 22
L. EMERGENCY REMOVALS AND ADMINISTRATIVE LEAVE ............................................................... P. 23
M. DISHONEST, FRIVOLOUS, OR MALICIOUS ACCUSATIONS ................................................................ P. 24
N. CRIMINAL INVESTIGATIONS ................................................................................................................ P. 24
O. PREVENTION, EDUCATION, AND AWARENESS………………………………………………P. 25
P. ACADEMIC FREEDOM & SEXUAL HARASSMENT/HOSTILE ENVIRONMENT ................................ P. 25
Q. PRESERVATION OF RECORDS ............................................................................................................. P. 26
Appendix 1 – PROCESSING OF REPORTS OF PROHIBITED CONDUCT UNDER TITLE IX PROCESS
Appendix 2 – PROCESSING OF REPORTS OF PROHIBITED CONDUCT UNDER SEXUAL MISCONDUCT PROCESS
Appendix 3 – PROHIBITED CONDUCT DEFINED (UA, STATE, & FEDERAL DEFINITIONS)
Appendix 4 – COMPLAINANT SUPPORTIVE MEASURES
Appendix 5 – RESPONDENT SUPPORTIVE MEASURES
Appendix 6 – DETAILED INFORMATION ABOUT CRIMINAL INVESTIGATIONS
Appendix 7 – PREVENTION, EDUCATION, AND AWARENESS EFFORTS
A. COMMITMENT
The University of Alabama (“the University” or “UA”) is committed to providing an environment free from sexual
misconduct which, among other things identified in Section D.1. and Appendix 3 to this Policy, includes sexual
assault, sex or gender-based harassment, exploitation, dating and domestic violence, stalking, as well as
discrimination based on sex, gender, sexual orientation, gender identity, gender expression, pregnancy, and related
retaliation (collectively referred to as “Prohibited Conduct”). The University expects individuals who live, work,
teach, study within, or visit this community to contribute positively to the environment and refrain from behaviors
that threaten the freedom or respect that every member of our community deserves. Unless ultimately proven
otherwise pursuant to the standards and processes of this Policy, individuals accused of Prohibited Conduct are
presumed to be not responsible for any alleged violation. Individuals who are found to be in violation of this
Policy, however, will be subject to corrective action up to and including termination from employment or expulsion
from the University.
Among other things, this Policy defines Prohibited Conduct, prohibits related retaliation; provides reporting
requirements for designated University employees; identifies reporting procedures for individuals who have
knowledge of an alleged violation; explains the difference between University conduct and criminal investigations;
identifies the UA offices to whom a Complainant may report alleged violations in confidence to obtain supportive
measures without an investigation, explains University supportive measures, emergency removals and other support
Revised 2.22
2
services, sets out procedures for addressing potential Prohibited Conduct, and details the University’s
comprehensive prevention, education, and awareness plan.
This Policy and Procedures are guidelines that the University intends to use for Prohibited Conduct. The
University reserves the right to amend or alter the conditions and terms contained in this Policy and its Appendices
as it deems necessary. The University will attempt to give notice of changes of information, policy, and procedure
to students and employees. Inquiries as to whether the information contained herein is the current policy and
procedure for processing of reports of Prohibited Conduct should be made to the Office of Equal Opportunity and
Title IX Programs (hereinafter “Title IX Office”).
B. JURISDICTION AND APPLICATION OF POLICY
This Policy applies to:
Allegations of Prohibited Conduct by UA students or employees regardless of whether the alleged violation
occurred on campus
1
or off-campus, but only if the off-campus conduct has the potential for continuing
adverse effects on or creating a hostile work or learning environment for students, employees or third-
parties while on campus;
2
Allegations of Prohibited Conduct, including those committed by non-students or non-employees, that
occur on campus or at any location involving a University education program or activity (including, but not
limited to, University-sponsored study abroad
3
, research, online, or internship programs).
The jurisdiction of this Policy may limit the scope of or prevent an investigation into alleged conduct of a
community member, third party, or campus visitor that occurs off-campus or on-campus alleged conduct by a
community member, third party, or campus visitor where the University does not exercise substantial control over
both the Respondent and the context in which the conduct occurred.
4
Likewise, the full spectrum of possible
sanctions/remedies, resources, and accommodations may be limited in situations involving a community member,
third party, or campus visitor that fall outside of the Policy’s jurisdiction. The procedures that apply to the
resolution of an allegation of Prohibited Conduct will depend on whether the Prohibited Conduct is also subject to
the Title IX Regulations.
5
For more detailed information, please review Sections D.1., J, and Appendices 1 & 2.
With regard to allegations of Prohibited Conduct as outlined herein, this Policy shall supersede all other policies and
procedures set forth in other University policies and/or handbooks. If the accused individual has dual status (i.e.
the accused individual is both an employee and student), the Title IX Coordinator or designee (hereinafter “Title IX
Coordinator”) will determine the appropriate procedure(s) to be applied pursuant to this Policy. The Policy and the
applicable procedures in effect on the date of the alleged incident will be applied with regard to what is considered
Prohibited Conduct, unless clearly established law requires use of the current applicable procedures. If an
investigation involves multiple reports of Prohibited Conduct, where it would be appropriate to consider all reports
with regard to a totality of the circumstances analysis, the Policy in effect as of the date of the most recent alleged
Prohibited Conduct will be applied.
1
Campus includes any University-owned or leased property and streets or pathways contiguous to University property.
2
If a Respondent is no longer affiliated with the University when the report of Prohibited Conduct is received, the University may not
conduct an investigation into the allegations but reserves the right to document the report and address the allegations with the Respondent
prior to Respondent returning to UA as a student, employee, or campus visitor.
3
With regard to all study abroad programs, UA has jurisdiction to investigate allegations of Prohibited Conduct where the Respondent is a
UA student or employee.
4
For purposes of this Policy, an individual’s status as a University graduate, alumni, or donor does not afford the University jurisdiction
over that individual solely based on that status.
5
34 C.F.R. part 106.
Revised 2.22
3
This Policy shall be administered by the Title IX Office.
C. GRIEVANCE PROCESSES
This Policy utilizes two grievance processes: the Title IX Process and the Sexual Misconduct Process. These
processes are described in more detail in Appendices 1 and 2 respectively. The determination regarding which
process will be utilized is based on the allegations in the Formal Complaint and the factors as described below:
1. Title IX Process
Allegations of Prohibited Conduct meeting the below criteria, as alleged in a Formal Complaint, will be addressed
pursuant to the Title IX Process (Appendix 1):
Incident(s) occurring against a person in the United States and within a University education program or
activity;
The Complainant is participating in or attempting to participate in the University’s education program or
activity at the time of filing the Formal Complaint; and
The Formal Complaint includes at least one allegation of Title IX Prohibited Conduct that constitutes
Sexual Assault/Rape, Sexual Assault/Fondling, Dating/Domestic Violence, Title IX Sexual Harassment, or
Stalking as defined below.
2. Sexual Misconduct Process
The Sexual Misconduct Process (Appendix 2) addresses incidents of Prohibited Conduct that that do not fall within
the requirements of the Title IX Process, but otherwise meet the definition of Sexual Misconduct Prohibited
Conduct and the jurisdictional requirements as outlined in Section B above. In situations where Prohibited
Conduct meets both the requirements of the Title IX Process and Sexual Misconduct Process, the Title IX Process
will apply.
Allegations of Prohibited Conduct meeting all of the below criteria, as alleged in a Formal Complaint, may be
addressed pursuant to the Sexual Misconduct Process:
None of the allegations contained in the Formal Complaint would fall under the Title IX Process as
described above;
The allegations, if proved, would constitute Sexual Misconduct Prohibited Conduct as defined in D.1.; and
The University has jurisdiction pursuant to Section B above.
D. RELEVANT DEFINITIONS
1. Prohibited Conduct Defined (UA Definitions)
For purposes of this Policy, conduct that is deemed, by a preponderance of the evidence (which means more likely
than not the alleged conduct occurred), to be sex or gender-based and meet the definitions of any of the types of
Prohibited Conduct identified in the chart below or in Appendix 3 to this Policy (whether defined by UA, or by
state (AL) or federal (FED) laws, as amended from time to time), constitutes a violation of this Policy.
6
6
The chart included within this section of the Policy sets forth UA’s definitions of Prohibited Conduct. Appendix 3 contains a chart that
combines UA’s definitions of Prohibited Conduct with corresponding definitions under federal (FED) and Alabama (AL) laws, all of
which constitute Prohibited Conduct covered by this Policy.
Revised 2.22
4
Allegations of Prohibited Conduct will be addressed through either the Title IX Process or the Sexual Misconduct
Process. Prohibited Conduct will be considered either Title IX Prohibited Conduct or Sexual Misconduct
Prohibited Conduct, as defined in the tables below. If the Prohibited Conduct constitutes Title IX Prohibited
Conduct, the process and procedures outlined in Appendix 1 apply. If the Prohibited Conduct constitutes Sexual
Misconduct Prohibited Conduct, the process and procedures outlined in Appendix 2 apply.
A person whose sex or gender-based conduct violates the federal or state criminal statutes as established by a
preponderance of the evidence need not be criminally charged or convicted for their conduct to be deemed a
violation of this Policy. In addition, to the extent federal or state laws addressing sex or gender-based conduct that
could be deemed Prohibited Conduct are added or amended, it will be considered a violation of this Policy if an
individual engages in such conduct (as proven by a preponderance of the evidence), even if the definitions in
Appendix 3 have not been updated to reflect the most recent federal or state language.
TITLE IX PROHIBITED CONDUCT
Under Title IX, Sexual Harassment includes Sexual Assault, Dating Violence, Domestic Violence, Stalking, and Title IX
Sexual and Gender-Based Harassment, as defined below.
INTIMATE PARTNER VIOLENCE: DATING AND DOMESTIC VIOLENCE
Dating Violence is violence committed by a person who is or has been in a social relationship of a romantic or intimate
nature with the Complainant.
(i) The existence of such a relationship shall be determined based on the Complainants statement and with
consideration of the length of the relationship, the type of relationship, and the frequency of interaction between the
persons involved in the relationship.
(ii) For the purposes of this definition
(A) Dating violence includes, but is not limited to, sexual or physical abuse or the threat of such abuse.
(B) Dating violence does not include acts covered under the definition of domestic violence.
Domestic Violence is a felony or misdemeanor crime of violence committed
(A) By a current or former spouse or intimate partner of the Complainant;
(B) By a person with whom the Complainant shares a child in common;
(C) By a person who is cohabitating with, or has cohabitated with, the Complainant as a spouse or intimate partner;
(D) By a person similarly situated to a spouse of the Complainant under the domestic or family violence laws of the
jurisdiction in which the crime of violence occurred; or
(E) By any other person against an adult or youth Complainant who is protected from that person’s acts under the
domestic or family violence laws of the jurisdiction in which the crime of violence occurred.
7
Examples of such acts include, but are not limited to:
Physical contact to the Complainant causing an injury;
Destruction or damage to the Complainant’s property;
Physical contact done for the purpose of harassing or alarming the Complainant.
STALKING
Stalking is engaging in a course of conduct directed at a specific person that would cause a reasonable person to (a) fear
for the person’s safety or the safety of others; or (b) suffer substantial emotional distress.
The term “course of conductmeans two or more acts, including, but not limited to, acts in which the stalker directly,
indirectly, or through third parties, by any action, method, device, or means, follows, monitors, observes, surveils,
threatens, or communicates to or about a person, or interferes with a person’s property.
Examples of such acts include, but are not limited to:
Following an individual without a reasonable justification for being in a particular area or taking a particular
route;
Lying in wait;
7
Paragraph E only applies to Title IX Prohibited Conduct.
Revised 2.22
5
Any other act done for the purpose of trying to find an individual or learn information about that individual’s
location and/or activities over the individual’s stated objections.
Stalking, as it is defined in this Policy, includes “cyber-stalking,” a particular form of stalking in which a person uses
electronic media, such as the internet, social networks, blogs, phones, texts, or other similar devices or forms of contact.
Reasonable personmeans a reasonable person under similar circumstances and with similar identities to the
Complainant.
Substantial emotional distressmeans significant mental suffering or anguish that may, but does not necessarily, require
medical or other professional treatment or counseling.
SEXUAL ASSAULT
8
Sexual Assault/Rape (Nonconsensual Sexual Penetration) is defined as the penetration, no matter how slight, of
the vagina or anus with any body part or object, or oral penetration by a sex organ of another person, without the
consent of the Complainant. Attempts or assaults to commit sexual assault/rape are also included; however, statutory
rape and incest are excluded.
Sexual Assault/Fondling (Nonconsensual Sexual Contact) is the touching of the private body parts of another
person for the purpose of sexual gratification, without the consent of the Complainant, including instances where the
Complainant is incapable of giving consent because of their age or because of their temporary or permanent mental
incapacity. For purposes of this definition, “private body parts” include an individual’s genitalia, breasts, groin, or
buttocks.
Incest is sexual intercourse between persons who are related to each other within the degrees wherein marriage is
prohibited by law.
Statutory Rape is sexual intercourse with a person who is under the statutory age of consent. The age of consent is
determined by the applicable age of consent for the jurisdiction where the alleged sexual intercourse occurred.
In Alabama, the age of consent is 16 years old.
CONSENT
The term “consent” used when describing different types of prohibited acts of sexual misconduct under UA’s Title IX
and Sexual Misconduct Policy (such as sexual assault/rape) means a clear willingness to participate in the sexual act (e.g.,
clear communication through words or actions). While consent may be expressed by words or by actions, it is highly
recommended that consent be expressed and obtained verbally. Non-verbal consent expressed through actions may lead
to confusion and potential for misunderstandings.
It is the responsibility of the initiator of any sexual activity to obtain their partner’s consent.
Consent to a sexual act is not freely given if the individual is not able to give consent, or if consent is obtained by force,
deception, or coercion. A lack of resistance, verbal or physical, does not grant consent. Previous consent does not grant
consent to future sexual acts. Consent can be withdrawn at any time during a sexual act.
Inability to give consent includes situations where an individual is:
a. Incapacitated due to alcohol, drugs, or other substances including, but not limited to, prescription medication.
i. Determining consent when alcohol or other drugs are involved: In incidents involving alcohol, drugs, or other
substances, the totality of the circumstances are analyzed to determine whether the use of alcohol,
drugs, or other substances caused an inability to give consent. Whether a Respondent knew or
reasonably should have known of the Complainant’s ability to give consent will be considered. An
individual’s use of alcohol, drugs, or other substances does not diminish that individual’s
responsibility to obtain consent if that individual is the one who initiates sexual activity.
Incapacitation is a state beyond drunkenness or intoxication. Incapacitation is a state where an
individual cannot make a rational, reasonable decision because they lack the capacity to give consent.
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The Title IX regulations define the term “sexual assault” as an offense classified as a forcible or nonforcible sex offense under the
Uniform Crime Reporting system of the Federal Bureau of Investigation. 20 U.S.C. § 1092(f)(6)(A)(v). Refer to Appendix 3 for the UCR
definitions of forcible and nonforcible sex offenses.
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Some factors considered to determine whether an individual is incapacitated due to alcohol, drugs, or
other substances and therefore not able to give consent include, but are not limited to: whether the
individual became sick due to intoxication, the individual’s ability to communicate and/or slurred
speech, the individual’s coordination (ex. ability to walk, dress/undress, perform simple tasks), and
any other action that would be indicative of a decreased level of cognitive functioning. The existence
of any one of these factors may support a finding of incapacitation, and thus the inability to consent
to sexual activity. The mere presence of alcohol, drugs, or other substances does not equate to an
inability to give consent. Stated differently, it is possible for an individual to have alcohol, drugs, or
other substances in their system and not be incapacitated.
b. Unconscious, asleep, or in a state of shock.
c. Under the age of consent as defined by the jurisdiction in which the act occurred, which, in Alabama, is less
than 16 years of age.
d. Mentally or physically impaired and not reasonably able to give consent.
Coercionfor purposes of this Policy is the use of expressed or implied threats or intimidation for the purpose of
obtaining sexual favors, which would place a reasonable person in fear of immediate harm. Threatening or intimidating
behavior may include emotional abuse, threats to reputation, public humiliation, threats to others and possessions
(including pets), or financial harm, among others.
“Force” for purposes of this Policy is the use of physical violence or intimidation to overcome another person’s free
will.
TITLE IX SEXUAL OR GENDER-BASED HARASSMENT
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Sexual Harassment
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includes conduct on the basis of sex, which may include unwelcome sexual advances, requests
for sexual favors, or other unwanted conduct of a sexual nature, whether verbal, non-verbal, graphic, physical, or
otherwise, when the conditions outlined in (1) and/or (2), below, are present.
Gender-based Harassment includes unwelcome harassment directed at an individual and based on gender, sexual
orientation, gender identity, or gender expression, which may include acts of aggression, intimidation, or hostility,
whether verbal or non-verbal, graphic, physical, or otherwise, even if the acts do not involve conduct of a sexual nature,
when the conditions outlined in (1) and/or (2), below, are present.
(1) An employee conditioning the provision of an aid, benefit, or service of the University on an individual’s
participation in unwelcome sexual conduct (often referred to as “quid pro quo” harassment); or
(2) Unwelcome conduct determined by a reasonable person to be so severe, pervasive, and objectively offensive that it
effectively denies a person equal access to the University’s education program or activity (often referred to as
“hostile environment” harassment). In evaluating conduct, the University will consider the totality of known
circumstances, including, but not limited to:
The frequency, nature and severity of the conduct;
Whether the conduct was physically threatening;
Whether the incident involved severe humiliation rather than was merely offensive;
The effect of the conduct on the Complainant’s mental or emotional state;
Whether the conduct was directed at more than one person;
Whether the Complainant was offended by the conduct;
Whether the conduct arose in the context of other discriminatory conduct;
Whether the conduct unreasonably interfered with the Complainant’s educational or work performance
and/or University programs or activities; and
Whether the conduct implicates concerns related to academic freedom or protected speech.
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Reports of Title VII Sexual and Gender-Based Harassment will be addressed under UA’s Equal Opportunity and Discriminatory
Harassment Policy.
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Under Title IX, Sexual Harassment includes Sexual Assault, Dating Violence, Domestic Violence, Stalking, and Title IX Sexual
Harassment. Charges for allegations of these types of Prohibited Conduct will be based on the specific definitions herein and the specific
conduct alleged.
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SEXUAL MISCONDUCT PROHIBITED CONDUCT
INTIMATE PARTNER VIOLENCE: DATING AND DOMESTIC VIOLENCE
Dating Violence is violence committed by a person who is or has been in a social relationship of a romantic or intimate
nature with the Complainant.
(i) The existence of such a relationship shall be determined based on the Complainants statement and with
consideration of the length of the relationship, the type of relationship, and the frequency of interaction between the
persons involved in the relationship.
(ii) For the purposes of this definition
(A) Dating violence includes, but is not limited to, sexual or physical abuse or the threat of such abuse.
(B) Dating violence does not include acts covered under the definition of domestic violence.
Domestic Violence is a felony or misdemeanor crime of violence committed
(A) By a current or former spouse or intimate partner of the Complainant;
(B) By a person with whom the Complainant shares a child in common;
(C) By a person who is cohabitating with, or has cohabitated with, the Complainant as a spouse or intimate partner; or
(D) By a person similarly situated to a spouse of the Complainant under the domestic or family violence laws of the
jurisdiction in which the crime of violence occurred.
Examples of such acts include, but are not limited to:
Physical contact to the Complainant causing an injury;
Destruction or damage to the Complainant’s property;
Physical contact done for the purpose of harassing or alarming the Complainant.
INTIMATE PARTNER VIOLENCE: HARASSING COMMUNICATIONS
Intimate Partner Violence (Harassing Communications) is excessive communications, including any attempt to
unreasonably, intentionally, and repeatedly make contact with the Complainant over their stated objections, committed
by a person who has been in a romantic or intimate relationship with the Complainant.
For purposes of this definition, the existence of such a relationship shall be determined based on the Complainant’s
statement and with consideration of the length of the relationship, the type of relationship, and the frequency of
interaction between the persons involved in the relationship.
STALKING
Stalking is engaging in a course of conduct directed at a specific person that would cause a reasonable person to (a) fear
for the person’s safety or the safety of others; or (b) suffer substantial emotional distress.
The term “course of conductmeans two or more acts, including, but not limited to, acts in which the stalker directly,
indirectly, or through third parties, by any action, method, device, or means, follows, monitors, observes, surveils,
threatens, or communicates to or about a person, or interferes with a person’s property.
Examples of such acts include, but are not limited to:
Following an individual without a reasonable justification for being in a particular area or taking a particular
route;
Lying in wait;
Any other act done for the purpose of trying to find an individual or learn information about that individual’s
location and/or activities over the individual’s stated objections.
Stalking, as it is defined in this Policy, includes “cyber-stalking,” a particular form of stalking in which a person uses
electronic media, such as the internet, social networks, blogs, phones, texts, or other similar devices or forms of contact.
Reasonable personmeans a reasonable person under similar circumstances and with similar identities to the
Complainant.
Substantial emotional distressmeans significant mental suffering or anguish that may, but does not necessarily, require
medical or other professional treatment or counseling.
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SEXUAL ASSAULT
Sexual Assault/Rape (Nonconsensual Sexual Penetration) is defined as the penetration, no matter how slight, of
the vagina or anus with any body part or object, or oral penetration by a sex organ of another person, without the
consent of the Complainant. Attempts or assaults to commit sexual assault/rape are also included.
Sexual Assault/Fondling (Nonconsensual Sexual Contact) is the touching of the private body parts of another
person for the purpose of sexual gratification, without the consent of the Complainant, including instances where the
Complainant is incapable of giving consent because of their age or because of their temporary or permanent mental
incapacity. For purposes of this definition, “private body parts” include an individual’s genitalia, breasts, groin, or
buttocks.
SEXUAL EXPLOITATION
Sexual exploitation is taking or attempting to take non-consensual or abusive sexual advantage of another for one’s own
advantage or benefit or to benefit a person other than the one being exploited.
Examples of sexual exploitation include, but are not limited to:
Causing or attempting to cause the incapacitation of another individual for sexual purposes;
Electronically recording, videoing, photographing, or transmitting sexual sounds or images of another
individual against that person’s will or without their consent;
Allowing a third-party to observe sexual acts without all parties’ consent;
Prostituting another individual;
Exposing one’s genitals, without consent, for the purpose of sexual gratification;
Intentionally exposing another’s genitals or intimate body parts without their consent;
Engaging in voyeurism (e.g., watching private sexual activity without the consent of the participants or viewing
another person’s intimate parts (including genitalia, breasts, or buttocks) in a place where that person would
have a reasonable expectation of privacy);
Possessing and/or disseminating child pornography; or
Knowingly exposing another individual to a sexually transmitted disease/infection or HIV without their
consent.
CONSENT
The term “consent” used when describing different types of prohibited acts of sexual misconduct under UA’s Title IX
and Sexual Misconduct Policy (such as sexual assault/rape) means a clear willingness to participate in the sexual act (e.g.,
clear communication through words or actions). While consent may be expressed by words or by actions, it is highly
recommended that consent be expressed and obtained verbally. Non-verbal consent expressed through actions may lead
to confusion and potential for misunderstandings.
It is the responsibility of the initiator of any sexual activity to obtain their partner’s consent.
Consent to a sexual act is not freely given if the individual is not able to give consent, or if consent is obtained by force,
deception, or coercion. A lack of resistance, verbal or physical, does not grant consent. Previous consent does not grant
consent to future sexual acts. Consent can be withdrawn at any time during a sexual act.
Inability to give consent includes situations where an individual is:
e. Incapacitated due to alcohol, drugs, or other substances including, but not limited to, prescription medication.
i. Determining consent when alcohol or other drugs are involved: In incidents involving alcohol, drugs, or other
substances, the totality of the circumstances are analyzed to determine whether the use of alcohol,
drugs, or other substances caused an inability to give consent. Whether a Respondent knew or
reasonably should have known of the Complainant’s ability to give consent will be considered. An
individual’s use of alcohol, drugs, or other substances does not diminish that individual’s
responsibility to obtain consent if that individual is the one who initiates sexual activity.
Incapacitation is a state beyond drunkenness or intoxication. Incapacitation is a state where an
individual cannot make a rational, reasonable decision because they lack the capacity to give consent.
Some factors considered to determine whether an individual is incapacitated due to alcohol, drugs, or
other substances and therefore not able to give consent include, but are not limited to: whether the
individual became sick due to intoxication, the individual’s ability to communicate and/or slurred
Revised 2.22
9
speech, the individual’s coordination (ex. ability to walk, dress/undress, perform simple tasks), and
any other action that would be indicative of a decreased level of cognitive functioning. The existence
of any one of these factors may support a finding of incapacitation, and thus the inability to consent
to sexual activity. The mere presence of alcohol, drugs, or other substances does not equate to an
inability to give consent. Stated differently, it is possible for an individual to have alcohol, drugs, or
other substances in their system and not be incapacitated.
f. Unconscious, asleep, or in a state of shock.
g. Under the age of consent as defined by the jurisdiction in which the act occurred, which, in Alabama, is less
than 16 years of age.
h. Mentally or physically impaired and not reasonably able to give consent.
Coercionfor purposes of this Policy is the use of expressed or implied threats or intimidation for the purpose of
obtaining sexual favors, which would place a reasonable person in fear of immediate harm. Threatening or intimidating
behavior may include emotional abuse, threats to reputation, public humiliation, threats to others and possessions
(including pets), or financial harm, among others.
“Force” for purposes of this Policy is the use of physical violence or intimidation to overcome another person’s free
will.
NON-TITLE IX SEXUAL OR GENDER-BASED HARASSMENT
Harassment is (1) unwelcome abusive or hostile behavior, (2) that is discriminatory on the basis of sex, sexual
orientation, gender identity, gender expression, (3) targeted at a particular individual, and (4) the conditions in either (1)
or (2) below are present:
(1) An employee or a student
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conditioning the provision of an aid, benefit, or service of the University on an
individual’s participation in unwelcome sexual conduct (often referred to as “quid pro quo” harassment); or
(2) Unwelcome conduct determined by a reasonable person to be so severe, pervasive, and/or objectively offensive that
it effectively denies a person equal access to the University’s education program or activity (often referred to as “hostile
environment” harassment). In evaluating conduct, the University will consider the totality of known circumstances,
including, but not limited to:
The frequency, nature and severity of the conduct;
Whether the conduct was physically threatening;
Whether the incident involved severe humiliation rather than was merely offensive;
The effect of the conduct on the Complainant’s mental or emotional state;
Whether the conduct was directed at more than one person;
Whether the Complainant was offended by the conduct;
Whether the conduct arose in the context of other discriminatory conduct;
Whether the conduct unreasonably interfered with the Complainant’s educational or work performance
and/or University programs or activities; and
Whether the conduct implicates concerns related to academic freedom or protected speech.
SEXUAL OR GENDER-BASED DISCRIMINATION
In addition to the Prohibited Conduct outlined herein, unlawful discrimination on the basis of sex, sexual orientation,
gender identity, gender expression, and pregnancy is prohibited by this Policy.
FAILURE TO COMPLY
Failure to comply means a failure to comply with directions of University officials, who include, but are not limited to,
any employee of the Title IX Office or the Office of Student Conduct, or law enforcement officers acting in
performance of their duties.
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If a student is accused under section (1) of this definition, this would include those situations where the student has a power differential
over another student. Allegations of quid pro quo harassment against a student will be addressed as Sexual Misconduct Prohibited
Conduct. Allegations of quid pro quo harassment against an employee, which also meet the jurisdictional requirements, will be addressed as
Title IX Prohibited Conduct.
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For purposes of this Policy, failure to comply includes a failure to comply with a No Contact Order or other directive
issued by the Title IX Office or the Office of Student Conduct in response to a report of alleged Prohibited Conduct
where the individual’s failure to comply directly impacts the other party or parties to the No Contact Order.
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RETALIATION (OR RETALIATORY HARASSMENT)
Retaliation is any action that a reasonable person would expect to have the effect of intimidating, threatening, coercing,
or discriminating against a person for engaging in a legally protected activity, such as alleging Prohibited Conduct,
harassment, or illegal discrimination; filing a complaint; assisting or participating in an investigation of such complaint;
refusing to participate in any manner in an investigation, hearing, or other proceeding; opposing an allegation of
Prohibited Conduct; or advocating for others’ Title IX or Title VII rights.
This Policy prohibits retaliation in the form of harassment, intimidation, threats, or coercion, or in the form of any
materially adverse harm that would dissuade a reasonable student, employee, or third party from filing a complaint or
participating in a Prohibited Conduct related investigation.
Examples of retaliatory actions could include suspension, demotion, or termination in the employment context; lowering
a grade or dismissing a student from a program; or maliciously and purposefully interfering with, threatening, or
damaging the academic or professional career of another individual before, during, or after the investigation and
resolution of a report of conduct prohibited by this Policy.
The following actions do not constitute retaliation:
Bringing a conduct charge against a person for making a materially false statement in bad faith in the
course of a proceeding, provided a determination regarding responsibility, alone, is not sufficient to
conclude that any party has made a materially false statement in bad faith;
The exercise of rights protected under the First Amendment (except that speech that amounts to
intimidation, threats, or coercion for the purpose of chilling the exercise of a persons rights under this
Policy is not protected);
Mutual restrictions on contact between the parties;
Consistently advising the parties and participants in any proceeding of the consequences of making false
statements;
Warning a Respondent that retaliation is prohibited and informing the Respondent of the consequences of
retaliating against the Complainant, as part of a supportive measure provided for Complainant;
Warning the parties not to discuss or disseminate the allegations in a manner that constitutes retaliation or
unlawful tortious conduct.
This list is not exhaustive, as there may be other actions that do not constitute retaliation under this Policy.
2. Other Relevant Definitions
Actual Knowledge—The University has actual knowledge only when the University’s Title IX Coordinator or other
employees of the Title IX Office (collectively “the Title IX Office”) have notice of the Prohibited Conduct or the
allegations of Prohibited Conduct, except that actual knowledge is not met when the only individual with actual
knowledge is the Respondent. For purposes of this Policy, the Title IX Coordinator and other employees of the
Title IX Office are the only University officials who have authority to institute corrective measures under this
Policy.
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If a party to a No Contact Order fails to comply with the No Contact Order in a manner that does not impact the other party or parties
to the No Contact Order, the Office of Student Conduct will determine what appropriate actions, if any, should be taken against a student
in accordance with the Code of Student Conduct and the Title IX Office will recommend to appropriate University officials what
appropriate actions, if any, should be taken in accordance with the Employee and/or Faculty Handbooks.
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Awareness ProgramsCommunity-wide or audience-specific programming, initiatives, and strategies that increase
the audience’s knowledge and share information and resources to prevent violence, promote safety, and reduce
perpetration.
Bystander Intervention—Safe and positive options that may be carried out by an individual or individuals to
prevent harm or intervene when there is a risk of sexual assault/rape, dating violence, domestic violence, or stalking.
Bystander intervention includes recognizing situations of potential harm, overcoming barriers to intervening,
identifying safe and effective intervention options, and taking action to intervene. For more information about
bystander intervention, see UA’s UAct website on Intervention Training..
Complainant—An individual who is alleged to be the victim of alleged Prohibited Conduct in violation of this
Policy.
Designated Harassment Resource PersonsUniversity employees who have been designated by each college and
other administrative units to receive complaints of illegal harassment and related retaliation. They should promptly
report all allegations of Prohibited Conduct to the Title IX Office. These employees do not have authority to
institute corrective measures on behalf of the University. A current list of these persons can be found on the Equal
Opportunity website.
Designated Responsible Reporting Official— The following employees of UA are required to report allegations of
Prohibited Conduct to the Title IX Office: Designated Harassment Resource Persons, Human Resources Business
Partners (for employee reports only), Supervisors (for employee reports only), professional staff in the Office of
Student Conduct (for student reports only), and UAPD. These employees do not have authority to institute
corrective measures on behalf of the University.
Education Program or Activity—Includes the University’s operations; and locations, events, or circumstances over
which the University exercises substantial control over both the Respondent and the context in which the
Prohibited Conduct occurs. For Title IX Prohibited Conduct, this includes any building owned or controlled by a
student organization that is officially recognized by the University.
EmployeeAn employee is an individual who receives compensation for work or services for which the University
has the right (whether or not it exercises the right) to supervise and control the manner of performance as well as
the result of the work or service. For purposes of this Policy, University faculty, staff,
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and student employees are
considered “employees.” Volunteers and independent contractors are not considered “employees.”
Formal Complaint—A document filed by a Complainant
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or signed by the Title IX Coordinator alleging Prohibited
Conduct against a Respondent and requesting that the University investigate the allegation of Prohibited Conduct.
Where the Title IX Coordinator signs a Formal Complaint, the Title IX Coordinator is not a Complainant or
otherwise a party to an investigation.
Hearing Administrator—The Hearing Administrator is the University official who shall be responsible for the
administration of hearings under the Title IX Process, including, but not limited to, overseeing the Title IX hearing
process and appointing a Decision-Maker to participate in Title IX Formal Hearings. For cases involving student
Respondents, the Hearing Administrator will be the Executive Director of the Office of Student Conduct (or
designee). For cases involving staff Respondents, the Hearing Administrator will be the Director of Human
13
For purposes of this Policy, staff includes post docs, researchers, and medical residents.
14
A document filed by a Complainant means a document or electronic submission that contains the Complainant’s physical or digital
signature, or otherwise indicates that the Complainant is the person filing the Formal Complaint.
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Resources (or designee). For cases involving faculty Respondents, the Hearing Administrator will be the Associate
Provost for Faculty Affairs (or designee).
Investigator—An investigator is the Title IX Coordinator or the Coordinator’s designee that takes the lead in an
investigation of any complaint involving a potential violation of this Policy. One or more investigators may be
assigned to investigate each complaint. The Title IX Coordinator and designees are considered to be Conduct
Investigators (as defined in the Code of Student Conduct) in a complaint investigation involving a student
Respondent, which may include input/assistance from the Office of Student Conduct. A complaint investigation
involving a faculty/staff Respondent may include input/assistance from Designated Harassment Resource Persons
and/or Human Resource Business Partners.
Official with AuthorityOfficials who have authority to institute corrective measures on behalf of the University.
Employees in the Title IX Office are the only officials with authority for the University.
Ongoing Prevention and Awareness CampaignsProgramming, initiatives, and strategies that are sustained over
time and focus on increasing understanding of topics relevant to and skills for addressing dating violence, domestic
violence, sexual assault/rape, and stalking, using a range of strategies with audiences throughout the University.
Ongoing prevention and awareness campaigns are offered by several departments on campus and are described in
more detail in Section N and Appendix 7 to this Policy.
Primary Prevention ProgramsProgramming, initiatives, and strategies informed by research or assessed for value,
effectiveness, or outcome that are intended to prevent sexual assault/rape, domestic violence, dating violence, and
stalking before they occur through the promotion of positive and healthy behaviors that foster healthy, mutually
respectful relationships and sexuality, encourage safe bystander intervention, and seek to change behavior and social
norms in healthy and safe directions. Primary prevention programs are provided to all new students and employees
and are described in more detail in Section N and Appendix 7 to this Policy. For students, online training is the
primary prevention program.
Proceeding—All activities related to a non-criminal resolution of an institutional disciplinary complaint including,
but not limited to, fact-finding investigations, formal or informal meetings, and hearings. “Proceeding” does not
include communications and meetings between officials and Complainants concerning supportive measures to be
provided to a Complainant.
Risk Reduction—Options designed to decrease incidents of Prohibited Conduct and bystander inaction, and to
increase empowerment for victims/Complainants in order to promote safety and to help individuals and
communities address conditions that facilitate violence.
Respondent—An individual who has been reported to be the perpetrator of alleged Prohibited Conduct in violation
of this Policy.
Student— A student includes anyone admitted to the University and (a) registered for or pursuing undergraduate,
graduate, or professional studies or courses at the University, both full-time and part-time, as well as persons
attending classes on campus or off-campus; (b) not currently registered or enrolled for a particular term but who
has a continuing relationship with the University; or (c) enrolled or participating in a University-sponsored program,
including, but not limited to, orientation and study abroad programs.
Supervisor—A University employee empowered to take tangible employment actions against the employees who
report to them, i.e., to effect a significant change in employment status, such as hiring, firing, failing to promote,
Revised 2.22
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reassignment with significantly different responsibilities or a decision causing a significant change in benefits. A
supervisor is not someone who merely has the right to direct a co-worker’s labor.
E. TITLE IX COORDINATOR
The University has a designated Title IX Coordinator, Jessica Humber, who shall oversee implementation and
enforcement of this Policy, compliance with applicable rules and regulations, and coordination of communications
between campus and community partners. The Title IX Coordinator may be reached at (205) 348-5496 or
titlei[email protected]. The Title IX Coordinator’s office is currently located in 2418 Capital Hall. For detailed directions,
please visit the Title IX Office website.
F. AMNESTY FOR PERSONAL INGESTION OF ALCOHOL OR OTHER DRUGS
The University of Alabama community views the safety of our students as a top priority. A student who is under
the influence of alcohol or drugs at the time of an incident should not be reluctant to seek assistance or participate
in an investigation for that reason. The University will not pursue disciplinary violations against a student for their
improper use of alcohol or drugs (e.g., underage drinking) if the student makes a good faith report of Prohibited
Conduct or participates in a Title IX investigation. The Title IX Coordinator (or designee) may, however, refer a
student to substance abuse counseling depending on the circumstances of the individual situation. For more
information, please see the University’s Medical Emergency Assistance Policy.
G. PROHIBITION ON RETALIATION
The University of Alabama prohibits retaliation by its employees, students, or agents against an individual who
exercises their rights pursuant to any provision of Title IX, Title VII, the Campus SaVE Act, or this Policy. The
University encourages students, faculty, and staff to express freely, responsibly, and in an orderly way opinions and
feelings about any problem or complaint of Prohibited Conduct, illegal discrimination, or harassment. Retaliation
against persons who in good faith oppose or complain about Prohibited Conduct, illegal discrimination or
harassment is prohibited.
Any employee or student who retaliates against an individual in violation of the law and/or this Policy is subject to
disciplinary action, up to and including termination from employment or dismissal as a student from the
University.
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H. REPORTING PROCEDURES, CONFIDENTIALITY, AND RIGHTS
The University of Alabama takes allegations of Prohibited Conduct seriously and is committed to taking immediate
action to combat Prohibited Conduct, prevent its recurrence, and remedy its effects.
A Complainant has the option to speak with UAPD or law enforcement about the alleged Prohibited Conduct. A
Complainant may also (or in the alternative) notify the Title IX Office of the alleged Prohibited Conduct. The Title
IX Office can also assist the Complainant with contacting law enforcement if the Complainant would like to file a
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The University’s Code of Student Conduct, Code of Ethical Conduct, Equal Opportunity, Nondiscrimination, and Affirmative Action
Policy, and Equal Opportunity and Discriminatory Harassment Policy each articulate UA’s prohibition against retaliation. The investigatory
and disciplinary process followed for a retaliation claim depends upon which policy has been allegedly violated. The process for claims of
retaliation arising out of allegations under this Policy will be the Sexual Misconduct Process (Appendix 2).
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formal criminal complaint. The initial decision to report the alleged Prohibited Conduct to anyone ultimately rests
with the Complainant.
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1. Reporting Procedures
a. Mandatory Reporting of Child Abuse to UAPD
For child protection purposes, a child is any person under 18 years of age. A freshman student, a “dual
enrolled” high school student, or a summer camp participant, among others, may fall into the category
of a “child.” Alabama law imposes a mandatory reporting duty of known or suspected child abuse or
neglect on certain individuals, including all University employees, who must report to The University of
Alabama Police Department (UAPD). University policy implementing the law also encourages students,
volunteers, and representatives as well as third-party vendors and their employees, representatives, or
volunteers that contract for use of University facilities with responsibilities that involve interaction with
children to report (orally and then in written form) known or suspected child abuse to UAPD. Sexual
abuse, which is one element of the more comprehensive term “abuse” under the Alabama law, includes
actual or attempted rape, molestation, sexual exploitation, etc. To review a complete copy of the
University’s policy and procedures relating to reporting potential child abuse, including how to report to
UAPD, please review the Child Abuse Reporting Policy and Procedures.
b. Prompt Reporting
The University strongly encourages all individuals to report alleged incidents of Prohibited Conduct or
related retaliation to the Title IX Office and, when appropriate, to law enforcement agencies. Prompt
reporting of alleged Prohibited Conduct allows the University to take steps toward ending the
Prohibited Conduct, preventing its recurrence, and remediating its effects. Complainants, Respondents,
witnesses, or others reporting possible Prohibited Conduct are encouraged to preserve all information
and tangible material relating to the incident. Examples include electronic information (e.g., emails, text
messages, etc.), photographs, clothing, bedding, and medical information. With regard to criminal
investigations, preservation of the evidence (such as clothing, bodily fluids, and other physical evidence)
will strengthen the investigations, which may result in a greater likelihood of holding the accused
accountable.
17
A delay in reporting may also limit the University’s ability to address inappropriate
behavior, as Respondent(s) and/or pertinent witnesses may no longer be affiliated with the University.
18
There is no time limit on reporting or filing complaints of violations of this Policy; however, as noted
above, prompt reporting is encouraged and delays in reporting may affect the investigation and
evaluation of the report.
c. Information Not Required to Be Reported to Title IX Office
Individuals should not feel compelled to report information to the Title IX Office disclosed at public
awareness events (e.g., Take Back the Night, protests, etc.) or during an individual’s participation in a
climate survey, focus group, or Institutional Review Board-approved human subject research protocol
(i.e., IRB research). A report to the Title IX Office is also not required if the information is disclosed as
part of a routine academic experience (e.g., classroom discussion, writing assignment, research project,
etc.) unless the reporting party clearly states that they want a report to be made or are seeking assistance.
d. Reports to Title IX Office Constitute Actual Knowledge to UA
16
Even if a Complainant elects not to report alleged Prohibited Conduct to UAPD, law enforcement, or the Title IX Office, they may still
pursue resources that allow for “Confidential” reporting as outlined in Appendix 3.
17
Please see Section 3 of Appendix 6 to this Policy for additional guidance relating to preservation of evidence.
18
See Footnote 2.
Revised 2.22
15
In order to take appropriate action, the University must have actual knowledge of alleged Prohibited
Conduct or related retaliation. The University only has actual knowledge of alleged Prohibited Conduct
when a report is made to the Title IX Office. Consequently, any individual who believes they have
experienced or witnessed Prohibited Conduct or related retaliation is encouraged to report the behavior
to the Title IX Office.
e. Designated Responsible Reporting Officials Required to Report to Title IX Office
Human Resources Business Partners (for employee reports only),
19
Supervisors (for employee reports
only),
20
professional staff in the Office of Student Conduct (for student reports only),
21
Designated
Harassment Resource Persons, and UAPD are Designated Responsible Reporting Officials, and are
required to promptly report all allegations of Prohibited Conduct to the Title IX Office. The University
only has actual knowledge when these Designated Responsible Reporting Officials report allegations of
Prohibited Conduct to the Title IX Office. When a Complainant contacts a Designated Responsible
Reporting Official, that UA employee should make a reasonable effort to advise the Complainant or
other reporting party about (1) their duty to inform the Title IX Coordinator about the incident (e.g., the
names of the individuals involved; the time, place, and location; etc.), (2) the option of the Complainant
or other reporting party to request that the Respondent not be informed of the identity of the
Complainant (but that request may limit the University’s ability to end the inappropriate conduct,
prevent its recurrence, and remediate its effects), (3) the Complainant’s right not to pursue a formal
criminal report with law enforcement, and (4) the fact that the Complainant or other reporting
individual may share the information on a confidential basis with professional mental health counselors
on campus or the Women & Gender Resource Center.
f. Reports to Other Employees, Students, & Visitors Do Not Constitute Actual Knowledge:
Reports to all other University employees
22
, students, and visitors are not considered reports to the Title
IX Office and, therefore, do not give the University actual knowledge of Prohibited Conduct. These
employees, students, and visitors, however, are encouraged to advise the Complainant of the role of the
Title IX Office and/or confidential reporting channels and/or are encouraged to share information with
the Title IX Office. Individuals with a recognized confidentiality privilege (see more information
regarding confidential reporting in Section H.2.a. herein) are not required to report to the Title IX
Office. However, these individuals are encouraged, in appropriate circumstances, to recommend that
the Complainant contact the Title IX Office.
g. Contact Information for Title IX Office and Designated Responsible Reporting Officials
Contact information for the Title IX Office and Designated Responsible Reporting Officials and law
enforcement can be found below and on the UAct website.
i. Contact Information for the Title IX Office. All employees in the Title IX Office, including the Title
IX Coordinator and Investigators, can receive all allegations of Prohibited Conduct. Contact
information for the Title IX Coordinator is:
2418 Capital Hall, Tuscaloosa, AL 35487
(205) 348-5496
19
A current list of HR Partners and their contact information is located at on the Human Resources website.
20
See Section D.2. above for definition of Supervisor.
21
Contact information for the Office of Student Conduct is available at on the Student Conduct website.
22
Other entities (i.e., NCAA or NSF, etc.) may impose reporting requirements based on the employee’s affiliation with that entity. The
University does not have actual knowledge of Prohibited Conduct or allegations of Prohibited Conduct based on reporting requirements of
other entities or third parties.
Revised 2.22
16
Additional contact information for other staff in the Title IX Office can be found on the Title
IX Office website.
ii. Contact Information for Reporting to Law Enforcement. The University encourages individuals to
immediately report acts or threats of Prohibited Conduct that may be considered criminal in
nature to the University of Alabama Police Department (UAPD) or local police authorities. All
law enforcement agencies can be contacted by calling Emergency 911. UAPD may be contacted
directly at 1110 Jackson Ave., Tuscaloosa, AL 35487; by visiting their website; or by calling (205)
348-5454.
With respect to reports occurring in Gadsden at the UA Gadsden Center, individuals should
contact Emergency 911 or the Gadsden Police Department at 90 Broad St., Gadsden, AL 35901,
(256) 549-4578.
The Title IX Office is available to assist a Complainant with reporting to UAPD or local law
enforcement; however, a Complainant is not required to report to law enforcement. The
University may not receive notice of an alleged incident following a report to local law
enforcement (e.g., the Tuscaloosa Police Department, the Northport Police Department, or the
Tuscaloosa County Sheriff’s Office). Therefore, to give the University actual knowledge,
individuals who have contacted law enforcement are encouraged to also report to the Title IX
Office.
iii. Contact Information for Designated Responsible Reporting Officials. Allegations made to the following
offices and individuals should be promptly reported by these employees to the Title IX Office:
The Office of Student Conduct professional staff can receive complaints of Prohibited
Conduct when the Respondent is a University student. Contact information for the Office
of Student Conduct is available at Student Conduct’s Contact Us website.
Designated Harassment Resource Persons are designated by each college and other
administrative units and can receive any allegation of Prohibited Conduct. They are then
required to report those allegations to the Title IX Office. A current list of these officials
can be found at the Equal Opportunities Program website.
Human Resources Business Partners can also receive complaints of Prohibited Conduct
involving a University employee or student employee. A current list of HR Business
Partners and their contact information is located on the HR Business Partners website.
Supervisors, as defined in Section D.2, should report any instances of alleged Prohibited
Conduct they learn about involving a University employee under their supervision to the
Title IX Office. Consult the UA directory for contact information.
2. Confidentiality/Privacy with Regard to University Officials
Conversations with the Title IX Office are kept as private as possible and may only be shared on a need to
know basis as permitted by FERPA, or as required by law or to carry out the purposes of Title IX
regulations or a Sexual Misconduct investigation, including the conduct of any active review, investigation,
hearing or judicial proceeding, review/appeal, or resolution of matters within the scope of Title IX or this
Policy. University employees assisting with a Title IX or Sexual Misconduct matter are expected to safeguard
private information in accordance with applicable laws (including, but not limited to, FERPA, HIPAA, and
Revised 2.22
17
other privacy laws).
23
Complainants are advised that requests for confidentiality will limit the University’s
efforts to end the inappropriate conduct, prevent its recurrence, and remediate its effects. However,
information about incidents of alleged Prohibited Conduct must be shared with relevant administrators if
the Title IX Coordinator determines that the University needs to take action, such as emergency removals,
to address an immediate threat to the physical health or safety of any students or other individuals arising
from the allegations of Prohibited Conduct. Relevant factors that will be considered include, but are not
limited to, credible evidence of Respondent’s prior Prohibited Conduct, the seriousness of the alleged
incident, risk of additional misconduct, and the use of a weapon. In all cases, the request for confidentiality
by the person initiating the conversation is given consideration.
a. Confidential Reporting: University employees who qualify for the confidentiality privilege by law cannot
reveal the information to any third party except when an applicable law or a court order requires or
permits disclosure of such information. These “Confidential Employees” may include (but are not
necessarily limited to) all employees of the Women & Gender Resource Center (WGRC), the University
Counseling Center, the Student Health Center, University Medical Center, the Psychology Clinic, the
Autism Spectrum Disorders Clinic, the Capstone Family Therapy Clinic, the University of Alabama
School of Law clinics, and qualified news reporters in accordance with ALA. CODE § 12-21-142. Such
individuals are prohibited from breaking confidentiality unless (i) given permission to do so by the
person who disclosed the information; (ii) there is an imminent threat of harm to self or others; (iii) the
conduct involves suspected abuse or neglect of a person under the age of 18; or (iv) otherwise required
or permitted by law or court order. The University is not deemed to have actual knowledge of alleged
Prohibited Conduct based on a report to employees of these offices. A Complainant who wishes to
receive supportive measures, but who desires confidentiality should contact the WGRC Victim
Advocate (see Appendix 3 to this Policy).
b. Confidential Clery Act Reporting: If a Complainant desires confidentiality and is certain they will not
pursue criminal action, they are encouraged to contact the WGRC, which has been designated by the
University as the office to confidentially receive information for inclusion in crime statistics and assist
Complainants in understanding options, including free counseling, exploring legal and judicial remedies,
and procedures to report crimes on a voluntary, confidential basis for inclusion in UA’s crime statistics
(without revealing personally identifiable information). Note: All confidential reports of sexual offenses
that meet the Clery reporting criteria as determined by UAPD and that are made to the WGRC are
included in UA campus crime statistics. Crimes reported to campus pastoral and other professional
counselors or physicians or mental health professionals or others to whom a confidentiality privilege
applies by law are not included unless the Complainant has chosen to report separately to a Campus
Security Authority as defined by federal law.
c. Anonymous Reports: May be made via The Compliance and Fraud Hotline by visiting the hotline
website or calling 1-866-362-9476. The University is not deemed to have actual knowledge when an
anonymous report is made to this hotline. The extent of any inquiry of an anonymous report will
depend, in part, on the extent of the information provided.
d. Online Reports: Online reports may be made by visiting the UAct website and completing the online
incident form.
3. Confidentiality/Privacy within the Investigation
23
A Complainant is advised about a student’s right under FERPA to request to inspect and review certain information about the
allegations if the information directly relates to the student and the University maintains the record.
Revised 2.22
18
Individuals involved in Prohibited Conduct investigations and proceedings are encouraged to exercise discretion
with regard to sharing of information about the Prohibited Conduct report or information obtained as part of the
investigation and/or proceedings to safeguard the integrity of the process and avoid the appearance of retaliation.
While discretion is important, Complainants and Respondents are not restricted from discussing and sharing
information with others who may support or assist them during the process. Information provided by the Title IX
Investigator to the parties as part of an investigation should not be disseminated or discussed in a manner that
constitutes retaliation or unlawful tortious conduct, such as defamation or breach of privacy.
The University may not access, consider, disclose, or otherwise use a party’s records that are made or maintained by
a physician, psychiatrist, or other recognized paraprofessional which are made and maintained in connection with
provision of treatment to the party unless the University obtained that party’s voluntary, written consent to do so
for any proceeding under the Title IX and Sexual Misconduct Policy. If a Complainant or Respondent provides
sensitive medical records as part of an investigation or subsequent hearing or review/appeal, the parties must have
an equal opportunity to inspect and review information that is directly related to the allegations in the Formal
Complaint.
4. Rights of Complainants and Respondents
In addition to all other rights conferred by this Policy, the parties have the following rights:
a. Complainant’s Rights
24
Students or employees reported to be the victim/Complainant of alleged sexual assault/rape, domestic
violence, dating violence, or stalking have the following rights:
To be informed of available options for making a report;
To be notified that the Complainant is not required to make a statement or otherwise provide
information relevant to the investigation; however, the University will be limited in its ability to
respond without the Complainant’s cooperation;
To be advised of the procedures for filing a Formal Complaint with UA;
To be advised of the Complainant’s right to simultaneously file a criminal complaint and a
Formal Complaint with UA and to be advised of the University’s prohibition on retaliation
against an individual who exercises their rights under Title IX, Title VII, the Campus SaVE Act,
or this Policy;
To decline to notify law enforcement authorities unless the report involves known or suspected
child abuse
25
;
To be assisted by campus authorities, if requested, when reporting a crime to law enforcement;
To promptly receive information regarding the availability of University and community
supportive measures including those listed in Appendix 3. If the Complainant requests such
supportive measures and if they are reasonably available, they will be provided regardless of
whether the Complainant chooses to file a Formal Complaint or report the crime to law
enforcement;
To request from the Title IX Coordinator that the University issue and enforce a mutual No
Contact Order when the University has jurisdiction to enforce a No Contact Order;
24
These rights apply when the Prohibited Conduct falls within the protections of the Violence Against Women Act (VAWA). In addition,
A
LA. CODE § 15-23-62 through 84 provides for Crime Complainant’s Rights with regard to criminal proceedings in the State of Alabama.
For a summary of those rights, please visit the website of the Attorney General’s Office.
25
See Section H.1.a.
Revised 2.22
19
To a thorough and impartial investigation of a Formal Complaint if applicable/appropriate;
To be accompanied by a support person/advisor at all University proceedings relevant to the
investigation and hearing process, if applicable
26
and subject to the limitations outlined herein;
27
Subject to the limitations set forth herein, to be notified of significant actions and proceedings
relevant to the University investigation and hearing process;
To be given a reasonable opportunity, subject to the discretion of the Title IX Coordinator (or
designee), to review evidence directly related to the allegations in the Formal Complaint prior to
any final resolution being made, if applicable
28
and subject to limitations pursuant to privacy laws
(FERPA, etc.), and to be given an opportunity to respond;
To identify individuals with information directly related to the allegations in a Formal Complaint
as witnesses and to be given the opportunity to recommend relevant questions to be asked to the
other party and witnesses;
To be notified of the appeal process and whether an appeal is available;
To be notified in writing when final results become available;
To have access to published policies regarding Prohibited Conduct and University disciplinary
procedures, including the possible range of sanctions/remedies; and
To be notified that information and materials the University obtains during its investigation into
allegations of Prohibited Conduct may be disclosed to law enforcement or others in response to a
valid subpoena.
b. Respondent’s Rights
Students or employees reported to be accused of alleged sexual assault/rape, domestic violence, dating
violence, or stalking have the following rights:
To a notice of the allegations, or Code of Conduct charges (if applicable), an opportunity to
respond to allegations, and access to policy statements regarding the investigation process and
possible sanctions/remedies;
To receive information regarding University and community supportive measures (including
those listed in Appendix 4);
To request from the Title IX Coordinator that the University issue and enforce a mutual No
Contact Order when the University has jurisdiction to enforce a No Contact Order;
To a thorough and impartial investigation of a Formal Complaint if applicable/appropriate;
To be accompanied by a support person/advisor at all University proceedings relevant to the
investigation and hearing process, if applicable
29
and subject to the limitations outlined herein
30
;
Subject to the limitations set forth herein, to be notified of significant actions and proceedings
relevant to the University investigation and hearing process;
To be given a reasonable opportunity, subject to the discretion of the Title IX Coordinator (or
designee), to review evidence directly related to the allegations prior to any final resolution being
made, if applicable
31
and subject to limitations pursuant to privacy laws (FERPA, etc.), and to be
given an opportunity to respond;
26
For additional information, see Appendix 1 and Appendix 2.
27
For additional information, visit the Title IX Office’s website.
28
For additional information, see Appendix 1 and Appendix 2.
29
For additional information, see Appendix 1 and Appendix 2.
30
For additional information, visit the Title IX Office’s website.
31
For additional information, see Appendix 1 and Appendix 2.
Revised 2.22
20
To identify individuals with information directly related to the allegations in a Formal Complaint
as witnesses and to be given the opportunity to recommend relevant questions to be asked to the
other party and witnesses;
To be notified of the appeal process and whether an appeal is available;
To be notified in writing when final results become available;
To have access to published policies regarding Prohibited Conduct and University disciplinary
procedures, including the possible range of sanctions/remedies;
To be notified that Respondent is not required to make a statement or otherwise provide
information relevant to the investigation. However, the investigation may continue and a
decision regarding responsibility may be made based on the available statements and evidence;
To be notified that information and materials the University obtains during its investigation into
allegations of Prohibited Conduct may be disclosed to law enforcement or others in response to a
valid subpoena.
I. POTENTIAL CONFLICTS OF INTEREST / BIAS
Matters related to this Policy should be handled by people, such as the Title IX Coordinator, investigator, decision-
maker, or any person designated by the University to facilitate an informal resolution process, free of any actual
conflicts of interest and biases for or against any party. Any person exercising investigative or decision-making
authority under this Policy, who believes they may have a conflict of interest or bias that would prevent them from
impartially exercising their authority, shall disclose the potential conflict/bias to the Title IX Coordinator (or
designee) as soon as practicable after it is discovered. Arrangements will then be made to designate a conflict/bias-
free alternative decision-maker or investigator in the case at issue. Furthermore, if the Complainant or the
Respondent believes a person exercising investigative or decision-making authority under this Policy has a conflict
of interest or bias relating to the Complainant or Respondent that would prevent the person from exercising their
authority impartially, the Complainant or Respondent may make a prompt objection to the Title IX Coordinator (or
designee) within five (5) calendar days of becoming aware of the potential conflict. If the Complainant or the
Respondent believes the Title IX Coordinator has a conflict of interest or bias, such objection should be made to
the Assistant Vice-President for Finance and Operations (or designee). Regardless of the time period, such
objection must occur before the Title IX Coordinator, Assistant Vice-President, or designee makes a final
determination under the Policy. If the objection as to a conflict or bias is made with respect to the Decision-Maker,
Chairperson, or a member of a Conduct Body, such objection must occur before the scheduled hearing. If the Title
IX Coordinator, Assistant Vice-President, or designee determines that the objection is reasonable, the challenged
person will be replaced. The decision of the Title IX Coordinator, Assistant Vice-President, or designee regarding a
challenge will be final.
32
When the Title IX Coordinator signs a Formal Complaint, that action does not place the Title IX Coordinator in a
position adverse to the Respondent. In that instance, the Title IX Coordinator is initiating an investigation based on
allegations of which the Title IX Coordinator has been made aware. Likewise, deciding that allegations warrant an
investigation does not automatically result in the finding of a disqualifying conflict or bias.
J. FORMAL COMPLAINTS AND PROCESSING REPORTS OF PROHIBITED CONDUCT
32
Knowledge of or acquaintance with the Complainant, Respondent, or witnesses in a matter; awareness of a matter; participation as a
consequence of one’s official role in events surrounding a matter; and/or participation in the investigation process prior to the formal
disciplinary process does not automatically result in the finding of a disqualifying conflict; however, such factors may be considered in
determining if a conflict exists.
Revised 2.22
21
Reports of Prohibited Conduct will receive prompt attention under either the Title IX Process (Appendix 1) or the
Sexual Misconduct Process (Appendix 2). A Formal Complaint must be filed by the Complainant or signed
33
by the
Title IX Coordinator in order to initiate the informal or formal procedures described in Appendix 1 and Appendix
2. The Title IX Coordinator may consolidate Formal Complaints against more than one Respondent or by more
than one Complainant against one or more Respondents or by one party against the other party where the
allegations of Prohibited Conduct arise out of the same facts or circumstances.
1. Determining If Title IX Process or Sexual Misconduct Process Applies
Upon receipt of the Formal Complaint, the Title IX Coordinator will determine whether the Formal Complaint
must/may be dismissed under the Title IX Process and/or the Sexual Misconduct Process. The Title IX
Coordinator will conduct an assessment of the information provided in the Formal Complaint for the sole purpose
of determining whether the alleged conduct, if substantiated, would constitute Prohibited Conduct under this
Policy. After this initial assessment, the Title IX Coordinator may take the following actions:
If the allegations contained in the Formal Complaint would, if substantiated, constitute Title IX Prohibited
Conduct as described in Section D.1, the Coordinator shall initiate an investigation, as described in
Appendix 1, of the allegations. If processing of the Formal Complaint continues as described in Appendix
1, the Coordinator shall dismiss the Formal Complaint pursuant to the processes described in Appendix 2 -
Sexual Misconduct Process.
If the allegations contained in the Formal Complaint would not, if substantiated, constitute Title IX
Prohibited Conduct as described in Section D.1., the Coordinator shall dismiss the Formal Complaint from
the Title IX Process. If appropriate, the Coordinator may proceed with an investigation of the Formal
Complaint as described in Appendix 2 - Sexual Misconduct Process.
If the Formal Complainant is not dismissed under either the Title IX Process or the Sexual Misconduct
Process, and the Title IX Coordinator deems the Formal Complaint appropriate for the Informal Resolution
Process, the Title IX Coordinator may, upon the consent of the parties, refer the matter to the Informal
Resolution Process as described in Appendix 1 or Appendix 2. Otherwise, the Title IX Coordinator will
proceed with formal resolution as described in Appendix 1 or Appendix 2.
2. Basis for Title IX Coordinator’s Dismissal of a Formal Complaint
a. Mandatory Dismissal
Title IX Process: A Formal Complaint under the Title IX Process must be dismissed at any point in
the process if any of the following conditions apply:
The alleged Prohibited Conduct would not, assuming the allegations to be true, constitute
Title IX Prohibited Conduct (defined to include sexual assault, dating/domestic violence,
stalking and Title IX sexual harassment as defined in Section D.1. of this Policy);
The alleged Prohibited Conduct did not occur in a University educational program or
activity; or
The alleged Prohibited Conduct did not occur against a person in the United States.
Sexual Misconduct Process: A Formal Complainant under the Sexual Misconduct Process must be
dismissed if:
33
When the Title IX Coordinator believes that with or without the Complainant’s desire to participate in formal procedures, a non-
deliberately indifferent response to the allegations requires an investigation, the Title IX Coordinator will have the discretion to initiate
formal procedures by signing the Formal Complaint.
Revised 2.22
22
The allegations contained in the Formal Complaint would not constitute Prohibited Conduct
under this policy, if proved; or
It is determined that the allegations contained in the Formal Complaint were false.
b. Discretionary Dismissal
In addition, at any time prior to a hearing, the Title IX Coordinator may dismiss a Formal Complaint
that is proceeding under either the Title IX Process or Sexual Misconduct Process if any of the
below conditions are met:
Complainant notifies the Title IX Coordinator in writing that Complainant would like to
withdraw the Formal Complaint or any allegations under the jurisdiction of the Title IX
Process or the Sexual Misconduct Process;
Respondent has disassociated from the University; or
Specific circumstances prevent the University from collecting evidence sufficient to reach a
determination as to the Formal Complaint or allegations under the jurisdiction of the Title
IX Process or the Sexual Misconduct Process therein (for example, where Complainant has
ceased participating in the process).
3. Notification of Dismissal of a Formal Complaint and Review/Appeal Rights
Upon dismissal of a Formal Complaint, the Title IX Coordinator shall send written notice of the dismissal to both
parties simultaneously that includes the reason(s) for the dismissal, and the options for appeal with regard to
dismissals under the Title IX Process. There are no appeal options for either party for dismissal of a Formal
Complaint under the Sexual Misconduct Process.
The determination regarding dismissal becomes final either on the date the parties are provided with the written
determination of the result of an appeal or, if no review/appeal is filed, the date on which the appeal would no
longer be considered timely. Once a determination that the decision regarding dismissal of a Formal Complaint is
final, the Complainant cannot file a Formal Complaint under this Policy concerning the same alleged conduct.
K. SUPPORTIVE MEASURES
For all reports of Prohibited Conduct, the University will take prompt and reasonable action to provide supportive
measures to all parties involved. A Complainant is not required to file a Formal Complaint, report the incident to
law enforcement, or pursue criminal charges to receive assistance with University resources, which includes
assistance with supportive measures from either the Title IX Coordinator or, if the Complainant desires
confidentiality, from the WGRC Victim Advocate.
34
The need for University supportive measures varies based on
the facts of the specific incident and the individual’s needs. The Title IX Coordinator may implement supportive
measures for the Complainant and/or Respondent upon request and if such action is reasonably available. In
addition to what is set forth in this Section and Appendices 4 & 5, other supportive measures may be available
based on specific circumstances. Moreover, the University may take action without a request from either party if
the University determines doing so is in the best interests of a student, employee, or the University community.
The Title IX Coordinator, or if confidentiality is desired, the WGRC Victim Advocate, should be contacted for
additional information. Examples of potential supportive measures that may be available are generally outlined
34
With reports of confidentiality, the WGRC Victim Advocate may request assistance from the Title IX Coordinator, but such assistance
does not constitute actual knowledge to the University of an incident.
Revised 2.22
23
below. For more detailed information on available supportive measures, please see Appendix 4 (Complainant
Supportive Measures) and Appendix 5 (Respondent Supportive Measures).
Access to counseling services and assistance in setting up initial appointments
Imposition of a mutual No Contact Order
Advocacy support to obtain orders of protection within the criminal justice system
Change in work schedule or job assignment
Change in student’s campus housing or assistance with safe housing
Emergency numbers for on- and off-campus law enforcement, and how the University can assist in
notifying law enforcement if desired
Voluntary leave of absence
Providing academic support services, such as tutoring, change in class schedule, rescheduling exams and
assignments, and/or alternative course completion options
Any other non-punitive measure that may be reasonably tailored to the involved individuals to achieve the
goals of this Policy.
L. EMERGENCY REMOVALS AND ADMINISTRATIVE LEAVE
1. Emergency Removals for Student Respondents
a. In certain circumstances, the University may impose an emergency removal to remove a student
Respondent from the University’s educational program or activity prior to a determination regarding
responsibility. This removal shall be undertaken once an individualized safety and risk analysis
determines that an immediate threat to the physical health or safety of any student or other individual
arising from the allegations of Prohibited Conduct justifies removal.
b. Emergency removals may include, but are not limited to, a full or limited emergency removal from
campus activities, removal from University housing, removal from University sponsored events, and/or
restriction on access to University facilities and programs.
c. The Respondent may request a review of the emergency removal in writing within two (2) calendar days
of the issuance of any emergency removal. Such request should be submitted to the Conduct
Administrator. Reasonable efforts will be made to hold such a review of the emergency removal within
five (5) calendar days of the receipt of the request for review to determine if the removal should
continue, as issued, through the remainder of the conduct process. If the student submits a timely
review request, the review may be held beyond this five (5) calendar day period if scheduling issues exist.
d. At any requested review, information will be presented in support of any challenged removal. The
student may offer statements or other information to rebut any grounds offered in support of the
emergency removal. Except as limited herein, the Respondent has the right to be assisted during the
review process by any advisor they may choose, at their own expense. The advisor may be an attorney.
An advisor has no right to speak or participate directly in any aspect of the emergency removal review
process. The Respondent must speak on their own behalf. An advisor’s failure to comply with these
participation limitations may cause the advisor to be removed from the proceeding.
e. The decision following the review of the emergency removal will be final.
f. Failure to timely and properly request a review of the emergency removal will result in the emergency
removal continuing during the pendency of the investigation and final conclusion of any hearing and
review/appeal proceedings, unless otherwise modified.
2. Administrative Leave for Faculty/Staff Respondents
Revised 2.22
24
a. In certain circumstances, the University may place a faculty or staff Respondent on administrative leave
during the pendency of a formal investigation prior to a determination regarding responsibility.
b. For additional information regarding the processes and procedures applicable to administrative leave, if
any, refer to the Faculty Handbook for faculty Respondents and the Employee Handbook for staff
Respondents.
M. DISHONEST, MALICIOUS, OR FRIVOLOUS ACCUSATIONS
A complaint of alleged Prohibited Conduct may not be substantiated, but a lack of corroborating evidence should
not discourage a person from reporting an alleged incident and seeking relief under this Policy. All reports should
be made in good faith, meaning the individual making the report has a reasonable belief that the reported
statements are true and relate to a potential violation of University policy.
A bad faith report is one that is intentionally dishonest, frivolous, or malicious or contains materially false
allegations. When a report is made in bad faith, the bad faith report may deter other individuals from filing good
faith reports, unnecessarily expend University and law enforcement resources, distract University and law
enforcement officials from investigating good faith reports, and cause harm to the alleged accused and the
community. It is a violation of University Policy to report intentionally dishonest, frivolous, or malicious allegations
of Prohibited Conduct or to submit materially false allegations.
35
If a complaint is brought in bad faith as
demonstrated by a preponderance of the evidence, disciplinary action may be taken against the person making the
complaint. It is not considered retaliation for the University to impose disciplinary action against an individual who
makes a materially false allegation in bad faith or who knowingly provides materially false information in bad faith
during an investigation and review process, as determined by a preponderance of the evidence. In addition to
violating this Policy, a person filing a bad faith report of Prohibited Conduct may be in violation of other University
policies or state law.
N. CRIMINAL INVESTIGATIONS
University disciplinary proceedings may be instituted against a student or employee cited for a violation of a law that
is also a violation of this Policy, the Code of Student Conduct, or other campus policies if both violations result
from the same factual situation, without regard to the pendency of civil litigation in court or criminal arrest and
prosecution. At the University’s discretion, proceedings under this Policy may be carried out prior to,
simultaneously with, or following civil or criminal proceedings off-campus.
In addition to being forbidden by this Policy, Prohibited Conduct may be a violation of federal or state criminal law.
The University encourages individuals to immediately report criminal activity to UAPD or local law enforcement.
Immediate reporting of crimes greatly enhances law enforcement’s ability to collect and maintain evidence. For
information about pursuing a criminal complaint, please contact UAPD at (205) 348-5454. The Title IX
Coordinator or WGRC may provide assistance or support to an individual voluntarily choosing to file a criminal
complaint.
Please see Appendix 6 to this Policy for more detailed information about (1) reporting to law enforcement and the
interplay with the Title IX investigation; (2) the procedures followed after a report of a sexual offense is made to
UAPD; and (3) the importance of taking steps to preserve evidence.
O. PREVENTION, EDUCATION, AND AWARENESS
35
For students, see Section III.A.(1) of the Code of Student Conduct. For faculty and staff, see Section 19.2 of the Employee Handbook
and Chapter 3, Section II of the Faculty Handbook.
Revised 2.22
25
The University of Alabama is committed to providing preventive, informative, and supportive programming for all
members of the University community. Among other things, the University’s comprehensive education and
awareness plan consists of the following: implementation of this Policy; educational programming that addresses all
aspects of Prohibited Conduct; the University’s response to allegations of Prohibited Conduct; and University-
provided support systems to remediate the effects of Prohibited Conduct.
The objectives of the comprehensive education and awareness plan are to:
Widely disseminate this Policy to the University community through email communications, publications,
websites, training programs, and other appropriate channels of communication.
Identify conduct that is considered a violation of this Policy by defining sexual harassment, sexual
assault/rape, (including consent), sexual assault/fondling, sexual exploitation, other sexual offenses, intimate
partner (dating/domestic) violence, and stalking (see Definitions in Section D above and Appendix 3 to
this Policy).
Create multiple reporting options and inform students, employees, and community members of those
options to encourage reporting.
Educate students, employees, and community members about University disciplinary procedures.
Inform students, employees, and community members of available University supportive measures.
Provide safe and positive options for bystander intervention.
Provide information regarding risk reduction, general safety recommendations, and the warning signs of
abusive behaviors.
Please see Appendix 7 to this Policy for more detailed information on some of the prevention, education, and
awareness programs the University offers.
P. FREE SPEECH AND ACADEMIC FREEDOM
The University is committed to free and open inquiry and expression for all members of its community. The
University is dedicated to the promotion of lively and fearless freedom of debate and deliberation, but also to the
protection of that freedom when others attempt to restrict it.
In cases of alleged Prohibited Conduct, the protections of the First Amendment and applicable state law must be
considered if issues of speech or expression are involved. Free speech rights apply in the classroom (e.g., classroom
lectures and discussions) and in all other education programs and activities (e.g., speakers on campus; campus
debates, school plays and other cultural events; and student newspapers, journals, and other publications). In
addition, free speech rights apply to the speech of students, faculty and staff.
Moreover, in regulating the conduct of its students, faculty, and staff to prevent or redress discrimination prohibited
by Title IX and other non-discrimination laws, great care must be taken not to inhibit open discussion, academic
debate, and expression of personal opinions, particularly in the classroom. Nonetheless, speech or conduct of a
harassing, sexual, or hostile nature that occurs in the context of educational instruction may exceed the protections
of academic freedom and constitute prohibited harassment if it meets the definition of Prohibited Conduct and (1)
is reasonably regarded as non-professorial speech (i.e. advances a personal interest of the student or faculty member
as opposed to furthering the learning process or legitimate objectives of the course), or (2) lacks an accepted
pedagogical purpose or is not germane to the academic subject matter.
Revised 2.22
26
This Policy shall be implemented in a manner that recognizes the importance of rights to freedom of speech and
expression.
Q. PRESERVATION OF RECORDS
The Title IX Coordinator, Human Resources, and/or the applicable grievance body will maintain for a period of
seven (7) years (at a minimum) all records related to the following: all Formal Complaints, including the
investigation and disposition, any disciplinary sanctions imposed, any remedies and/or supportive measures
provided to the Complainant, any audio or audio/visual recording or transcript of the live hearing, any appeal and
results, any information resolution and the results therefrom, and all materials used to train Title IX Coordinators,
Title IX Investigators, Decision-Makers, members of a Conduct Body, any person who makes a final determination
pursuant to this Policy, and any person who facilitates a voluntary informal resolution process.
The date of the record’s creation begins the seven (7) year period. All records maintained pursuant to this provision
are considered confidential and subject to applicable state and federal privacy laws.
* * *
In the event of any conflict between the written Policy and the version found on the University’s website, the Title
IX and Sexual Misconduct Policy found on the University’s Title IX website will govern. The Title IX and Sexual
Misconduct Policy does not create a contract or quasi-contract between the University or any University employee
and any individual that may be affected by the Policy. Further, although the policies contained herein are intended to
reflect current rules and policies of the University, users are cautioned that changes or additions may have become
effective since the publication of this material. In the event of a conflict between this Policy and Board rules, current
statements of Board policy contained in the Bylaws, Rules, official minutes, and other pronouncements of the Board
or Chancellor, or superseding law, shall prevail.
REVISED: August 20, 2015
August 16, 2016
August 23, 2017
August 22, 2018
October 1, 2019
August 14, 2020
February 25, 2022
APPENDIX -1-
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APPENDIX -1-
PROCESSING REPORTS OF PROHIBITED CONDUCT UNDER TITLE IX PROCESS
A. Dismissal of Formal Complaint under Title IX Process, Referral to Sexual Misconduct Process, and
Review/Appeal of Dismissal
Upon receipt of the Formal Complaint, the Title IX Coordinator will determine whether the Formal Complaint
must be dismissed under the Title IX Process or must be dismissed entirely.
A Formal Complaint under the Title IX Process must be dismissed at any point in the process if any of the
following conditions apply:
The alleged Prohibited Conduct would not constitute Title IX Prohibited Conduct (sexual harassment,
sexual assault, dating/domestic violence, or stalking as defined in Section D.1. of this Policy) if proved;
The alleged Prohibited Conduct did not occur in a University education program or activity; or
The alleged Prohibited Conduct did not occur against a person in the United States.
A Formal Complaint under the Title IX Process may be dismissed at any point in the process if any of the
following conditions apply:
The Respondent has disassociated from the University;
The Complainant notifies the Title IX Coordinator in writing that the Complainant would like to
withdraw the Formal Complaint or any allegations under the jurisdiction of the Title IX Hearing Process
therein; or
Specific circumstances prevent the University from gathering evidence sufficient to reach a
determination as to the Formal Complaint or allegations under the jurisdiction of the Title IX Hearing
Process therein.
Both parties can seek a review/appeal of a dismissal of the Formal Complaint under the Title IX Process by
following the process outlined in Section B.5.a. below.
A dismissed Formal Complaint under the Title IX Hearing Process may be addressed under the Sexual
Misconduct Process. For additional information regarding the Sexual Misconduct Process, see Appendix 2.
B. Resolution of Formal Complaints Under Title IX Process
Once the determination is made that the Formal Complaint can proceed under the Title IX Process, the Formal
Complaint may generally be resolved through the informal or formal procedures described below, or a
Complainant’s actions may trigger the University to take Limited Action in response to a report of Prohibited
Conduct. The choice of where to begin rests with the Title IX Coordinator or designee who will, when
possible, consult with the Complainant before making this determination. Ultimately, the choice of how to
proceed with a report of Prohibited Conduct lies with the Title IX Coordinator. When the Title IX Coordinator
believes that with or without the Complainant’s desire to participate in formal procedures, a non-deliberately
indifferent response to the allegations requires an investigation, the Title IX Coordinator will have the discretion
to initiate formal procedures by signing the Formal Complaint. For more information, review Section B.1.
below. A Formal Complaint must be filed by the Complainant or signed by the Title IX Coordinator in order to
initiate the informal or formal procedures described below.
APPENDIX -1-
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2
The Title IX Coordinator may consolidate Formal Complaints against more than one Respondent or by more
than one Complainant against one or more Respondents or by one party against the other party where the
allegations of Prohibited Conduct arise out of the same facts or circumstances. If a report is filed with the Title
IX Coordinator that is not subject to this Policy, the Title IX Coordinator may refer the report to the
appropriate University official.
Reports of Prohibited Conduct received by the Title IX Office that fall within the Title IX Process may be
handled according to the following paths:
1. Limited Action Under Title IX Process
Limited Action may be taken in response to a report of potential Prohibited Conduct in the following
situations:
The Complainant requests that the report of Prohibited Conduct not be disclosed to the
Respondent;
The Complainant does not identify the Respondent;
The Complainant declines to respond
1
to communications from the Title IX Office staff prior to or
after a Formal Complaint is filed;
The Complainant requests that the University not investigate the incident or end an ongoing
investigation; or
The Complainant requests that no disciplinary action be taken against the Respondent.
When a Complainant’s actions potentially trigger a Limited Action response, the Title IX Coordinator (or
designee) will give full consideration to any request from the Complainant. When possible, a Complainant’s
express request for Limited Action will be honored. If Limited Action is taken, no record of the complaint
will be entered in the Respondent’s official personnel file or Office of Student Conduct record. However,
the Title IX Coordinator’s Office will record the facts of the complaint and the Limited Action taken in
response as part of its internal records.
If a Formal Complaint has been filed and Limited Action is later taken, the Formal Complaint will be
dismissed. If the decision is made to take Limited Action, the University may take action to end any
inappropriate conduct, prevent its recurrence, and remediate its effects. Steps taken by the University may
include offering supportive measures to the Complainant, providing targeted training/prevention
programming, and/or imposing other non-punitive remedies as appropriate. A Complainant who has not
filed a Formal Complaint and whose actions have triggered a response of Limited Action may elect to
pursue informal or formal resolution in the future if the University has jurisdiction over the Respondent and
if such procedures are available to the Complainant.
There are times when the Title IX Coordinator (or designee), after considering the alleged facts known at
the time of the report, cannot proceed with only Limited Action due to the University’s commitment to
provide a safe and non-discriminatory environment for the entire campus community, including the
Complainant. If the Title IX Coordinator (or designee) determines that the matter is sufficiently grave or
poses a safety risk to the University community, then the Title IX Coordinator may sign a Formal
Complaint, or take other appropriate action. Factors to be considered by the Title IX Coordinator (or
1
A Complainant may decline to respond to communications from the Title IX Office staff by either explicitly stating that they do not want
to respond, by not responding to communications, or by otherwise not participating in the process.
APPENDIX -1-
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3
designee) to determine when to move forward with something other than Limited Action include, but are
not limited to, the following:
The alleged behavior is part of a persistent pattern by the Respondent;
Allegations of the Respondent’s prior Prohibited Conduct based on credible evidence;
The risk of additional Prohibited Conduct perpetrated by the Respondent;
The nature of the alleged offense, including the seriousness of the alleged incident of Prohibited
Conduct and/or whether the Prohibited Conduct involved the use of a weapon; and
Whether the University can pursue the investigation without the participation of the Complainant.
When a Complainant declines to file a Formal Complaint, the University may be limited in its ability to
meaningfully investigate and respond to a report of Prohibited Conduct. In such instances, the Title IX
Coordinator may sign a Formal Complaint to initiate informal or formal procedures
2
based on its
independent collection of relevant information to which it has access, including statements from witnesses,
social media posts, surveillance video footage, physical evidence, and other sources that may corroborate or
contradict available information.
2. Informal Procedures and Resolution for Formal Complaints Under Title IX Process
If a Formal Complaint is filed, the parties may request to resolve the Complaint through informal
procedures. Informal Resolution is not an appropriate method to resolve Title IX Formal Complaints
involving a student Complainant and employee Respondent. If the Formal Complaint is resolved
informally, no record of the complaint will be entered in the Respondent’s official personnel file or Office
of Student Conduct record. However, the Title IX Office will record the facts of the complaint and the
resolution achieved as part of its internal records.
A party, after receiving notice of all relevant allegations, potential Policy violations, and the options for
processing a Formal Complaint under this Policy, may request that the University agree to resolve the
Prohibited Conduct through Informal Resolution, which would not involve a full investigation and
adjudication. All parties must agree to participate voluntarily in the Informal Resolution process and the
University must deem that the matter to be potentially resolved is appropriate for Informal Resolution. The
University may gather information necessary through interviewing individuals, including the Respondent,
and other evidence gathering in an effort to determine if the report is appropriate for Informal Resolution.
At any time during the Informal Resolution process, either party may change their mind and proceed with a
formal investigation or the Complainant may request to withdraw the Formal Complaint. The University
may also decide to proceed with a formal investigation and withdraw its approval for the process at any time
during the Informal Resolution process. If additional potential Policy violations are revealed during the
Informal Resolution process, the University may withdraw its approval for the process and proceed with a
formal investigation or the University, with the consent of the parties, may continue the Informal
Resolution process and resolve the additional potential Policy violations. If a report of Prohibited Conduct
is resolved by Informal Resolution, the resolution will be deemed final. Should the Informal Resolution
result in terms or conditions being imposed on one or both parties, a failure to subsequently adhere to those
terms or conditions as written may subject the offending party to a Failure to Comply charge.
To proceed with Informal Resolution, the Title IX Coordinator will first provide the parties with written
notice that includes the following information:
2
If the University determines to proceed with Formal Procedures without the Complainant’s cooperation, the Complainant may receive
notice of the outcome and have the right to request a review/appeal as stated herein.
APPENDIX -1-
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4
A description of the allegation(s) in the Formal Complaint;
The requirements of the Informal Resolution process, including the circumstances under which the
University precludes the parties from resuming a Formal Complaint arising from the same
allegations;
Any consequences resulting from participating in the Informal Resolution process, including the
records that will be shared and maintained; and
Any party’s right to, at any time prior to agreeing to a resolution, withdraw from the Informal
Resolution process and resume the formal process with respect to the Formal Complaint.
Factors the University will consider when determining whether a report of Prohibited Conduct is suitable
for Informal Resolution include, but are not limited to, the following:
The nature of the alleged offense;
The dynamics of power or control commonly associated with the alleged offense and/or with the
parties involved;
The Respondent’s prior known conduct;
Whether there would be a continuing safety threat to the campus community after resolution of the
specific report of Prohibited Conduct;
Whether multiple parties are involved;
Whether the resolution proposed is designed to eliminate, prevent, and address the reported
Prohibited Conduct;
Any other factor deemed relevant by the Title IX Coordinator in the interest of overall campus
safety or safety of the parties involved.
A party may end Informal Resolution at any time until a resolution is final and move to the formal process
outlined below. Once the Informal Resolution process is final, neither party can request to proceed with the
formal process outlined below, and the Complainant cannot file or resume a Formal Complaint arising from
the same allegations. Neither party has a right to appeal the outcome of the Informal Resolution process.
3. Formal Investigation and Resolution Procedures Under Title IX Process
The formal investigation procedures are triggered when a Formal Complaint is filed by the Complainant or
signed by the Title IX Coordinator. All meetings, discussions, and/or hearings that may occur as part of this
formal process are closed to the general public.
a. Time Frames for Title IX Process
Formal Complaints will be resolved as promptly as practicable after the Formal Complaint is made.
The University will provide the parties with periodic updates as it deems appropriate and with timely
notice of meetings at which either or both the Complainant and Respondent may be present and will
provide both parties with timely and equal access to any information that is utilized in the decision-
making process.
The time frames set forth herein may vary, but reasonable efforts will be made to conclude the
process as follows:
An investigation of a Formal Complaint under the Title IX Process within ninety (90)
business days from the time a Notice of Allegations letter is sent to the Respondent;
APPENDIX -1-
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5
Any Informal Resolution within sixty (60) business days of the Complainant’s request;
3
A Formal Hearing within sixty (60) business days from the issuance of the Investigative
Report;
Any reviews/appeals within sixty (60) business days from the issuance of a Decision-Maker’s
Written Hearing Determination;
Any reviews/appeals within fourteen (14) business days of the Title IX Coordinator’s
issuance of a dismissal of a Formal Complaint.
Extenuating circumstances could require the process to extend beyond the time frames set herein,
and the University will determine in its discretion if such circumstances exist and will notify the
Complainant and Respondent of the delay and the reason for the delay. Potential reasons for
requiring additional time for resolution of the process include, but are not limited to the following:
to ensure the integrity and completeness of the investigation, to comply with a request by law
enforcement, the complexity of the investigation, the severity and extent of the alleged conduct,
University closings or limited operations, breaks, holidays, summer terms, to accommodate the
delays by witnesses or the parties, pandemics or public health crises, and factors outside the
University’s control.
b. Equal Opportunity and Access and Reasonable Accommodations
To the extent not already provided for by existing disciplinary procedures, the Complainant and the
Respondent are entitled to the same opportunities to be heard, to present evidence, and to access
pertinent information during the investigation and conduct process as appropriate. Both the
Complainant and Respondent will be updated on the status of the investigation and the outcome of
any proceeding in an equitable manner. Supportive measures and/or emergency removals (as
described in Section L below and Appendices 4 & 5 to this Policy) may be implemented to help
protect the health and/or safety of the Complainant, Respondent, witnesses, and/or other members
of the University community.
Students and employees may request reasonable accommodations with regard to their participation
in a Title IX Prohibited Conduct Investigation or access to the supportive measures provided by the
Title IX Office. Students or employees must self-identify if they need reasonable and appropriate
accommodations to participate in an investigation or obtain access to the supportive measures
provided by the Title IX Office and documentation of the reasonable accommodations required
should be provided through the process outlined by the Office of Disability Services (for students)
or the Human Resources ADA Coordinator (for employees).
4
c. Standard of Proof for Title IX Process
The standard used to determine whether the Respondent is responsible for Prohibited Conduct is
preponderance of the evidence, which means more likely than not that the alleged conduct occurred
and said conduct is in violation of this Policy based on the available evidence obtained during the
University investigation.
5
Unless ultimately proven otherwise pursuant to the standards and
processes of this Policy, individuals accused of Title IX Prohibited Conduct are presumed to be not
responsible for any alleged violation.
3
If the Informal Resolution process is requested, all other time frames are tolled as of the date of the request.
4
The Office of Disability Services is located at 1000 Houser Hall and may be reached at (205) 348-4285 (Voice) or (205) 348-3081 (TTY).
The Human Resources ADA Coordinator is located at 1001 HR Administration Building and may be reached at (205) 348-7733 or
emarbutt@fa.ua.edu.
5
This standard will apply to all charges, including any that incorporate or reference a state or federal criminal law.
APPENDIX -1-
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6
d. Formal Investigation Procedure under the Title IX Process
The formal investigation procedure followed pursuant to the Title IX Process is determined by the
Respondent’s role with the University:
i. Formal Complaint against student Respondent
Formal Complaints wherein a student is the Respondent are investigated by the Title IX
Office in conjunction with the Office of Student Conduct. All matters involving incidents
of Title IX Prohibited Conduct allegedly committed by a student will be handled in a manner
consistent with the requirements, accommodations, procedures, and processes outlined in
this Policy and Appendix.
6
Hearings and reviews/appeals for Formal Complaints against a
student involving Prohibited Conduct are discussed in detail below.
ii. Formal Complaint against faculty or staff Respondent
Formal Complaints wherein a faculty or staff member is the Respondent are investigated by
the Title IX Office, alone or in conjunction with Designated Harassment Resource Persons
and/or, if applicable, Human Resource Business Partners. All matters involving incidents of
Title IX Prohibited Conduct allegedly committed by a faculty or staff member will be
handled in a manner consistent with the requirements, accommodations, procedures, and
processes outlined in this Policy and Appendix.
7
Hearings and reviews/appeals for Formal
Complaints against a faculty or staff member involving Prohibited Conduct are discussed in
detail below.
iii. Formal Complaint against community member/third party/campus visitor Respondent
Consistent with the jurisdiction of this Policy, in instances where a Formal Complaint is
received against a community member/third party/campus visitor
8
(not a student or
employee) related to alleged Prohibited Conduct occurring at any location involving a
University education program or activity, the Title IX Coordinator (or a designated
investigator) may conduct an investigation.
9
A conclusion by the appropriate Decision-
Maker that Prohibited Conduct in violation of this Policy has occurred may subject the
community member/third party/campus visitor to disciplinary action. For the sake of clarity,
community members/third parties/campus visitors are also not entitled to any of the rights
afforded to Respondents pursuant to this Policy.
e. Formal Investigation Title IX Process
6
Certain terms used in this Policy may also be defined in the Code of Student Conduct. To the extent there is an inconsistency between
the substance of this Policy and the Code of Student Conduct related to the handling of Prohibited Conduct allegations covered by this
Policy, the terms of this Policy will control.
7
To the extent there is an inconsistency between the substance of this Title IX Prohibited Conduct Policy and Procedure and the
University’s Equal Opportunity and Discriminatory Harassment Policy and Procedure related to the handling of sexual or gender based
harassment allegations against University employees, the terms of this Policy will control.
8
For purposes of this Policy, an individual’s status as a University graduate, alumni, or donor does not afford the University jurisdiction
over that individual solely based on that status.
9
When the Respondent is not a student or employee, the process that will be followed depends upon whether UA exercises substantial
control over the Respondent and the specific context in which the Prohibited Conduct occurred. If UA exercises substantial control over
both the Respondent and the specific context of the Prohibited Conduct, the Title IX Process will apply. Otherwise, the Sexual Misconduct
Process will be utilized. Whether UA exercises substantial control is a fact-specific inquiry determined in the sole discretion of the Title IX
Coordinator.
APPENDIX -1-
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7
i. Discussion with Complainant—The investigator(s) will conduct an initial meeting with the
Complainant. During this initial meeting, the investigator(s) and the Complainant will
discuss available University supportive measures as well as the rights and options for filing a
Formal Complaint under this Policy and for pursuing criminal charges. The investigator(s)
will obtain as much information as possible during the initial meeting about the alleged
incident, including witness names and any available evidence. The Complainant will also
have the opportunity to raise issues or otherwise suggest specific questions directly related to
the investigation for the investigator(s) to ask of the Respondent or any potential witnesses,
provided the questions are directly related to the allegations and appropriate. The
investigator(s) reserves the right to alter the wording of any proposed question. The
Complainant may, at any time during the investigation process, request that the investigation
end and the University will try to accommodate this request, which may result in a dismissal
of the Formal Complaint. However, if the alleged conduct presents an issue of overall
campus safety and/or is sufficiently grave, the investigation may continue if the Title IX
Coordinator signs the Formal Complaint.
ii. Notice of Allegations and Discussion with Respondent— Notice of the Formal Complaint, with
allegations of Title IX Prohibited Conduct, is deemed to have been properly provided when
written notification of the allegations and alleged violations of the Code of Student Conduct,
Employee Handbook, or Faculty Handbook is sent to the Complainant’s and Respondent’s
assigned University of Alabama email address, delivered via Certified Mail to their last
known address available through myBama, or personally delivered to the them. University-
issued email is the University’s primary means of communication with students and
employees. Students and employees are responsible for all communication delivered to their
University-issued email address.
An effort will be made to set the initial investigative meeting with the Respondent at least
seven (7) calendar days after delivery of the written notification of the alleged violation(s).
Pre-scheduled meetings are scheduled around a student’s academic schedule. Should a
student wish to reschedule an appointment or meet sooner than the designated time, they
should make such request in a timely manner. The University will make a reasonable effort
to accommodate student scheduling conflicts but will not permit unreasonable delays in the
investigation process. Students and employees are advised to keep their most current local
address, permanent address, and local telephone number (or cell phone number) updated in
the myBama records system.
At the initial investigative meeting, the allegations will be discussed with the Respondent.
The investigator(s) and the Respondent will discuss the Respondent’s rights as well as
available University supportive measures while the investigation is pending. The
Respondent will be given the opportunity to respond to the allegations and offer evidence
directly related to the allegations and/or potential witnesses. The Respondent will also have
the opportunity to raise issues or otherwise suggest specific questions for the investigator(s)
to ask of the Complainant or any potential witnesses, provided the questions are directly
related to the allegations and appropriate. The investigator(s) reserves the right to alter the
wording of any proposed question. The Respondent is not required to make a statement or
otherwise provide information relevant to the investigation. A Respondent’s failure to make
a statement shall not be used an as admission of responsibility during the formal
investigative procedure. However, the process will continue and a decision regarding
APPENDIX -1-
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8
responsibility may be made based on the available statements and evidence at the formal
hearing.
iii. Other EvidenceThe investigator(s) will make reasonable attempts to contact and interview
individuals who are identified as witnesses with information relevant to the allegations of
Prohibited Conduct. The investigator(s) may elect to limit the number of witnesses whose
sole purpose is to provide character information, as duplicative evidence is not relevant. The
investigator(s) may also elect not to interview witnesses unlikely to have information directly
related to the allegations as determined in the sole discretion of the investigator(s). The
investigator(s) will make reasonable attempts to obtain other directly related evidence
available from the parties, witnesses, or other University departments.
1. Complainant’s Prior Sexual Behavior: For reports involving sexual assault/rape, evidence
of the Complainant’s sexual predisposition or prior sexual behavior is not relevant if it is
offered to prove that the Complainant engaged in other sexual behavior or to prove the
Complainant’s sexual predisposition. Evidence of specific instances of sexual behavior
by the Complainant may be offered to show:
Sexual encounters between the Complainant and the Respondent for purposes of
establishing consent; or
That a person other than the Respondent was the source of semen, injury, or
other physical evidence.
2. Complainant’s Prior False Allegations: Evidence that the Complainant made prior bad
faith, materially false allegation(s) of Prohibited Conduct may be offered as evidence of
Complainant’s credibility. For purposes of this Policy, a prior bad faith, materially false
allegation is one that has been adjudicated as false by a court of law or other body
adjudicating a claim of Prohibited Conduct, including proceedings conducted by the
University, as defined by this Policy.
3. Respondent’s Prior Prohibited Conduct: Evidence that the Respondent has been
adjudicated as responsible for an allegation(s) of Prohibited Conduct that is similar in
nature may be directly related to the allegation(s) in that it could prove motive,
opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of
accident (all indicia of Respondent’s credibility). For purposes of this Policy,
adjudications include those by a court of law or other body adjudicating a claim of
Prohibited Conduct, including proceedings conducted by the University, as defined by
this Policy.
iv. Parties’ Review of EvidenceOnce the investigator(s) has made reasonable attempts to obtain
all inculpatory evidence (that may support a finding or conclusion that Respondent engaged
in Prohibited Conduct) and exculpatory evidence (that may support a finding or conclusion
that a Respondent did not engage in Prohibited Conduct), student and employee
Complainants and Respondents will be given a reasonable opportunity to review and
respond to the evidence obtained during the investigation.
The investigator(s) will send each
party and the party’s advisor, if any, the evidence subject to inspection and review in an
electronic format or a hard copy. The parties will have ten (10) calendar days to submit a
written response, including suggesting specific questions relevant to the investigation for the
APPENDIX -1-
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9
investigator(s) to ask of the other party or any potential witnesses, which the investigator(s)
will consider prior to submitting the investigation file for completion.
v. Respondent Disassociation from the University— If a Respondent voluntarily withdraws from the
University, fails to re-enroll for a subsequent semester, is no longer employed by the
University or otherwise is no longer associated with the University after an investigation is
initiated but before an Investigative Report is issued or, if properly requested, before a
hearing is fully conducted, the Title IX Coordinator may dismiss the Formal Complaint.
Alternatively, for student Respondents, a hold will be placed on the Respondent’s record
that prevents them from registering or enrolling at the University in the future. The
Respondent may be prohibited from entering campus or attending campus-sponsored
events. The Respondent’s Conduct Record/personnel file may indicate that they
disassociated from the University after a complaint was asserted and pending disciplinary
review. Resolution of the case and permission from the Title IX Office will be required
before a disassociated Respondent is permitted to return to the University. If a Respondent
disassociates from the University, The Title IX Office, may still elect to resolve a pending
Formal Complaint with formal or informal procedures. This determination is in the sole
discretion of the Title IX Coordinator (or designee).
vi. Investigative ReportFollowing the investigation, and provided the Formal Complaint has not
been dismissed, the Title IX Coordinator (or designee), in consultation with relevant campus
partners, will prepare an Investigative Report that summarizes the relevant evidence. For
cases that fall within the Title IX Process jurisdiction, the Investigative Report will not
include a determination regarding responsibility or recommended sanctions/remedies or
employment actions. The Investigative Report will be issued in an electronic format to both
parties and their advisor(s), if any.
4. Title IX Hearing Procedures/Process
a. Scheduling a Formal Hearing and Pre-Hearing Meeting
Following the issuance of an Investigative Report, the case will automatically be referred to a live
formal hearing, unless the parties agree to resolve the Formal Complaint through Informal
Resolution.
Once the Investigative Report is issued and the case is referred to the live formal hearing, both
parties must have an advisor for the sole purpose of conducting cross-examination on behalf of that
party. The advisor can be selected by the parties and may be an attorney. If the parties do not have
an advisor, the University will provide an advisor for the live formal hearing.
The Title IX Coordinator will schedule separate pre-hearing meetings with the parties and their
advisor(s). Attendance is mandatory for both the parties and their advisor(s). The meeting is to
discuss processes for the live formal hearing and appropriate decorum. Each party must notify the
Title IX Coordinator (or designee) at least seven (7) calendar days prior to the pre-hearing meeting if
they will be accompanied by an advisor of their choice and at their own expense at the live formal
hearing.
b. Decision-Maker
The Hearing Administrator will appoint a trained Decision-Maker. The Hearing Administrator (or
designee) shall make inquiries of the prospective Decision-Maker to ascertain whether the Decision-
Maker has any conflict of interest or bias for or against the Complainant or Respondent that would
APPENDIX -1-
Revised 2.22
10
prevent them from rendering an impartial decision, thereby precluding the Decision-Maker from
serving. The identity of the Decision-Maker shall be provided to both the Respondent and the
Complainant and their respective advisors prior to the hearing.
The Decision-Maker will be responsible for conducting the hearing, including determining relevancy
of questions and evidence, maintaining proper decorum, and making a determination regarding
Respondent’s responsibility for the allegation(s) of Prohibited Conduct.
c. Hearing Process
10
i. Method of Hearing: The hearing will be a live hearing. The hearing can be conducted with the
parties located in separate rooms with technology enabling the decision-maker and parties to
simultaneously see and hear the party or the witness answering questions. The University
(including the Hearing Administrator and/or the Decision-Maker) will ultimately determine
the most appropriate method for conducting the hearing. Additionally, any party may
request that the entire hearing be held with the parties located in separate rooms with the
technology as outlined above. A party does not need to provide a reason for making this
request.
ii. Closed Hearings: Hearings shall be closed to the public. Admission of any person, other than a
parties’ chosen or appointed advisor, shall be at the discretion of the Decision-Maker. The
Decision-Maker also has the discretion to remove any person from the hearing at any time
when they deem it necessary.
iii. Evidence: All evidence each party wishes to be considered by the Decision-Maker should be
presented to the investigator(s) during the investigation process. If evidence is not provided
to the investigator during the investigation process, then presentation of those materials
during the hearing is at the discretion of the Decision-Maker, but generally will only be
allowed based on new information not known during the investigation process. Further, all
materials that the investigator, Complainant, or Respondent want the Decision-Maker to
consider must be submitted to the Hearing Administrator (or designee) at least ten (10)
calendar days prior to the hearing. The Hearing Administrator (or designee) will provide the
submitted materials to the Decision-Maker. Any materials submitted and/or discovered
fewer than ten (10) calendar days before the hearing may only be considered at the sole
discretion of the Decision-Maker.
o For information regarding admissibility of evidence of Complainant’s prior sexual
behavior, Complainant’s prior bad faith allegations, and Respondent’s prior
Prohibited Conduct, refer to Section B.3.e.iii of this Appendix 1.
iv. Written Response to Investigative Report: The Investigative Report issued following the Title IX
Office’s initial investigation will be included in the materials submitted to the Decision-
Maker for review prior to the hearing. Complainant and/or Respondent may submit a
written response to the Investigative Report. Such written response must be submitted to
the Hearing Administrator (or designee) at least ten (10) calendar days prior to the hearing.
The Hearing Administrator (or designee) will provide the submitted materials to the
Decision-Maker and make the materials available for inspection by the Complainant and
Respondent at least seven (7) calendar days prior to the hearing, consistent with FERPA or
other regulation governing the disclosure of education records.
v. Witnesses: The Complainant and the Respondent have the right to request witnesses to be
available for the hearing, subject to the discretion of the Decision-Maker. The Hearing
Administrator (or designee) will send the Complainant and the Respondent a list of potential
10
Further procedures governing the Title IX Process are available on the Title IX Office website.
APPENDIX -1-
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11
hearing witnesses. Each party must provide a list of additional potential hearing witnesses to
the Hearing Administrator (or designee) at least ten (10) calendar days prior to the hearing.
The Hearing Administrator (or designee) will provide the witness list(s) to the Conduct Body
and all relevant parties involved in the matter at least seven (7) calendar days prior to the
hearing. Any hearing witness requested must have been identified and accessible to the
investigator during the investigation process. If a witness is not provided to the investigator
during the investigation process, then presentation of that witness during the hearing is at
the sole discretion of the Decision-Maker and generally will only be allowed based on new
information not known during the investigation process.
vi. Direct Examination by Decision-Maker: The Decision-Maker will conduct all direct examination
of parties and witnesses. The parties’ advisors may not conduct direct examination and are
limited to cross-examination of the parties and witnesses.
vii. Cross-Examination by Parties’ Advisors: Following direct examination by the Decision-Maker,
the parties’ advisors may ask the other party and any witnesses all relevant questions and
follow-up questions, including those challenging credibility. Such questioning must be
conducted directly, orally, and in real time by the parties’ advisor and never by a party. Only
relevant questions may be asked of a party or witness, and duplicative questions, including
those asked and answered, are considered irrelevant. Before a Complainant, Respondent, or
witness answers a question, the Decision-Maker must first determine whether the question is
relevant and explain any decision to exclude a question as not relevant. The Decision-
Maker’s determination regarding a question’s relevancy is considered final and may not be
challenged during the hearing by the parties or their advisors.
viii. Absence from Formal Hearing or Refusal to Answer Questions: The Decision-Maker cannot draw an
inference about the determination regarding responsibility based solely on a party’s or
witness’s absence from the live hearing or refusal to answer questions.
ix. Record of Hearing: A record of all hearings before a Decision-Maker will be created. The
record shall be the property of the University. Parties and their advisors shall not make their
own recording of the hearing. Upon request, the record will be available for review or
inspection as appropriate.
d. Notification of Written Hearing Determination and Final Outcome
After the hearing, the Decision-Maker shall determine whether the evidence presented at the hearing
supports a finding that the alleged Prohibited Conduct more likely than not occurred, and this
decision will be provided concurrently to both parties in a written Hearing Determination. If the
Decision-Maker concludes that the evidence presented at the hearing supports a finding that the
alleged Prohibited Conduct more likely than not occurred, the Hearing Determination will also
include any disciplinary sanctions imposed and whether remedies will be provided to the
Complainant as a result of the finding.
Notwithstanding federal privacy rules regarding students (FERPA), the University is required to
disclose in writing to the alleged victim of a crime of violence or a non-forcible sex offense, the final
results of any disciplinary proceeding conducted by the University against a student Respondent
who is the alleged perpetrator of such crime or offense. If the alleged Complainant is deceased as a
result of such crime or offense, the next of kin of such Complainant will be notified. The final
results of the disciplinary proceeding involving a student include the violation committed (UA rules,
policy, or code sections violated and any essential findings supporting the conclusion), any sanctions
assigned to the Respondent by the University, and whether remedies will be provided by the
University to the Complainant
APPENDIX -1-
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12
5. Reviews/Appeals Under Title IX Process
a. Review/Appeal of Dismissal of Formal Complaint under Title IX Process
Both parties may seek a review/appeal of a dismissal of a Formal Complaint under the Title IX
Process based on any of the following grounds:
Procedural irregularity that affected the outcome of the matter;
New evidence that was not reasonably available at the time the determination regarding
dismissal was made, that could affect the outcome of the matter; or
The Title IX Coordinator or investigator(s) had a conflict of interest or bias for or against
Complainants or Respondents generally or the individual Complainant or Respondent that
affected the outcome of the matter.
Any such request for a review/appeal must be submitted within three (3) calendar days of the
issuance of the decision dismissing the Formal Complaint. Upon receipt of the request for
review/appeal, the Title IX Coordinator will notify each party of the review/appeal. The parties will
have five (5) calendar days from the issuance of this notice to submit a written statement in support
of, or challenging, the dismissal of the Formal Complaint under the Title IX Process. The dismissal,
the request for review/appeal, and the parties’ written statement (if any) will be considered by the
review/appeal Decision-Maker. The review/appeal Decision-Maker will issue a written decision
describing the result of the review/appeal and the rationale for the result.
b. Review/Appeal Following Formal Hearing
Following a hearing, both the Complainant and Respondent have a right to seek a review/appeal of
the Decision Maker’s determination with regard to a finding of responsibility or non-responsibility
and/or the imposed sanctions/remedies. A review/appeal may be requested on any of the following
grounds:
Procedural irregularity that affected the outcome of the matter;
To determine if the sanction(s) imposed were grossly disproportionate to the violation(s)
committed;
New evidence that was not reasonably available at the time the determination regarding
responsibility was made, that could affect the outcome of the matter; and
The Title IX Coordinator, or investigator(s), or Decision-Maker had a conflict of interest or
bias for or against Complainants or Respondents generally or the individual Complainant or
Respondent that affected the outcome of the matter.
If a party is seeking a review/appeal, they must submit that request in writing on the form available
through the Title IX Office website within seven (7) calendar days of the issuance of the
determination and/or sanction(s). If either party requests a review/appeal, any accompanying
sanction(s) will be on hold and will not take effect until the determination is final. If seven (7)
calendar days pass without a party timely and properly requesting a review/appeal, the determination
and/or sanction(s) will be deemed final.
When one party files a request for review/appeal, the other party will be notified of the request in
writing by the Title IX Office. Both parties will be given an opportunity to submit a written
statement to the Title IX Office in support of, or challenging, the responsibility determination from
the formal hearing. Such submission must be made within seven (7) calendar days of the notification
of the request for review/appeal.
APPENDIX -1-
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13
The Decision-Maker for the review/appeal will be different from anyone who made the
determination regarding responsibility or dismissal and must not be either the investigator or the
Title IX Coordinator. The Decision-Maker will be free from conflict of interest and bias and receive
appropriate training.
Following the review/appeal, the Decision-Maker will issue a written decision describing the result
of the review/appeal and the rationale for such result. This decision will be final and provided
simultaneously to both parties.
Any additional processes or procedures applicable to reviews/appeals will be available on the Title
IX website.
6. Sanctions/Remedies
Following a determination of responsibility pursuant to the applicable investigation or hearing or
review/appeal procedures as discussed herein, the University may impose a range of sanctions/remedies
as identified below. Sanctions/remedies imposed will be determined on the basis of the facts of each
case and a Respondent’s prior conduct history. Additional details regarding any disciplinary process and
potential sanctions/remedies may be found in the current Code of Student Conduct, Employee
Handbook, or Faculty Handbook. Sanctions/remedies will take effect once the decision is considered
final. Sanctions/remedies may include, but are not limited to, any one, or any combination of the ones,
listed below.
a. Student as the Respondent
Sanctions/remedies imposed against students are dictated by the Code of Student Conduct. A
student found responsible for violation of this Policy is subject to sanctions/remedies up to and
including expulsion from the University.
11
Lesser disciplinary sanctions/remedies include warning,
probation, loss of privileges, no contact order, campus ban/no trespass warning from UAPD,
campus access limitations, residence hall suspension or transfer/expulsion, educational assignment,
fines, restitution, community service, University suspension, referral to proper law enforcement
authorities for prosecution, referrals for counseling, or other discretionary sanction(s) as deemed
appropriate by the Office of Student Conduct. A current list of potential student
sanctions/remedies is outlined in the Code of Student Conduct found on the Office of Student
Conduct’s website.
b. Faculty as the Respondent
A determination that a violation of this Policy has occurred shall subject a faculty member to
appropriate disciplinary action subject to the current Faculty Handbook. Appropriate
sanctions/remedies will be based on such factors as severity, frequency, and degree of deviation
from expectations in this Policy. Possible sanctions/remedies may include, but are not limited to, a
no contact order, mandatory counseling or referral to the Employee Assistance Program, oral or
written reprimand or warning; reassignment to other duties (including removal from future teaching
or research or ineligibility to apply for or receive research funds); removal from extracurricular
activities, committee assignments, or administrative assignments; restriction on travel abroad or
domestic travel; loss of travel or research funds; loss of privileges of rank; reassignment of
workspace; placement of a faculty member under the direct supervision of a specified administrator
with a specific plan for remediation and for a specific period of time; transfer or reassignment; loss
11
Expulsion as a sanction/remedy recommendation requires a unanimous decision.
APPENDIX -1-
Revised 2.22
14
of summer teaching employment for those on less than 12-month contracts; restitution; fines or
penalties; loss of merit raises; loss of benefits for a stated period of time (e.g., “regular” or “merit”
increase in salary); loss of eligibility for promotion for a stated period of time; revocation of tenure
and/or dismissal of a tenured faculty member for adequate cause; dismissal of a tenure-track
(probationary) faculty member for adequate cause, before the end of the term specified by the
Faculty Handbook; dismissal of a renewable contract faculty member before the end of the term
specified in a contract or appointment letter between the University and the faculty member;
suspension, with or without pay, of a faculty member from service for a stated period; reduction of a
faculty member’s rank (demotion); reduction of an academic year salary before the end of that
academic year; . campus ban/no trespass warning from UAPD, prohibition on further employment
or volunteer activity at the University, loss of University benefits for retirees and referral to proper
law enforcement authorities for prosecution. A current list of potential faculty sanctions/remedies is
outlined in the Faculty Handbook.
c. Staff as the Respondent
A determination that a violation of this Policy has occurred shall subject a staff member to
appropriate disciplinary action pursuant to the current Employee Handbook found on the Human
Resources website. The University has adopted a philosophy of progressive discipline. However,
one violation of this Policy could result in termination of employment. Appropriate
sanctions/remedies will be based on such factors as severity, frequency, and degree of deviation
from expectations in this Policy. Possible sanctions/remedies may include, but are not limited to,
no contact order, verbal counseling, written counseling or warning, official reprimand, mandatory
counseling, mandatory attendance at the Employee Assistance Program, educational assignment,
fines, restitution, paid or unpaid administrative leave, reassignment of responsibilities, ineligibility to
receive raise or promotion, suspension of annual merit increase, decrease in salary, suspension,
demotion, transfer, termination of employment, campus ban/no trespass warning from UAPD,
prohibition on further employment at the University, loss of University benefits for retirees, and
referral to proper law enforcement authorities for prosecution. A current list of potential staff
sanctions/remedies is outlined in the Employee Handbook.
d. Community Member/Third Party/Campus Visitor as the Respondent
A determination as set forth herein that a violation of this Policy has occurred may subject a
community member/third party/campus visitor to appropriate sanctions/remedies, which may
include, but are not limited to, no contact order, verbal counseling, written counseling or warning,
mandatory counseling, educational assignment, fines, restitution, prohibition on employment or
volunteer activities at the University, campus ban/no trespass warning from UAPD, ineligibility for
programs open to various groups, notification to the entity with which the community
member/third party/campus visitor is associated, and referral to proper law enforcement authorities
for prosecution. UA’s ability to enforce any such sanctions/remedies may be limited based on,
among other things, UA having no direct control over, connection, relationship, or affiliation with
the community member/third party/campus visitor.
APPENDIX -2-
APPENDIX -2-
Revised 2.22
1
APPENDIX -2-
PROCESSING REPORTS OF PROHIBITED CONDUCT UNDER SEXUAL MISCONDUCT PROCESS
A. Referral of Formal Complaint to the Sexual Misconduct Process
After a Formal Complaint has been dismissed under the Title IX Process and that decision is final, the Title IX
Coordinator or designee may proceed with initiating an investigation under the Sexual Misconduct Process as
described below.
A Formal Complaint under the Sexual Misconduct Process must be dismissed if:
The allegations contained in the Formal Complaint would not constitute Prohibited Conduct under this
Policy, if proved; or
It is determined that the allegations contained in the Formal Complaint were false.
Aside from those situations where a Formal Complaint under the Sexual Misconduct Process must be dismissed,
the choice of how to proceed with a report of Prohibited Conduct lies with the Title IX Coordinator. It is in the
Title IX Coordinator’s discretion to determine whether to proceed with an investigation of a Formal Complaint
under the Sexual Misconduct Process, proceed with Informal Resolution of a complaint, take Limited Action, or
dismiss the Formal Complaint. When appropriate, the Title IX Coordinator or designee will consult with the
Complainant before making this determination. A decision to dismiss a Formal Complaint under the Sexual
Misconduct Process is final. Claims of sexual or gender-based harassment or discrimination under Title VII will
follow the procedures set forth in the Equal Opportunity and Discriminatory Harassment Policy.
B. Resolution of Formal Complaints Under the Sexual Misconduct Process
Once the determination is made that the Formal Complaint will proceed under the Sexual Misconduct Process, the
Formal Complaint may generally be addressed through Limited Action, Preliminary Procedures/Support Measures,
Informal procedures, or Formal procedures as described below.
1. Limited Action Under the Sexual Misconduct Process
Limited Action may be taken in response to a report of alleged Prohibited Conduct in the following
situations:
The Complainant requests that the report of Prohibited Conduct not be disclosed to the
Respondent;
The Complainant does not identify the Respondent;
The Complainant declines to respond
1
to communications from the Title IX Office staff prior to or
after a Formal Complaint is filed;
The Complainant requests that the University not investigate the incident or end an
ongoing investigation;
The Complainant requests that no disciplinary action be taken against the Respondent; or
Other circumstances as deemed appropriate by the Title IX Coordinator.
When a Complainant’s actions trigger a Limited Action response, the Title IX Coordinator (or designee) will
give full consideration to a request from the Complainant. When possible, a Complainant’s express request
1
A Complainant may decline to respond to communications from the Title IX Office staff by either explicitly stating that they do not want
to respond, by not responding to communications, or by otherwise not participating in the process.
APPENDIX -2-
Revised 2.22
2
for Limited Action will be honored. If Limited Action is taken, no record of the complaint will be entered in
the Respondent’s official personnel file or Office of Student Conduct record. However, the Title IX Office
will record the facts of the complaint and the Limited Action taken in response as part of its internal
records.
If a Formal Complaint has been filed and Limited Action is later taken, the Formal Complaint will be
dismissed. If the decision is made to take Limited Action, the University may take action to end any
inappropriate conduct, prevent its recurrence, and remediate its effects. Steps taken by the University
may include offering supportive measures to both parties, providing targeted training/prevention
programming, and/or imposing other non-punitive remedies as appropriate.
2. Preliminary Procedures and Supportive Measures
Prior to filing a Formal Complaint, the Title IX Coordinator may institute any of the following preliminary
procedures or supportive measures to gather additional information regarding potential allegation(s) of
Prohibited Conduct, to prevent future incidents of Prohibited Conduct, or provide support to the parties.
These procedures are considered non-punitive and non-disciplinary in nature. If preliminary procedures are
utilized, no record of the allegation(s) will be entered in the Respondent’s official personnel file or Office of
Student Conduct record. However, the Title IX Coordinator’s Office will record the facts of the
allegation(s) and the procedures utilized as part of its internal records.
a. Preliminary Inquiry: The Title IX Coordinator may conduct a preliminary inquiry to determine if the
allegations fall under this Policy and consider the best path forward. The Title IX Coordinator may
speak with Complainant, witnesses, and/or gather other information to make a determination regarding
whether to proceed with a Formal Complaint. If, in the sole discretion of the Title IX Coordinator or
designee, there is insufficient information to move forward with a Formal Complaint and Complainant
does not sign a Formal Complaint, the Title IX Office will close its inquiry. The Title IX Office may
offer supportive measures as it deems appropriate based on the information learned in the preliminary
inquiry. The University reserves the right to reopen an inquiry or move forward with a Formal
Complaint at any time.
b. Informal Discussion with Title IX Office: The Title IX Office may notify the Respondent of
the allegation(s), paying appropriate attention to a Complainant’s request for confidentiality and
Respondent’s rights should a Formal Complaint be filed in the future. The Title IX Coordinator may
take whatever steps short of disciplinary sanctions that they deem appropriate to address the
allegation(s). Examples include providing supportive measures to both parties, notifying Respondent of
the Title IX Coordinator’s knowledge of a criminal report, or other circumstances as deemed
appropriate by the Title IX Coordinator.
c. Mutual No Contact Order: If reasonable, the Title IX Office may issue a mutual No Contact Order at
the request of either party or in the Title IX Coordinator’s discretion. It is not considered punitive when
the issuance of a mutual No Contact Order is done as an Informal Procedure or supportive measure.
3. Informal Procedures and Resolution for Formal Complaints under Sexual Misconduct Process
After a Formal Complaint is filed, the parties may request to resolve the Complaint through informal
procedures. If the Formal Complaint is resolved informally, no record of the Complaint will be entered in
Respondent’s official personnel file or Office of Student Conduct record unless otherwise determined as
part of the terms of the resolution. The Title IX Office will record the facts of the Complaint and the
resolution achieved as part of its internal records.
APPENDIX -2-
Revised 2.22
3
A party, after receiving notice of the Formal Complaint, potential Policy violations, and the options
for processing a Formal Complaint under this Policy, may request that the University agree to resolve
the Prohibited Conduct through Informal Resolution. All parties must agree to participate voluntarily in the
Informal Resolution process and the University must deem that the matter to be potentially resolved is
appropriate for Informal Resolution. The University may gather information necessary through interviewing
individuals, including the Respondent, and other evidence gathering in an effort to determine if the report is
appropriate for Informal Resolution. At any time during the Informal Resolution process, either party may
change their mind and proceed with a formal investigation or the Complainant may request to withdraw
the Formal Complaint. The University may also decide to proceed with a formal investigation and
withdraw its approval for the process at any time during the Informal Resolution process. If
additional potential Policy violations are revealed during the Informal Resolution process, the University
may withdraw its approval for the process and proceed with a formal investigation or the University, with
the consent of the parties, may continue the Informal Resolution process and resolve the
additional potential Policy violations. If a report of Prohibited Conduct is resolved by Informal Resolution,
the resolution will be deemed final. Should the Informal Resolution result in terms or conditions
being imposed on one or both parties, a failure to subsequently adhere to those terms or conditions as
written may subject the offending party to a Failure to Comply charge. Neither party has a right to appeal
the outcome of the Informal Resolution process.
Factors the University will consider when determining whether a report of Prohibited Conduct is suitable
for Informal Resolution include, but are not limited to, the following:
The nature of the alleged offense;
The dynamics of power or control commonly associated with the alleged offense and/or with
the parties involved;
The Respondent’s prior known conduct;
Whether there would be a continuing safety threat to the campus community after resolution of the
specific report of Prohibited Conduct;
Whether multiple parties are involved;
Whether the resolution proposed is designed to eliminate, prevent, and address the
reported Prohibited Conduct;
Any other factor deemed relevant by the Title IX Coordinator in the interest of overall campus
safety or safety of the parties involved.
A party may end Informal Resolution at any time until a resolution is final and move to the formal process
outlined below.
4. Formal Investigation and Resolution Procedures under Sexual Misconduct Process
The formal investigation procedures are triggered when the Title IX Coordinator elects to proceed with an
investigation following the filing of a Formal Complaint. All meetings, discussions, and/or hearings that may
occur as part of this formal process are closed to the general public.
a. Time Frames for Sexual Misconduct Process
Formal Complaints will be resolved as promptly as practicable after the Formal Complaint is made. The
University will provide the parties with periodic updates as it deems appropriate, with timely notice of
meetings at which either or both the Complainant and Respondent may be present, and will provide
both parties with timely and equal access to any information that is utilized in the decision-making process
as is appropriate by law. The University reserves the right to delay resolution of the formal process to ensure
the integrity and completeness of the investigation, to comply with a request by law enforcement, the
APPENDIX -2-
Revised 2.22
4
complexity of the investigation, the severity and extent of the alleged conduct, University closings or limited
operations, breaks, holidays, summer terms, to accommodate the delays by witnesses or
the parties, pandemics or public health crises, and factors outside the University’s control.
b. Equal Opportunity and Access and Reasonable Accommodations
To the extent not already provided for by existing disciplinary procedures, the Complainant and the
Respondent are entitled to the same opportunities to be heard, to present evidence, and to access pertinent
information during the investigation and conduct process as appropriate.
2
Both the Complainant and
Respondent will be updated on the status of the investigation and the outcome of any proceeding in an
equitable manner. Supportive measures and/or emergency removals (as described in Section L and
Appendices 4 & 5 to this Policy) may be implemented to help protect the health and/or safety of the
Complainant, Respondent, witnesses, and/or other members of the University community. Students and
employees may request reasonable accommodations with regard to their participation in a Prohibited
Conduct Investigation or access to the resources provided by the Title IX Office. Students or employees
must self-identify if they need reasonable and appropriate accommodations to participate in an investigation
or obtain access to the supportive measures provided by the Title IX Office and documentation of the
reasonable accommodations required should be provided through the process outlined by the Office of
Disability Services (for students) or the Human Resources ADA Coordinator (for employees).
3
c. Standard of Proof for Sexual Misconduct Process
The standard used to determine whether the Respondent is responsible for Prohibited Conduct is
preponderance of the evidence, which means more likely than not that the alleged conduct occurred and
said conduct is in violation of this Policy.
4
Unless ultimately proven otherwise pursuant to the standards
and processes of this Policy, individuals accused of Prohibited Conduct are presumed to be not responsible
for any alleged violation.
d. Formal Investigation Procedure under the Sexual Misconduct Process
The formal investigation procedure followed pursuant to the Sexual Misconduct Process is determined by
the Respondent’s role with the University:
i. Formal Complaint against student Respondent
Formal Complaints wherein a student is the Respondent are investigated by the Title IX Office in
conjunction with the Office of Student Conduct. All matters involving incidents of Prohibited
Conduct allegedly committed by a student will be handled in a manner consistent with the
requirements, accommodations, procedures, and processes outlined in this Policy and
Appendix.
5
Hearings and reviews/appeals for Formal Complaints against a
student involving Prohibited Conduct are discussed in detail below.
ii. Formal Complaint against faculty or staff Respondent
2
Complainants who are not University students or employees at the time of the report are not entitled to access to information obtained
during the investigation, the outcome of the investigation, or any other record that would be protected by FERPA or otherwise considered
as part of the investigation file.
3
The Office of Disability Services is located at 1000 Houser Hall and may be reached at (205) 348-4285 (Voice) or (205) 348-3081 (TTY).
The Human Resources ADA Coordinator is located at 1001 HR Administration Building and may be reached at (205) 348-7733 or
emarbutt@fa.ua.edu
.
4
This standard will apply to all charges, including any that incorporate or reference a state or federal criminal law.
5
Certain terms used in this Policy may also be defined in the Code of Student Conduct. To the extent there is an inconsistency between
the substance of this Policy and the Code of Student Conduct related to the handling of Prohibited Conduct allegations covered by this
Policy, the terms of this Policy will control.
APPENDIX -2-
Revised 2.22
5
Formal Complaints wherein a faculty or staff member is the Respondent are investigated by the
Title IX Office, alone or in conjunction with Designated Harassment Resource Persons and/or, if
applicable, Human Resource Business Partners. Following the investigation, the Title IX
Coordinator will provide a report to the applicable University official. A conclusion by the Title IX
Coordinator that Prohibited Conduct has occurred shall subject the Respondent to appropriate
disciplinary sanctions. A conclusion that Prohibited Conduct has not occurred will in most cases end
the process.
iii. Formal Complaint against community member/third party/campus visitor Respondent
Consistent with the jurisdiction of this Policy, in instances where a Formal Complaint is received
against a community member/third party/campus visitor
6
(not a student or employee) related to
alleged Prohibited Conduct occurring at any location involving a University education program or
activity, the Title IX Coordinator (or a designated investigator) may conduct an investigation and
make a determination regarding whether the conduct in question is in violation of University
policy.
7
A conclusion by the Title IX Coordinator that Prohibited Conduct in violation of this
Policy has occurred may subject the community member/third party/campus visitor to disciplinary
action. The conclusion by the Title IX Coordinator that Prohibited Conduct has or has not
occurred and any disciplinary action taken, is applicable, is final. For the sake of clarity, community
members/third parties/campus visitors are also not entitled to any of the rights afforded to
Respondents pursuant to this Policy.
The University will not investigate incidents alleging Prohibited Conduct by community
members/third parties/campus visitors if the alleged incident occurred off campus and did
not involve a University education program or activity. In certain instances, the Title IX Office may
assist the Complainant in filing a report with an appropriate law enforcement agency. In addition,
an assessment will be made by the Title IX Office to determine if additional actions should be taken
to protect the health and safety of the Complainant or the campus community.
e. Formal Sexual Misconduct Investigation Process
i. Discussion with Complainant—The investigator(s) will conduct an initial meeting with the Complainant.
During this initial meeting, the investigator(s) and the Complainant will discuss available University
supportive measures as well as the rights and options for filing a Formal Complaint under this Policy
and for pursuing criminal charges. The investigator(s) will obtain as much information as possible
during the initial meeting about the alleged incident, including witness names and any available
evidence. The Complainant will also have the opportunity to raise issues or otherwise suggest
specific questions directly related to the investigation for the investigator(s) to ask of the
Respondent or any potential witnesses, provided the questions are directly related to the
allegations and appropriate. The investigator(s) reserves the right to alter the wording of any
proposed question. The Complainant may, at any time during the investigation process, request that
the investigation end and the University will try to accommodate this request, which may result in a
dismissal of the Formal Complaint. However, if the alleged conduct presents an issue of overall
campus safety and/or is sufficiently grave, the investigator(s) may continue with the investigation
without the Complainant’s consent.
6
For purposes of this Policy, an individual’s status as a University graduate, alumni, or donor does not afford the University jurisdiction
over that individual solely based on that status.
7
When the Respondent is not a student or employee, the process that will be followed depends upon whether UA exercises substantial
control over the Respondent and the specific context in which the Prohibited Conduct occurred. If UA exercises substantial control over
both the Respondent and the specific context of the Prohibited Conduct, the Title IX Process will apply. Otherwise, the Sexual Misconduct
Process will be utilized. Whether UA exercises substantial control is a fact-specific inquiry determined in the sole discretion of the Title IX
Coordinator.
APPENDIX -2-
Revised 2.22
6
ii. Notice of Allegations and Discussion with RespondentNotice of the Formal Complaint with allegations
of Prohibited Conduct is deemed to have been properly provided when written notification of the
allegations and alleged violations of the Code of Student Conduct, Employee Handbook, or Faculty
Handbook is sent to the Complainant’s and Respondent’s assigned University of Alabama email
address, delivered via Certified Mail to the their last known address, or personally delivered to
the them. University-issued email is the University’s primary means of communication with
students and employees. Students and employees are responsible for all communication delivered
to their University-issued email address. Students and employees are advised to keep their most
current local address, permanent address, and local telephone number (or cell phone number)
updated in the myBama records system.
If the Respondent is a student, an effort will be made to set the initial investigative meeting with the
student Respondent at least seven (7) calendar days after delivery of the written notification of the
alleged violation(s). Pre-scheduled meetings are scheduled around a student’s academic schedule.
Should a student wish to reschedule an appointment or meet sooner than the designated time, they
should make such request in a timely manner. The University will make a reasonable effort to
accommodate student scheduling conflicts but will not permit unreasonable delays in
the investigation process. At the initial investigative meeting, the allegations will be discussed with
the Respondent. The investigator(s) and the Respondent will discuss the Respondent’s rights as well
as available University supportive measures while the investigation is pending. The Respondent will
be given the opportunity to respond to the allegations and offer evidence directly related to the
allegations and/or potential witnesses. The Respondent will also have the opportunity to raise issues
or otherwise suggest specific questions for the investigator(s) to ask of the Complainant or any
potential witnesses, provided the questions are directly related to the allegations and appropriate.
The investigator(s) reserves the right to alter the wording of any proposed question. The
Respondent is not required to make a statement or otherwise provide information relevant to
the investigation. A Respondent’s failure to make a statement shall not be used an as admission of
responsibility during the formal investigative procedure. However, the process will continue and a
decision regarding responsibility may be made based on the available statements and evidence.
1. Acceptance of Responsibility by a Student Respondent Prior to Final Outcome: After
receiving notice of the allegations but prior to the issuance of a determination, a student
Respondent may accept responsibility for the asserted violation of the Policy. By doing so,
the student Respondent waives their right to review/appeal the finding of responsibility, if
applicable, in any manner. In such instances, the investigator(s), in consultation with the
Title IX Coordinator, may obtain any additional information necessary to determine
appropriate sanctions/remedies. If a student Respondent accepts responsibility for the
alleged conduct prior to a final outcome being issued, the acceptance of responsibility may
be considered a mitigating factor with regard to the issuance of sanctions/remedies. Both
the Complainant and the Respondent shall be informed concurrently in writing of the
Respondent’s acceptance of responsibility, sanctions assigned to the Respondent by the
University, and whether remedies will be provided by the University to the Complainant, if
applicable.
2. No Appeal of Sanctions: Neither party has the right to seek a review/appeal of the
determination or the sanctions/remedies assigned to a Respondent who has accepted
responsibility prior to a final outcome.
APPENDIX -2-
Revised 2.22
7
iii. Other Evidence—The investigator(s) will make reasonable attempts to contact and interview
individuals who are identified as witnesses with information relevant to the allegations of Prohibited
Conduct. The investigator(s) may elect to limit witnesses whose sole purpose is to provide
character information. The investigator(s) may also elect not to interview witnesses not likely to have
information directly related to the allegations as determined in the sole discretion of
the investigator(s). The investigator(s) will make reasonable attempts to obtain other directly
related evidence available from the parties, witnesses, or other University departments.
1. Complainant’s Prior Sexual Behavior: For reports involving sexual assault/rape, evidence of
the Complainant’s sexual predisposition or prior sexual behavior is not relevant if it is
offered to prove that the Complainant engaged in other sexual behavior or to prove the
Complainant’s sexual predisposition. Evidence of specific instances of sexual behavior by
the Complainant may be offered to show:
Sexual encounters between the Complainant and the Respondent for purposes of
establishing consent; or
That a person other than the Respondent was the source of semen, injury, or
other physical evidence.
2. Complainant’s Prior False Allegations: Evidence that the Complainant made prior bad faith,
materially false allegation(s) of Prohibited Conduct may be offered as evidence of
Complainant’s credibility. For purposes of this Policy, a prior bad faith, materially false
allegation is one that has been adjudicated as false by a court of law or other body
adjudicating a claim of Prohibited Conduct, including proceedings conducted by the
University, as defined by this Policy.
3. Respondent’s Prior Prohibited Conduct: Evidence that the Respondent has been adjudicated
as responsible for allegation(s) of Prohibited Conduct that is similar in nature may be offered
in that it could prove motive, opportunity, intent, preparation, plan, knowledge, identity,
absence of mistake, or lack of accident (all indicia of Respondent’s credibility). For purposes
of this Policy, adjudications include those by a court of law or other body adjudicating a
claim of Prohibited Conduct, including proceedings conducted by the University, as defined
by this Policy.
iv. Student Parties’ Review of EvidenceOnce the investigator(s) has made reasonable attempts to obtain
all inculpatory evidence (that may support a finding or conclusion that Respondent engaged in
Prohibited Conduct) and exculpatory evidence (that may support a finding or conclusion that a
Respondent did not engage in Prohibited Conduct), student Complainants and Respondents will be
given a reasonable opportunity to review and respond to the evidence obtained during the
investigation.
8
The investigator(s) will send each student party and the party’s advisor, if any, the
evidence subject to inspection and review in an electronic format or a hard copy. The student parties
will have ten (10) calendar days to submit a written response, including suggesting specific questions
relevant to the investigation for the investigator(s) to ask of the other party or any potential
witnesses, which the investigator(s) will consider prior to submitting the investigation file
for completion.
8
For faculty or staff Respondents whose alleged Prohibited Conduct falls outside of the Title IX Process, there are no rights to review
evidence unless otherwise granted in the Faculty or Employee Handbooks.
APPENDIX -2-
Revised 2.22
8
v. Respondent Disassociation from the University— If a Respondent voluntarily withdraws from the
University, fails to re-enroll for a subsequent semester, is no longer employed by the University or
otherwise is no longer associated with the University after an investigation is initiated but before
an Investigative Report is issued or, if properly requested and applicable, before a hearing is fully
conducted, the University may dismiss the Formal Complaint. Alternatively, for student
Respondents, a hold will be placed on the Respondent’s record that prevents them from registering
or enrolling at the University in the future. The Respondent may be prohibited from entering
campus or attending campus-sponsored events. The Respondent’s Conduct Record/personnel
file may indicate that they disassociated from the University after a complaint was
asserted and pending disciplinary review. Resolution of the case and permission from the Title IX
Office will be required before the disassociated Respondent is permitted to return to the
University. If a Respondent disassociates from the University, The Title IX Office, may still elect to
resolve a pending Formal Complaint with formal or informal procedures. This determination is in
the sole discretion of the Title IX Coordinator (or designee).
vi. Investigative Report—Following the investigation and provided the Formal Complaint has not been
dismissed, the Title IX Coordinator (or designee), in consultation with relevant campus partners,
will prepare an Investigative Report that summarizes the relevant evidence and outlines whether the
evidence more likely than not supports a finding of responsibility with proposed/recommended
sanctions/remedies or employment actions. For student Respondents, the Investigative Report will
contain detailed information about the parties’ right to request a formal hearing and/or
review/appeal. The Respondent and Complainant, if Complainant is a student or employee, will be
notified concurrently in writing of the findings, if applicable.
5. Sexual Misconduct Hearing Procedures/Process
a. Right to Request Formal Hearing under the Sexual Misconduct Process
A party’s right to request a formal hearing pursuant to the Sexual Misconduct Hearing Process is dependent
upon whether the accused party is subject to the Code of Student Conduct, Employee Handbook, or
Faculty Handbook.
Student as Respondent – Both the Complainant and Respondent may request a formal hearing
regarding the decision contained in the Title IX Coordinator’s Investigative Report.
Employee as RespondentWhen a UA employee is the Respondent in a Prohibited Conduct
investigation under this Policy and Appendix, procedures described in the Employee
Handbook or Faculty Handbook as applicable will be followed.
Community Member/Third Party/Campus Visitor as RespondentIf the Respondent is not an
employee or student, there is no right to request a formal hearing.
b. Sexual Misconduct Formal Hearing Procedures involving Student Respondents
i. Requesting a Formal Hearing— The Complainant and Respondent both have the right to request a
formal hearing before a Conduct Body as outlined herein, but must submit that request in writing on
the form available through the Title IX Office’s website and delivered to the Conduct
Administrator
9
within seven (7) calendar days of the issuance of the Investigative Report. If seven
(7) calendar days pass without a party properly requesting a formal hearing, the determinations
contained in the Investigative Report will be deemed final and any accompanying
9
The term “Conduct Administrator” is defined in Article II of the Code of Student Conduct, which can be found on the Office of Student
Conduct’s website.
APPENDIX -2-
Revised 2.22
9
sanctions/remedies will take effect seven (7) calendar days after the issuance of the Investigative
Report. If a formal hearing is requested, any accompanying sanctions/remedies will be on hold and
will not take effect until the decision is final. A formal hearing may be requested in the
circumstances described below:
Respondent’s Options: If the Title IX Coordinator determines that a reasonable person
could find that the alleged Prohibited Conduct more likely than not occurred,
the Investigative Report will also include sanctions/remedies approved by the
Conduct Administrator. The Respondent will be given an opportunity to 1) accept
responsibility for the allegations and sanctions; (2) accept responsibility for the decision and
request a review/appeal of the sanctions; or 3) request a formal hearing. Complainant will be
given an opportunity to request a review/appeal of the sanctions.
Complainant’s Options: If the Title IX Coordinator determines that a reasonable person
could not find that the alleged Prohibited Conduct more likely than not occurred, the
Complainant will be given the opportunity to request a formal hearing. If the Title IX
Coordinator determines that a reasonable person could find that the alleged Prohibited
Conduct more likely than not occurred, the Complainant may request review/appeal of the
sanctions.
ii. Conduct Body— For hearings involving allegations of Prohibited Conduct, the Conduct Administrator
(or designee) will appoint a Conduct Body composed of three faculty and/or staff members who
have received specialized training. All members of the Conduct Body will receive annual training
specifically concerning Prohibited Conduct allegations. The Conduct Administrator (or designee)
shall make inquiries of prospective panel members to ascertain whether a panel member has any
conflict of interest or bias for or against the Complainant or Respondent that would prevent them
from rendering an impartial decision, thereby precluding the panel member from serving. The
identity of the Conduct Body members shall be provided to both the Respondent and the
Complainant prior to the hearing. The Conduct Administrator will appoint one member of
the panel to be the Chairperson, who will be responsible for the conduct of the hearing, including
certain questioning and maintaining proper decorum.
iii. Student Hearing ProcessThe hearing will be scheduled and will proceed according to guidelines set
forth in the Code of Student Conduct with the below modifications to ensure equity for both
parties.
Method of Hearing: The hearing can be conducted with the parties located in separate
rooms with technology enabling the Conduct Body and parties to simultaneously see and
hear the party or the witness answering questions. The University (including the Conduct
Administrator and/or the Conduct Body) will ultimately determine the most appropriate
method for conducting the hearing. Additionally, any party may request that the entire
hearing be held with the parties located in separate rooms with the technology as outlined
above. A party does not need to provide a reason for making this request.
Support Person/Advisor: Subject to the limitations stated in this Policy and the Code of
Student Conduct, both the Complainant and the Respondent have the same opportunity to
have present during the hearing one support person/advisor
10
of their choice, at their own
expense. The support person/advisor, who may be an attorney, may privately consult with
and advise the party but may not question witnesses, make statements, or otherwise
directly participate in the hearing. The Chairperson of the Conduct Body may remove or
dismiss a support person/advisor who becomes disruptive or who does not abide by the
limitations on their participation.
10
For more information, visit the Title IX Office website.
APPENDIX -2-
Revised 2.22
10
Submission of Evidence Pre-Hearing: All evidence each party wishes to be considered by the
Conduct Body should be presented to the investigator(s) during the investigation process. If
evidence is not provided to the investigator during the investigation process, then
presentation of those materials during the hearing is at the discretion of the chairperson but
generally will only be allowed based on new information not known during the investigation
process. Further, all materials that the investigator, Complainant, or Respondent want the
Conduct Body to consider must be submitted to the Conduct Administrator (or designee) at
least ten (10) calendar days prior to the hearing. The Conduct Administrator (or designee)
will provide the submitted materials to the Conduct Body and make copies available
for inspection by the Complainant and Respondent at least seven (7) calendar days prior to
the hearing, consistent with FERPA or other regulation governing the disclosure of
education records. Any materials submitted and/or discovered fewer than ten (10) calendar
days before the hearing may only be considered at the sole discretion of the chairperson of
the Conduct Body.
Written Response to Investigative Report: The Investigative Report issued following the
Title IX Office’s initial investigation will be included in the materials submitted to the
Conduct Body for review prior to the hearing. Complainant and/or Respondent may
submit a written response to the Investigative Report. Such written response must be
submitted to the Conduct Administrator (or designee) at least ten (10) calendar days prior to
the hearing. The Conduct Administrator (or designee) will provide the submitted materials
to the Conduct Body and make copies available for inspection by the Complainant and
Respondent at least seven (7) calendar days prior to the hearing, consistent with FERPA or
other regulation governing the disclosure of education records.
Request to Review Investigative File: Once the Investigative Report is issued and a hearing
has properly been requested, either party may make a written request to review the Title IX
investigative file before submitting a written response to the Investigative Report.
Witnesses: The Complainant and the Respondent have the right to present witnesses, subject
to the discretion of the Chairperson. The Conduct Administrator (or designee) will send the
Complainant and the Respondent a list of potential hearing witnesses. Each party must
provide a list of potential hearing witnesses to the Conduct Administrator (or designee) at
least ten (10) calendar days prior to the hearing. The Conduct Administrator (or designee)
will provide the witness list(s) to the Conduct Body and all relevant student parties involved
in the matter at least seven (7) calendar days prior to the hearing. Any hearing witness
presented must have been identified and accessible to the investigator during the
investigation process. If a witness is not provided to the investigator during the investigation
process, then presentation of that witness during the hearing is at the sole discretion of
the Chairperson and generally will only be allowed based on new information not known
during the investigation process. Additionally, character witnesses will not be allowed.
Questioning of Parties: All questioning of parties is conducted through the Conduct
Body. A party does not have a right to question or cross examine another party directly. A
party may recommend direct questions to be asked of another party by submitting them in
writing to the Conduct Administrator (or designee) seven (7) calendar days prior to the
hearing; the Conduct Administrator will provide them to the Conduct Body. During the
hearing, a party may also suggest questions to the Conduct Body for the other party based
on information presented during the hearing. The Chairperson, in their sole discretion, will
determine the relevancy of all questions presented, and, if they are deemed relevant, the
Chairperson may pose the questions to the other party. The Chairperson has discretion to
alter the exact wording of any proposed question. Parties may directly question non-party
APPENDIX -2-
Revised 2.22
11
witnesses or provide proposed questions to the Conduct Body. The Conduct Body may
also independently question the parties, witnesses, and/or investigator to elicit relevant
information.
Evidence at Hearing: Subject to the terms of this Policy, pertinent records, exhibits and
written statements may be accepted as information for consideration by a Conduct Body
at the discretion of the Chairperson. If witnesses or parties are not available or otherwise do
not participate in the hearing, the Conduct Body may consider the summary of the
individual’s investigative interview and/or any available recording of that interview in lieu of
hearing testimony. Should a party elect not to participate in the hearing, that party’s absence
may have an impact on their likely preferred outcome for the hearing.
Conduct Body’s Decision: Following consideration of all evidence presented, the Conduct
Body will issue a decision, based on a majority vote and by a preponderance of evidence,
regarding responsibility and, if applicable, recommend sanctions/remedies to be imposed by
the Conduct Administrator pursuant to the guidelines in the Code of Student Conduct. The
Conduct Body’s deliberations, which will be conducted in private, will not be recorded.
6. Reviews/Appeals under Sexual Misconduct Process
a. Review/Appeal of Dismissal of Formal Complaint under Sexual Misconduct Process
Under the Sexual Misconduct Process, neither party can seek a review/appeal of a dismissal of a Formal
Complaint.
b. Review/Appeal Following Investigative Report and Formal Hearing under Sexual Misconduct Process
i. Review/Appeal Procedures for Cases involving Student Respondents
Following the issuance of the Title IX Coordinator’s Investigative Report, both the Complainant
and the Respondent have a right to seek a review/appeal of the imposed sanctions/remedies.
Following a hearing, both the Complainant and Respondent have a right to seek a review/appeal of
the Conduct Body’s decision with regard to a finding of responsibility or non-responsibility and/or
the imposed sanctions/remedies. A review/appeal may be requested on any of the following
grounds:
Procedural irregularity that affected the outcome of the matter;
To determine if the sanction(s) imposed were grossly disproportionate to the violation(s)
committed;
New evidence that was not reasonably available at the time the determination regarding
responsibility was made, that could affect the outcome of the matter; or
The Title IX Coordinator, investigator(s), or member of the Conduct Body had a conflict
of interest or bias for or against Complainants or Respondents generally or the individual
Complainant or Respondent that affected the outcome of the matter.
If a party is seeking a review/appeal, they must submit that request in writing on the form available
through the Title IX Office website within seven (7) calendar days of the issuance of the decision
and/or sanction(s). If either party requests a review/appeal, any accompanying sanction(s) will be on
hold and will not take effect until the determination is final. If seven (7) calendar days pass without
a party timely and properly requesting a review, the decision and/or sanction(s) will be deemed final.
The process and timing for the review/appeal is outlined in the Code of Student Conduct section on
“Reviews,” except as modified below:
APPENDIX -2-
Revised 2.22
12
Review requests by Complainants: In matters involving allegations of Prohibited Conduct,
Complainant’s request for a Review by the Vice President of Student Life or designee may
result in a decision to reduce, uphold, or increase the sanction(s). A decision to modify any
sanctions/remedies will be based on an application of the review criteria set forth in the Code
of Student Conduct to the case materials provided to the Vice President of Student Life.
ii. Review/Appeal Procedures for Cases involving Employee Respondents
When a UA employee is the Respondent in a Prohibited Conduct investigation, whether a
review/appeal exists and applicable procedures, if any, to be followed are described in the Employee
Handbook or Faculty Handbook.
iii. Review/Appeal Procedures for Cases involving Community Member/Third Party/Campus Visitor Respondents
If the Respondent is not an employee or student, there is no right to request a review/appeal.
7. Sanctions/Remedies
Following a determination of responsibility pursuant to the applicable investigation or hearing or review/appeal
procedures as discussed herein, the University may impose a range of sanctions/remedies as identified below.
Sanctions/remedies imposed will be determined on the basis of the facts of each case and a Respondent’s prior
conduct history. Additional details regarding any disciplinary process and potential sanctions/remedies may be
found in the current Code of Student Conduct, Employee Handbook, or Faculty Handbook.
Sanctions/remedies will take effect once the decision is considered final. Sanctions/remedies may include, but
are not limited to, any one, or any combination of the ones, listed below.
a. Student as the Respondent
Sanctions/remedies imposed against students are dictated by the Code of Student Conduct. A student
found responsible for violation of this Policy is subject to sanctions/remedies up to and including expulsion
from the University.
11
Lesser disciplinary sanctions/remedies include warning, probation, loss of privileges,
no contact order, campus ban/no trespass warning from UAPD, campus access limitations, residence hall
suspension or transfer/expulsion, educational assignment, fines, restitution, community service, University
suspension, referral to proper law enforcement authorities for prosecution, referrals for counseling, or other
discretionary sanction(s) as deemed appropriate by the Office of Student Conduct. A current list of
potential student sanctions/remedies is outlined in the Code of Student Conduct found on the Office of
Student Conduct’s website.
b. Faculty as the Respondent
A determination that a violation of this Policy has occurred shall subject a faculty member to appropriate
disciplinary action subject to the current Faculty Handbook. Appropriate sanctions/remedies will be based
on such factors as severity, frequency, and degree of deviation from expectations in this Policy. Possible
sanctions/remedies may include, but are not limited to, a no contact order, mandatory counseling or referral
to the Employee Assistance Program, oral or written reprimand or warning; reassignment to other duties
(including removal from future teaching or research or ineligibility to apply for or receive research funds);
removal from extracurricular activities, committee assignments, or administrative assignments; restriction on
travel abroad or domestic travel; loss of travel or research funds; loss of privileges of rank; reassignment of
workspace; placement of a faculty member under the direct supervision of a specified administrator with a
specific plan for remediation and for a specific period of time; transfer or reassignment; loss of summer
11
Expulsion as a sanction/remedy recommendation requires a unanimous decision.
APPENDIX -2-
Revised 2.22
13
teaching employment for those on less than 12-month contracts; restitution; fines or penalties; loss of merit
raises; loss of benefits for a stated period of time (e.g., “regular” or “merit” increase in salary); loss of
eligibility for promotion for a stated period of time; revocation of tenure and/or dismissal of a tenured
faculty member for adequate cause; dismissal of a tenure-track (probationary) faculty member for adequate
cause, before the end of the term specified by the Faculty Handbook; dismissal of a renewable contract
faculty member before the end of the term specified in a contract or appointment letter between the
University and the faculty member; suspension, with or without pay, of a faculty member from service for a
stated period; reduction of a faculty member’s rank (demotion); reduction of an academic year salary before
the end of that academic year; campus ban/no trespass warning from UAPD, prohibition on further
employment or volunteer activity at the University, loss of University benefits for retirees and referral
to proper law enforcement authorities for prosecution. A current list of potential faculty sanctions/remedies
is outlined in the Faculty Handbook.
c. Staff as the Respondent
A determination that a violation of this Policy has occurred shall subject a staff member to appropriate
disciplinary action pursuant to the current Employee Handbook found on the Human Resources website.
The University has adopted a philosophy of progressive discipline. However, one violation of this Policy
could result in termination of employment. Appropriate sanctions/remedies will be based on such factors
as severity, frequency, and degree of deviation from expectations in this Policy. Possible sanctions/remedies
may include, but are not limited to, no contact order, verbal counseling, written counseling or warning,
official reprimand, mandatory counseling, mandatory attendance at the Employee Assistance Program,
educational assignment, fines, restitution, paid or unpaid administrative leave, reassignment of
responsibilities, ineligibility to receive raise or promotion, suspension of annual merit increase, decrease in
salary, suspension, demotion, transfer, termination of employment, campus ban/no trespass warning from
UAPD, prohibition on further employment at the University, loss of University benefits for retirees, and
referral to proper law enforcement authorities for prosecution. A current list of potential staff
sanctions/remedies is outlined in the Employee Handbook.
d. Community Member/Third Party/Campus Visitor as the Respondent
A determination as set forth herein that a violation of this Policy has occurred may subject a community
member/third party/campus visitor to appropriate sanctions/remedies, which may include, but are not
limited to, no contact order, verbal counseling, written counseling or warning, mandatory counseling,
educational assignment, fines, restitution, prohibition on employment or volunteer activities at the
University, campus ban/no trespass warning from UAPD, ineligibility for programs open to various groups,
notification to the entity with which the community member/third party/campus visitor is associated, and
referral to proper law enforcement authorities for prosecution. UA’s ability to enforce any such
sanctions/remedies may be limited based on, among other things, UA having no direct control over,
connection, relationship, or affiliation with the community member/third party/campus visitor.
APPENDIX -3-
APPENDIX -3-
Revised 2.22
1
APPENDIX -3-
PROHIBITED CONDUCT DEFINED (UA, STATE, & FEDERAL DEFINITIONS)
For purposes of the Sexual Misconduct Policy, conduct that is deemed, by a preponderance of the evidence (which
means more likely than not the alleged conduct occurred) to be gender-based and meet the definitions of any of the
types of Prohibited Conduct identified in the chart below (whether defined by UA, or by state (AL) or federal
(FED) laws, as amended from time to time), constitutes a violation of this Policy. A person whose gender-based
conduct violates the federal or state criminal statutes as established by a preponderance of the evidence need not be
criminally charged or convicted for their conduct to be deemed a violation of this Policy. Additionally, to the extent
that federal or state laws addressing gender-based conduct that could be deemed Prohibited Conduct are added or
amended, it will be considered a violation of this Policy if an individual engages in such conduct (as proven by a
preponderance of the evidence), even if the definitions below have not been updated to reflect the most recent
federal or state language.
INTIMATE PARTNER VIOLENCE
UA Dating and Domestic Violence
Dating Violence is violence committed by a person who is or has been in a social relationship of a romantic
or intimate nature with the Complainant.
(i)
T
he existence of such a relationship shall be determined based on the Complainant’s statement and wit
h
c
onsideration of the length of the relationship, the type of relationship, and the frequency of interacti
on
be
tween the persons involved in the relationship.
(ii)
F
or the purposes of this definition
(A)
Da
ting violence includes, but is not limited to, sexual or physical abuse or the threat of such abuse.
(B) Dating violence does not include acts covered under the definition of domestic violence.
D
omestic Violence is a felony or misdemeanor crime of violence committed
(A)
B
y a current or former spouse or intimate partner of the Complainant;
(B)
B
y a person with whom the Complainant shares a child in common;
(C)
B
y a person who is cohabitating with, or has cohabitated with, the Complainant as a spouse or intimate
partner;
(D) By a person similarly situated to a spouse of the Complainant under the domestic or family violence laws
of the jurisdiction in which the crime of violence occurred;
(E)
B
y any other person against an adult or youth Complainant who is protected from that person’s acts under
the domestic or family violence laws of the jurisdiction in which the crime of violence occurred.
1
E
xamples of such acts include, but are not limited to:
(i)
P
hysical contact to the Complainant causing an injury;
(ii)
D
estruction or damage to the Complainant’s property;
(iii)
P
hysical contact done for the purpose of harassing or alarming the Complainant.
Harassing Communications
Intimate Partner Violence (Harassing Communications) is excessive communications, including any attempt to
unreasonably, intentionally, and repeatedly make contact with the Complainant over their stated objections,
committed by a person who has been in a romantic or intimate relationship with the Complainant.
Communication must be considered severe and/or pervasive from both a subjective and an objective
standpoint.
F
or purposes of this definition, the existence of such a relationship shall be determined based on the
Complainant’s statement and with consideration of the length of the relationship, the type of relationship, and
the frequency of interaction between the persons involved in the relationship.
FED Dating Violence: Same as UA definition above. See 34 C.F.R. § 668.46(a)
1
Paragraph E only applies to Title IX Prohibited Conduct.
APPENDIX -3-
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Domestic Violence: Same as UA definition above. See 34 C.F.R. § 668.46(a)
AL First Degree Domestic Violence- ALA. CODE § 13A-6-130(a)
(1) A person commits the crime of domestic violence in the first degree if the person commits the crime of
assault in the first degree pursuant to Section 13A-6-20 or aggravated stalking pursuant to Section 13A-6-91; or
burglary in the first degree pursuant to Section 13A-7-5 and the Complainant is a current or former spouse,
parent, step-parent, child, step-child, any person with whom the defendant has a child in common, a present
household member, or a person who has or had a dating relationship with the defendant.
(2) For the purposes of this section, a household member excludes non-romantic or non-intimate co-residents,
and a dating relationship means a current or former relationship of a romantic or intimate nature characterized
by the expectation of affectionate or sexual involvement by either party.
Second Degree Domestic Violence - ALA. CODE § 13A-6-131(a)
(1) A person commits the crime of domestic violence in the second degree if the person commits the crime of
assault in the second degree pursuant to Section 13A-6-21; the crime of intimidating a witness pursuant to
Section 13A-10-123; the crime of stalking pursuant to Section 13A-6-90; the crime of burglary in the second or
third degree pursuant to Sections 13A-7-6 and 13A-7-7; or the crime of criminal mischief in the first degree
pursuant to Section 13A-7-21 and the victim is a current or former spouse, parent, step-parent, child, step-
child, any person with whom the defendant has a child in common, a present household member, or a person
who has or had a dating relationship with the defendant.
(2) For the purpose of this section, a household member excludes non-romantic or non-intimate co-residents,
and a dating relationship means a current or former relationship of a romantic or intimate nature characterized
by the expectation of affectionate or sexual involvement by either party.
Third Degree Domestic Violence - ALA. CODE § 13A-6-132(a)
(1) A person commits domestic violence in the third degree if the person commits the crime of assault in the
third degree pursuant to Section 13A-6-22; the crime of menacing pursuant to Section 13A-6-23; the crime of
reckless endangerment pursuant to Section 13A-6-24; the crime of criminal coercion pursuant to Section 13A-
6-25; the crime of harassment pursuant to subsection (a) of Section 13A-11-8; the crime of criminal
surveillance pursuant to Section 13A-11-32; the crime of harassing communications pursuant to subsection (b)
of Section 13A-11-8; the crime of criminal trespass in the third degree pursuant to Section 13A-7-4; the crime
of criminal mischief in the second or third degree pursuant to Sections 13A-7-22 and 13A-7-23; or the crime of
arson in the third degree pursuant to Section 13A-7-43; and the victim is a current or former spouse, parent,
step-parent, child, step-child, any person with whom the defendant has a child in common, a present
household member, or a person who has or had a dating relationship with the defendant.
(2) For the purpose of this section, a household member excludes non-romantic or non-intimate co-residents,
and a dating relationship means a current or former relationship of a romantic or intimate nature characterized
by the expectation of affectionate or sexual involvement by either party.
APPENDIX -3-
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3
STALKING
UA Stalking is engaging in a course of conduct directed at a specific person that would cause a reasonable person
to (a) fear for the person’s safety or the safety of others; or (b) suffer substantial emotional distress.
The term “course of conductmeans two or more acts, including, but not limited to, acts in which the stalker
directly, indirectly, or through third parties, by any action, method, device, or means, follows, monitors,
observes, surveils, threatens, or communicates to or about a person, or interferes with a person’s property.
Examples of such acts include, but are not limited to:
Following an individual without a reasonable justification for being in a particular area or taking a
particular route;
Lying in wait;
Any other act done for the purpose of trying to find an individual or learn information about that
individual’s location and/or activities over the individual’s stated objections.
Stalking, as it is defined in this Policy, includes “cyber-stalking,” a particular form of stalking in which a person
uses electronic media, such as the internet, social networks, blogs, phones, texts, or other similar devices or
forms of contact.
Reasonable personmeans a reasonable person under similar circumstances and with similar identities to the
Complainant.
Substantial emotional distressmeans significant mental suffering or anguish that may, but does not
necessarily, require medical or other professional treatment or counseling.
FED
Stalking: Same as UA definition. See 34 C.F.R. § 668.46(a)
AL First Degree Stalking- ALA. CODE § 13A-6-90(a)
A person who intentionally and repeatedly follows or harasses another person and who makes a threat, either
expressed or implied, with the intent to place that person in reasonable fear of death or serious bodily harm is
guilty of the crime of stalking in the first degree.
Second Degree Stalking - ALA. CODE § 13A-6-90.1(a)
A person who, acting with an improper purpose, intentionally and repeatedly follows, harasses, telephones, or
initiates communication, verbally, electronically, or otherwise, with another person, any member of the other
person's immediate family, or any third party with whom the other person is acquainted, and causes material
harm to the mental or emotional health of the other person, or causes such person to reasonably fear that his
or her employment, business, or career is threatened, and the perpetrator was previously informed to cease that
conduct is guilty of the crime of stalking in the second degree.
CONSENT
UA The term “consent” used when describing different types of prohibited acts of sexual misconduct under UA’s
Title IX and Sexual Misconduct Policy (such as sexual assault/rape) means a clear willingness to participate in
the sexual act (e.g., clear communication through words or actions). While consent may be expressed by words
or by actions, it is highly recommended that consent be expressed and obtained verbally. Non-verbal consent
expressed through actions may lead to confusion and potential for misunderstandings.
It is the responsibility of the initiator of any sexual activity to obtain their partner’s consent.
Consent to a sexual act is not freely given if the individual is not able to give consent, or if consent is obtained
by force, deception, or coercion. A lack of resistance, verbal or physical, does not grant consent. Previous
consent does not grant consent to future sexual acts. Consent can be withdrawn at any time during a sexual
act.
Inability to give consent includes situations where an individual is:
a. Incapacitated due to alcohol, drugs, or other substances including, but not limited to, prescription
medication.
i. Determining consent when alcohol or other drugs are involved: In incidents involving alcohol, drugs, or
other substances, the totality of the circumstances are analyzed to determine whether the use
of alcohol, drugs, or other substances caused an inability to give consent. Whether a
APPENDIX -3-
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4
Respondent knew or reasonably should have known of the Complainant’s ability to give
consent will be considered. An individual’s use of alcohol, drugs, or other substances does
not diminish that individual’s responsibility to obtain consent if that individual is the one
who initiates sexual activity. Incapacitation is a state beyond drunkenness or intoxication.
Incapacitation is a state where an individual cannot make a rational, reasonable decision
because they lack the capacity to give consent. Some factors considered to determine
whether an individual is incapacitated due to alcohol, drugs, or other substances and
therefore not able to give consent include, but are not limited to: whether the individual
became sick due to intoxication, the individual’s ability to communicate and/or slurred
speech, the individual’s coordination (ex. ability to walk, dress/undress, perform simple
tasks), and any other action that would be indicative of a decreased level of cognitive
functioning. The existence of any one of these factors may support a finding of
incapacitation, and thus the inability to consent to sexual activity. The mere presence of
alcohol, drugs, or other substances does not equate to an inability to give consent. Stated
differently, it is possible for an individual to have alcohol, drugs, or other substances in their
system and not be incapacitated.
b. Unconscious, asleep, or in a state of shock.
c. Under the age of consent as defined by the jurisdiction in which the act occurred, which, in Alabama,
is less than 16 years of age.
d. Mentally or physically impaired and not reasonably able to give consent.
Coercionfor purposes of this Policy is the use of expressed or implied threats or intimidation for the
purpose of obtaining sexual favors, which would place a reasonable person in fear of immediate harm.
Threatening or intimidating behavior may include emotional abuse, threats to reputation, public humiliation,
threats to others and possessions (including pets), or financial harm, among others.
“Force” for purposes of this Policy is the use of physical violence or intimidation to overcome another
person’s free will.
FED Federal regulations do not provide a definition of consent.
AL
Lack of Consent - ALA. CODE § 13A-6-70
(a) Unless otherwise stated, an element of every offense defined in this article is that the sexual act was
committed without consent of the victim.
(b) Lack of consent results from either of the following:
(1) Forcible compulsion;
Being incapable of consent.
(c) A person is deemed incapable of consent if he or she is either:
(1) Less than 16 years old;
(2) Incapacitated.
(d) Consent to engage in sexual intercourse, sodomy, sexual acts, or sexual contact may be communicated by
words or actions. The existence of a current or previous marital, dating, social, or sexual relationship with the
defendant is not sufficient to constitute consent. Evidence that the victim suggested, requested, or otherwise
communicated to the defendant that the defendant use a condom or other birth control device or sexually
transmitted disease protection, without additional evidence of consent, is not sufficient to constitute consent.
SEXUAL ASSAULT & OTHER SEXUAL OFFENSES
UA Sexual Assault/Rape (Nonconsensual Sexual Penetration) is defined as the penetration, no matter how
slight, of the vagina or anus with any body part or object, or oral penetration by a sex organ of another person,
without the consent of the Complainant. Attempts or assaults to commit sexual assault/rape are also included;
however, statutory rape and incest are excluded.
Sexual Assault/Fondling (Nonconsensual Sexual Contact) is the touching of the private body parts of
another person for the purpose of sexual gratification, without the consent of the Complainant, including
instances where the Complainant is incapable of giving consent because of their age or because of their
temporary or permanent mental incapacity. For purposes of this definition, “private body parts” include an
individual’s genitalia, breasts, or buttocks.
Incest is sexual intercourse between persons who are related to each other within the degrees wherein
marriage is prohibited by law.
APPENDIX -3-
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5
Statutory Rape is sexual intercourse with a person who is under the statutory age of consent. The age of
consent is determined by the applicable age of consent for the jurisdiction where the alleged sexual intercourse
occurred. In Alabama, the age of consent is 16 years old.
FED
Sexual assault. An offense that meets the definition of rape, fondling, incest, or statutory rape as used in the
FBI’s UCR program and included in Appendix A of this subpart.
Rape: Same as UA definition. See 34 C.F.R. § 668.46 Appendix A.
Sex Offenses
Any sexual act directed against another person, without the consent of the victim, including instances where
the victim is incapable of giving consent.
A. FondlingSame as UA definition. See 34 C.F.R. § 668.46 Appendix A.
B. Incest - Same as UA definition. See 34 C.F.R. § 668.46 Appendix A.
C. Statutory Rape - Same as UA definition. See 34 C.F.R. § 668.46 Appendix A.
The term “sexual assault” means an offense classified as a forcible or nonforcible sex offense under the
Uniform Crime Reporting system of the Federal Bureau of Investigation. 20 U.S.C. § 1092(f)(6)(A)(v).
Sex Offenses, ForcibleAny sexual act directed against another person, without the consent of the victim
including instances where the victim is incapable of giving consent.
Forcible Rape(Except Statutory Rape) The carnal knowledge of a person, forcibly and/or against that
person’s will or not forcibly or against the person’s will in instances where the victim is incapable of giving
consent because of his/her temporary or permanent mental or physical incapacity.
Forcible SodomyOral or anal sexual intercourse with another person, forcibly and/or against that person’s
will or not forcibly or against the person’s will in instances where the victim is incapable of giving consent
because of his/her youth or because of his/her temporary or permanent mental or physical incapacity.
Sexual Assault With An ObjectTo use an object or instrument to unlawfully penetrate, however slightly,
the genital or anal opening of the body of another person, forcibly and/or against that person’s will or not
forcibly or against the person’s will in instances where the victim is incapable of giving consent because of
his/her youth or because of his/her temporary or permanent mental or physical incapacity.
Forcible FondlingThe touching of the private body parts of another person for the purpose of sexual
gratification, forcibly and/or against that person’s will or not forcibly or against the person’s will in
instances where the victim is incapable of giving consent because of his/her youth or because of his/her
temporary or permanent mental or physical incapacity.
Sex Offenses, Nonforcible(Except Prostitution Offenses) Unlawful, nonforcible sexual intercourse.
IncestNonforcible sexual intercourse between persons who are related to each other within the degrees
wherein marriage is prohibited by law.
Statutory RapeNonforcible sexual intercourse with a person who is under the statutory age of consent.
See National Incident-Based Reporting System
.
AL
Alabama law includes the following, among others, in its sexual offenses category: rape, sodomy, sexual
misconduct, sexual torture, sexual abuse, indecent exposure, enticing a child to enter vehicle, house, etc. for
immoral purposes, sexual abuse of a child less than 12 years old. The following are definitions that apply to
the Alabama sexual offense statutes (some of which are set forth below):
A
LA. CODE § 13A-6-60
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(1) FORCIBLE COMPULSION. Use or threatened use, whether express or implied, of physical force,
violence, confinement, restraint, physical injury, or death to the threatened person or to another person.
Factors to be considered in determining an implied threat include, but are not limited to, the respective ages
and sizes of the victim and the accused; the respective mental and physical conditions of the victim and the
accused; the atmosphere and physical setting in which the incident was alleged to have taken place; the extent
to which the accused may have been in a position of authority, domination, or custodial control over the
victim; or whether the victim was under duress. Forcible compulsion does not require proof of resistance by
the victim.
(2) INCAPACITATED. The term includes any of the following:
a. A person who suffers from a mental or developmental disease or disability which renders the person
incapable of appraising the nature of his or her conduct.
b. A person is temporarily incapable of appraising or controlling his or her conduct due to the influence of a
narcotic, anesthetic, or intoxicating substance and the condition was known or should have been reasonably
known to the offender.
c. A person who is unable to give consent or who is unable to communicate an unwillingness to an act because
the person is unconscious, asleep, or is otherwise physically limited or unable to communicate.
(3) SEXUAL CONTACT. Any touching of the sexual or other intimate parts of a person done for the purpose
of gratifying the sexual desire of either party. The term does not require skin to skin contact.
(4) SEXUAL INTERCOURSE. Such term has its ordinary meaning and occurs upon any penetration,
however slight; emission is not required.
(5) SODOMY. Any sexual act involving the genitals of one person and the mouth or anus of another person.
First Degree Rape – ALA. CODE § 13A-6-61
(a) A person commits the crime of rape in the first degree if he or she does any of the following:
(1) Engages in sexual intercourse with another person by forcible compulsion;
(2) Engages in sexual intercourse with another person who is incapable of consent by reason of being
incapacitated;
(3) Being 16 years old or older, engages in sexual intercourse with another person who is less than 12 years
old.
Second Degree Rape ALA. CODE § 13A-6-62
(a) A person commits the crime of rape in the second degree if, being 16 years old or older, he or she engages
in sexual intercourse with another person who is 12 years old or older, but less than 16 years old; provided,
however, the actor is at least two years older than the other person.
First Degree Sexual Abuse – ALA. CODE § 13A-6-66
(a) A person commits the crime of sexual abuse in the first degree if he or she does either of the following:
(1) Subjects another person to sexual contact by forcible compulsion;
(2) Subjects another person to sexual contact who is incapable of consent by reason of being incapacitated.
Second Degree Sexual Abuse - ALA. CODE § 13A-6-67
(a) A person commits the crime of sexual abuse in the second degree if he or she does either of the following:
(1) Subjects another person to sexual contact who is incapable of consent by reason of some factor other than
being less than 16 years old;
(2) Being 19 years old or older, subjects another person to sexual contact who is less than 16 years old, but
more than 12 years old.
Sexual Torture ALA. CODE § 13A-6-65.1
(a) A person commits the crime of sexual torture if he or she does either of the following:
(1) Penetrates the vagina, anus, or mouth of another person with an inanimate object, by forcible
compulsion, with the intent to sexually torture, sexually abuse, or to gratify the sexual desire of either party.
(2) Penetrates the vagina, anus, or mouth of a person who is incapable of consent by reason of being
incapacitated, with an inanimate object, with the intent to sexually torture, sexually abuse, or to gratify the
sexual desire to either party.
(3) Penetrates the vagina, anus, or mouth of a person who is less than 12 years old, with an inanimate
object, by a person who is 16 years old or older with the intent to sexually torture, sexually abuse, or to gratify
the sexual desire of either party.
(4) By inflicting physical injury, including, but not limited to, burning, crushing, wounding, mutilating, or
assaulting the sex organs or intimate parts of another person, with the intent to sexually torture, sexually abuse,
or to gratify the sexual desire of either party.
Indecent Exposure - ALA. CODE § 13A-6-68
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(a) A person commits the crime of indecent exposure if, with intent to arouse or gratify sexual desire of himself
or herself, or of any person other than his or her spouse, he or she exposes his or her genitals under
circumstances in which he or she knows his conduct is likely to cause affront or alarm.
Enticing Child to Enter Vehicle, House, Etc. for Immoral Purposes – ALA. CODE § 13A-6-69
(a) It shall be unlawful for any person with lascivious intent to entice, allure, persuade, or invite, or attempt to
entice, allure, persuade, or invite, any child under 16 years of age to enter any vehicle, room, house, office, or
other place for the purpose of proposing to such child the performance of an act of sexual intercourse or an
act which constitutes the offense of sodomy or for the purpose of proposing the fondling or feeling of the
sexual or genital parts of such child or the breast of such child, or for the purpose of committing an aggravated
assault on such child, or for the purpose of proposing that such child fondle or feel the sexual or genital parts
of such person.
Sexual Abuse of a Child Less than 12 Years Old – ALA. CODE § 13A-6-69.1
(a) A person commits the crime of sexual abuse of a child less than 12 years old if he or she, being 16 years old
or older, subjects another person who is less than 12 years old to sexual contact.
School Employee Having Sexual Contact with a Student Under the Age of 19 Years - ALA. CODE §
13A-6-82
(a) A person commits the crime of a school employee having sexual contact with a student under the age of 19
years if he or she is a school employee and engages in sexual contact, as defined by Section 13A-6-60, with a
student, regardless of whether the student is male or female. Consent is not a defense to a charge under this
section.
(b) A person commits the crime of a school employee soliciting a sex act with a student under the age of 19
years if he or she is a school employee and solicits, persuades, encourages, harasses, or entices a student to
engage in a sex act including, but not limited to, sexual intercourse, sodomy, or sexual contact, as defined by
Section 13A-6-60.
Incest ALA. CODE § 13A-13-3
(a) A person commits incest if he marries or engages in sexual intercourse with a person he knows to be, either
legitimately or illegitimately:
(1) His ancestor or descendant by blood or adoption; or
(2) His brother or sister of the whole or half-blood or by adoption; or
(3) His stepchild or stepparent, while the marriage creating the relationship exists; or
(4) His aunt, uncle, nephew or niece of the whole or half-blood.
(b) A person shall not be convicted of incest or of an attempt to commit incest upon the uncorroborated
testimony of the person with whom the offense is alleged to have been committed.
SEXUAL EXPLOITATION
UA Sexual exploitation is taking or attempting to take non-consensual or abusive sexual advantage of another for
one’s own advantage or benefit or to benefit a person other than the one being exploited.
Examples of sexual exploitation include, but are not limited to:
Causing or attempting to cause the incapacitation of another individual for sexual purposes;
Electronically recording, videoing, photographing, or transmitting sexual sounds or images of another
individual against that person’s will or without their consent;
Allowing a third-party to observe sexual acts without all parties’ consent;
Prostituting another individual;
Exposing one’s genitals without consent for the purpose of sexual gratification;
Intentionally exposing another’s genitals or intimate body parts without their consent;
Engaging in voyeurism (e.g., watching private sexual activity without the consent of the participants
or viewing another person’s intimate parts (including genitalia, breasts, or buttocks) in a place where
that person would have a reasonable expectation of privacy);
Possessing and/or disseminating child pornography; or
Knowingly exposing another individual to a sexually transmitted disease/infection or HIV without
their consent.
FED n/a
AL
Distributing a Private Image with Intent to Harass, Threaten, Coerce, or Intimidate the Person
Depicted – ALA. CODE § 13A-6-240
(a) A person commits the crime of distributing a private image if he or she knowingly posts, emails, texts,
transmits, or otherwise distributes a private image with the intent to harass, threaten, coerce, or intimidate the
APPENDIX -3-
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8
person depicted when the depicted person has not consented to the transmission and the depicted person had
a reasonable expectation of privacy against transmission of the private image.
Sexual Extortion – ALA. CODE § 13A-6-241
(a) A person commits the crime of sexual extortion if he or she knowingly causes or attempts to cause another
person to engage in sexual intercourse, sodomy, sexual contact, or in a sexual act or to produce any
photograph, digital image, video, film, or other recording of any person, whether recognizable or not, engaged
in any act of sadomasochistic abuse, sexual intercourse, sodomy, sexual excitement, masturbation, breast
nudity, genital nudity, or other sexual conduct by communicating any threat to injure the body, property, or
reputation of any person.
Possession and Possession with Intent to Disseminate Obscene Matter Containing Visual
Reproduction of Persons Under 17 Years of Age Involved in Obscene Acts ALA. CODE § 13A-12-192
(a) Any person who knowingly possesses with intent to disseminate any obscene matter that contains a visual
depiction of a person under the age of 17 years engaged in any act of sado-masochistic abuse, sexual
intercourse, sexual excitement, masturbation, breast nudity, genital nudity, or other sexual conduct shall be
guilty of a Class B felony. Any transfer of the visual depiction from any electronic device to any other device,
program, application, or any other place with storage capability which can be made available or is accessible by
other users, is prima facie evidence of possession with intent to disseminate.
(b) Any person who knowingly possesses any obscene matter that contains a visual depiction of a person under
the age of 17 years engaged in any act of sado-masochistic abuse, sexual intercourse, sexual excitement,
masturbation, breast nudity, genital nudity, or other sexual conduct shall be guilty of a Class C felony.
SEXUAL HARASSMENT OR GENDER-BASED HARASSMENT
2
UA Title IX Sexual or Gender-based Harassment
Sexual Harassment includes conduct on the basis of sex, which may include unwelcome sexual advances,
requests for sexual favors, or other unwanted conduct of a sexual nature, whether verbal, non-verbal, graphic,
physical, or otherwise, when the conditions outlined in (1) and/or (2), below, are present.
Gender-based Harassment includes unwelcome harassment directed at an individual and based on gender,
sexual orientation, gender identity, or gender expression, which may include acts of aggression, intimidation, or
hostility, whether verbal or non-verbal, graphic, physical, or otherwise, even if the acts do not involve conduct
of a sexual nature, when the conditions outlined in (1) and/or (2), below, are present.
(1) An employee conditioning the provision of an aid, benefit, or service of the University on an
individual’s participation in unwelcome sexual conduct (often referred to as “quid pro quo
harassment); or
(2) Unwelcome conduct determined by a reasonable person to be so severe, pervasive, and objectively
offensive that it effectively denies a person equal access to the University’s education program or
activity (often referred to as “hostile environment” harassment). In evaluating conduct, the University
will consider the totality of known circumstances, including, but not limited to:
The frequency, nature and severity of the conduct;
Whether the conduct was physically threatening;
Whether the incident involved severe humiliation rather than was merely offensive;
The effect of the conduct on the Complainant’s mental or emotional state;
Whether the conduct was directed at more than one person;
Whether the Complainant was offended by the conduct;
Whether the conduct arose in the context of other discriminatory conduct;
Whether the conduct unreasonably interfered with the Complainant’s educational or work
performance and/or University programs or activities; and
Whether the conduct implicates concerns related to academic freedom or protected speech.
Non-Title IX Sexual or Gender-based Harassment
2
Reports of Title VII Sexual and Gender-Based Harassment will be addressed under UA’s Equal Opportunity and Discriminatory
Harassment Policy.
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Harassment is (1) unwelcome abusive or hostile behavior, (2) that is discriminatory on the basis of sex, sexual
orientation, gender identity, gender expression, (3) targeted at a particular individual, and (4) the conditions in
either (1) or (2) below are present:
(1) An employee or a student
3
conditioning the provision of an aid, benefit, or service of the University on an
individual’s participation in unwelcome sexual conduct (often referred to as “quid pro quo” harassment); or
(2) Unwelcome conduct determined by a reasonable person to be so severe, pervasive, and/or objectively
offensive that it effectively denies a person equal access to the University’s education program or activity (often
referred to as “hostile environment” harassment). In evaluating conduct, the University will consider the
totality of known circumstances, including, but not limited to:
The frequency, nature and severity of the conduct;
Whether the conduct was physically threatening;
Whether the incident involved severe humiliation rather than was merely offensive;
The effect of the conduct on the Complainant’s mental or emotional state;
Whether the conduct was directed at more than one person;
Whether the Complainant was offended by the conduct;
Whether the conduct arose in the context of other discriminatory conduct;
Whether the conduct unreasonably interfered with the Complainant’s educational or work
performance and/or University programs or activities; and
Whether the conduct implicates concerns related to academic freedom or protected speech.
FED Sexual harassment under Title IX means conduct on the basis of sex that satisfies one or more of the
following:
(1) An employee of the recipient conditioning the provision of an aid, benefit, or service of the recipient on an
individual’s participation in unwelcome sexual conduct;
(2) Unwelcome conduct determined by a reasonable person to be so severe, pervasive, and objectively
offensive that it effectively denies a person equal access to the recipient’s education program or activity; or
(3) “Sexual assault” as defined in 20 U.S.C. 1092(f)(6)(A)(v), “dating violence” as defined in 34 U.S.C.
12291(a)(10), “domestic violence as defined in 34 U.S.C. 12291(a)(8), or “stalking” as defined in 34 U.S.C.
12291(a)(30). 34 C.F.R. § 106.30(a).
AL n/a
SEXUAL OR GENDER-BASED DISCRIMINATION
UA
In addition to the Prohibited Conduct outlined herein, unlawful discrimination on the basis of sex, sexual
orientation, gender identity, gender expression, and pregnancy is prohibited by this Policy.
FED
Title VII makes it “unlawful ... for an employer to fail or refuse to hire or to discharge any individual, or
otherwise to discriminate against any individual ... because of such individual's …, sex,.” 42 U.S.C. § 2000e
2(a)(1). This includes protection for an employee’s pregnancy, childbirth, and related medical conditions (42
U.S.C. § 2000e(k)) and an employee’s gender identity, gender expression, transgender, and sexual orientation
(Bostock v. Clayton Cty., Georgia, 140 S. Ct. 1731 (2020)).
Title IX provides that “No person in the United States shall, on the basis of sex, be excluded from
participation in, be denied the benefits of, or be subjected to discrimination under any education program or
activity receiving Federal financial assistance.” 20 U.S.C. § 1681(a)
AL n/a
3
If a student is accused under section (1) of this definition, this would include those situations where the student has a power differential
over another student. Allegations of quid pro quo harassment against a student will be addressed as Sexual Misconduct Prohibited
Conduct. Allegations of quid pro quo harassment against an employee, which also meet the jurisdictional requirements, will be addressed as
Title IX Prohibited Conduct.
APPENDIX -4-
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APPENDIX -4-
COMPLAINANT SUPPORTIVE MEASURES
1
Below are examples of supportive measures
2
that may typically be available to a Complainant following notice of a
complaint of Prohibited Conduct.
Accommodation or
supportive measure
Contact organization(s)
and/or person(s)
Additional Information
Safety planning
(including no trespass
orders & no contact
orders)
UAPD
3
*NOT CONFIDENTIAL*
4
Provides assistance with no-trespass orders, which restrict an
individual’s access to University facilities and property, extra patrols,
and campus escorts, as appropriate.
Women and Gender Resource
Center (WGRC) Victim
Advocate
5
*CONFIDENTIAL*
Offers emotional and physical safety planning.
Title IX Coordinator
6
*NOT CONFIDENTIAL*
Provides assistance obtaining administrative mutual no-contact orders,
upon request and if reasonably available, to Complainants and
Respondents.
Domestic Violence Law Clinic
7
*CONFIDENTIAL*
See “Legal and Judicial options” below.
Safe housing/
relocation
UAPD
*NOT CONFIDENTIAL*
Provides assistance with location of safe housing.
WGRC Victim Advocate
*CONFIDENTIAL*
Upon Complainant’s request for assistance, WGRC works with
Housing and Residential Communities to assist in changing the
Complainant’s living situation (or dining locations) if reasonable
arrangements can be made.
Turning Point
8
*CONFIDENTIAL*
An off-campus domestic violence and sexual assault/rape service
agency serving West Alabama that provides free and confidential safe
housing for victims of domestic violence and sexual assault/rape.
Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, provides Complainants and
Respondents housing support (see above).
Filing a criminal report UAPD
*NOT CONFIDENTIAL*
See Section N and Appendix 6 of this Policy.
Legal and judicial
options
WGRC Victim Advocate
*CONFIDENTIAL*
Provides free assistance with exploring legal and judicial options.
Refers to Domestic Violence Law Clinic if applicable. Assists with
crime victims’ compensation and provides information and referral.
1
Some listed supportive measures may be unavailable at any given time due to lack of availability or other factors. Please contact the Title
IX Office or the listed resources specifically to inquire about the availability of any supportive measure.
2
Contact information for each available resource is set forth in the footnotes of the table.
3
UAPD(205) 348-5454 Address: 1110 Jackson Avenue, Tuscaloosa, AL 35487-0810.
4
As a reminder, contacts that are identified as *CONFIDENTIAL* will not share your information with anyone except to effectuate the
supportive measure that contact is providing. Those contacts marked as *NOT
CONFIDENTIAL* are offices required to respect and
protect the privacy of students and others to the greatest extent possible. They will disclose information to others only on a need to know
basis.
5
WGRC Victim Advocate(205) 348-5040 *After business hours, a WGRC Victim Advocate and/or on-call counselor may be reached
by contacting UAPD at (205) 348-5454. Address: South Lawn Office Building, Suite 2000, 1101 Jackson Avenue, Tuscaloosa, AL 35487.
6
Title IX Coordinator(205) 348-5496 Address: 2418 Capital Hall, Box 870259, Tuscaloosa, AL 35487.
7
Domestic Violence Law Clinic(205) 348-7921 Address: The University of Alabama School of Law, 101 Paul Bryant Dr.,
Tuscaloosa, AL 35401.
8
Turning Point(205) 758-0808 Address: 2110 McFarland Blvd, Tuscaloosa, AL 35404.
APPENDIX -4-
Revised 2.22
2
(Protective orders,
restraining orders, no
contact orders,
protection from abuse
orders, etc.)
Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, provides Complainants and
Respondents referrals to the Domestic Violence Law Clinic (if
applicable).
Turning Point
*CONFIDENTIAL*
An off-campus domestic violence and sexual assault/rape service
agency serving West Alabama that provides legal advocacy.
Domestic Violence Law Clinic
*CONFIDENTIAL*
Provides free and comprehensive legal assistance on civil matters to
victims of dating and domestic violence in Tuscaloosa County, AL.
Taking a holistic approach to a Complainant’s civil legal needs, clinic
students assess and help the Complainant escape further domestic
violence, and, if appropriate, represent the Complainant in obtaining a
protection from abuse order. Clinic students also provide legal
assistance in matters relating to divorce and alimony, child custody and
support, employment and debt issues, housing, property recovery, and
public benefits.
Academic advocacy or
accommodations
WGRC Victim Advocate
*CONFIDENTIAL*
If requested by the Complainant and if reasonably available, provides
academic advocacy, which may include changing academic schedules,
assisting with missed classes and rescheduling exams, etc. Other
academic accommodations (see below) may be handled with assistance
from the Title IX Coordinator.
Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, provides Complainants and
Respondents with academic intervention assistance (transferring to
another class, rescheduling an exam, accessing academic support such
as tutoring, arranging for incompletes or withdrawal, and preserving
eligibility for academic, athletic, or other scholarships, financial aid,
internships, study abroad, or foreign student visas and immigration
status). Also assists students who have a disability (including those
who may have developed a disability as a result of experiencing
Prohibited Conduct) contact the Office for Disability Services for
registering for longer term reasonable accommodations.
Office of Disability Services
9
*NOT CONFIDENTIAL*
If requested and if reasonably available, provides reasonable
accommodations for students who self-identify as needing reasonable
accommodations as it relates to a disability.
Employment support Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, provides Complainants and
Respondents employment support.
Transportation
assistance
Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, works with UA Parking
Services or other campus departments to provide Complainants and
Respondents on-campus parking options or other transportation
accommodations to ensure safety and access to other services.
Victim advocacy and
case management
WGRC Victim Advocate
*CONFIDENTIAL*
Provides free and
confidential
victim advocacy and case management
services to Complainants (including Complainants subjected to sexual
harassment, sexual assault/rape, dating/domestic violence, and
stalking). Services are available to students, faculty, and staff as well as
friends and family members of the victim regardless of gender, gender
identity or gender expression. A Victim Advocate is on-call 24 hours a
day, seven days a week to provide assistance in crisis situations.
UA ON- AND OFF-CAMPUS COUNSELING AND MEDICAL SUPPORT SERVICES
It is very important for individuals subjected to sexual assault/rape to obtain immediate medical care. Whether or not the sexual
assault/rape is reported, medical care will provide for the individual’s well-being and assist in the documentation, collection, and
proper preservation of physical evidence.
Emergency care DCH Regional Medical Center
(DCH)
10
(Off-Campus)
*CONFIDENTIAL*
Provides emergency care to victims of sexual assault/rape and intimate
partner violence. The emergency professionals at DCH Medical Center
assist in collecting physical evidence and reducing trauma to victims.
9
Office of Disability Services(205) 348-4285 Address: 1000 Houser Hall, Box 870185, Tuscaloosa, AL 35487-0185.
10
DCH(205) 759-7111 Address: 809 University Blvd E, Tuscaloosa, AL 35401.
APPENDIX -4-
Revised 2.22
3
Forensic
examinations
Tuscaloosa SAFE Center (Off-
Campus)
11
*C
ONFIDENTIAL*
Forensic examinations are available free of charge to sexual assault/rape
victims by SANE nurses. Also provides medical care for victims,
including assessment, treatment, and follow-up.
Medical services
Student Health Center
12
*CONFIDENTIAL*
Provides medical services for students only including, a Walk-In Clinic,
Women’s Health Services, Laboratory and X-Ray, and Psychiatry.
Counseling and
professional and
personal support
WGRC Victim Advocate &
Staff Therapists
13
*CONFIDENTIAL*
Offers individual and support group counseling provided by a licensed
therapist or master’s level supervised counseling interns to Complainants
subjected to intimate partner violence (including dating/domestic
violence, stalking and childhood physical violence) and for Complainants
dealing with sexual assault/rape (including attempted rape, rape,
childhood sexual assault, and sexual harassment). These free and
confidential services are available to students, faculty, and staff, friends
and family members of the Complainant, and for Complainants whose
assault occurred on campus even if the Complainant is not associated with
the University. Victim advocates are available to provide support and
serve as the Complainant’s support person during the student Title
IX/Sexual Misconduct and Code of Student Conduct processes.
Counseling Center
14
*CONFIDENTIAL*
Provides counseling and psychological services to University students as
well as counseling referrals if applicable.
University Medical Center
(UMC) Psychiatry and
Behavioral Health Clinic
15
*CONFIDENTIAL*
Provides confidential counseling services for any member of the public.
Title IX Coordinator
*NOT CONFIDENTIAL*
Can provide referrals to health and mental health counseling services.
Turning Point (Off Campus)
*CONFIDENTIAL*
A domestic violence and sexual assault/rape service agency serving West
Alabama. Turning Point provides emergency shelter, 24-hour crisis line,
individual counseling, support groups, and skills groups.
On-Call Dean
16
*NOT CONFIDENTIAL*
Provides students and their families with support and assistance in times
of trauma and distress. The On-Call Dean initiates professional and
personal support for students in crises by working with other University
offices such as UAPD, Strategic Communications, and the various
colleges within UA. The On-Call Dean interacts with community
agencies such as local hospitals and the Tuscaloosa Police Department.
In the case of interpersonal violence (sexual assault/rape, dating/domestic
violence, or stalking), the WGRC Victim Advocate becomes the On-Call
Dean rep.
Capstone Family Therapy
Clinic
17
*CONFIDENTIAL*
Works with individuals, couples, and families in clarifying issues, exploring
options, and finding solutions to problems with regard to many issues
including marriage, relationship, or family problems.
UA Employee Assistance
Program (EAP)
18
* CONFIDENTIAL*
An employee assistance and counseling program designed to provide
University employees and their family members with resources for
resolving work-related and personal problems. The program provides a
11
Tuscaloosa SAFE Center(205) 860-SAFE (7233) Address: 1601 University Blvd. E. Ste. 150, Tuscaloosa, AL 35404.
12
Student Health Center(205) 348-6262 Address: 750 5
th
Ave. E, Tuscaloosa, AL 35401.
13
After business hours, an on-call counselor from the WGRC may be reached by contacting UAPD at (205) 348-5454.
14
Counseling Center(205) 348-3863 * After business hours, an on-call counselor from the Counseling Center may be reached by
contacting UAPD at (205) 348-5454. Address: 1101 Jackson Ave., Tuscaloosa, AL 35487.
15
UMC Psychiatry and Behavioral Health (The Betty Shirley Clinic)(205) 348-1265 Address: 850 5
th
Ave. E, Tuscaloosa, AL
35401.
16
On-Call Dean(205) 348-2461 *In case of emergency, evenings after 5:00 p.m., weekends and holidays, UAPD should be contacted at
(205) 348-5454. Address: Office of the Dean of Students, Student Care & Well Being, Ferguson Center Room 230.
17
Capstone Family Therapy Clinic(205) 348-8154 Address: 214 Child Development Research Center, 5
th
Ave. E, 2
nd
Floor,
Tuscaloosa AL 35487.
18
EAP(800) 925-5327 *For more information, visit the Human Resources website.
APPENDIX -4-
Revised 2.22
4
free and confidential assessment, no cost short-term counseling, and
referral services.
Hospital
accompaniment
WGRC Victim Advocate
*CONFIDENTIAL*
The Victim Advocate may accompany the Complainant to the hospital
and provide guidance/assistance.
Transportation to
the Student Health
Center, DCH, the
WGRC, or The
Counseling Center
UAPD
*NOT CONFIDENTIAL*
UAPD will provide transportation upon request.
UA-GADSDEN CENTER OFF-CAMPUS COUNSELING AND MEDICAL SUPPORT SERVICES
Emergency care Riverview Regional Medical
Center
19
*CONFIDENTIAL*
Provides emergency care to Complainants of sexual assault/rape and
intimate partner violence in the Gadsden area.
Counseling and
mental health
services
Etowah County District
Attorney’s Office Victim
Service Officer
20
*CONFIDENTIAL*
Assists in referrals for UA Gadsden Center students and employees
seeking off-campus counseling and mental health services in the Gadsden
area.
19
Riverview Regional Medical Center(256) 543-5200 Address: 600 South 3
rd
St., Gadsden, AL 35901.
20
Etowah County District Attorney’s Office Victim Service Officer(256) 549-5362 Address: 801 Forrest Ave., Gadsden, AL
35901.
APPENDIX -5-
APPENDIX -5-
Revised 2.22
1
APPENDIX -5-
RESPONDENT SUPPORTIVE MEASURES
1
Below are examples of supportive measures
2
that may be available to a Respondent following notice of a complaint
of Prohibited Conduct.
Accommodation or
supportive measure
Contact organization(s)
and/or person(s)
Additional Information
Safety planning
(including no contact
orders)
Title IX Coordinator
3
*NOT CONFIDENTIAL*
Provides assistance obtaining administrative mutual no-contact orders,
upon request and if reasonably available, to Complainants and
Respondents.
Safe housing/
relocation
4
UAPD
*NOT CONFIDENTIAL*
Provides assistance with location of safe housing.
Counseling Center
5
*CONFIDENTIAL*
Upon Respondent’s request for assistance, University Counseling
Center works with Housing and Residential Communities to assist in
changing the Respondent’s living situation (or dining locations) if
reasonable arrangements can be made.
Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, provides Complainants and
Respondents housing support (see above).
Filing a criminal
report
6
UAPD
*NOT CONFIDENTIAL*
See Section N and Appendix 6 of this Policy.
Legal and judicial
options
Alabama State Bar Association
7
Tuscaloosa County Bar
Association
8
The Alabama State Bar Association provides a Lawyer Referral Service.
Additional information is also available at www.alabar.org.
The Tuscaloosa County Bar Association provides contact information
on area lawyers in different practice areas (www.tcba.cloverpad.org/).
Academic advocacy or
accommodations
Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, provides Complainants and
Respondents with academic intervention assistance (transferring to
another class, rescheduling an exam, accessing academic support such
as tutoring, arranging for incompletes or withdrawal, and preserving
eligibility for academic, athletic, or other scholarships, financial aid,
internships, study abroad, or foreign student visas and immigration
status). Also assists students who have a disability (including those
who may have developed a disability as a result of experiencing
allegations of Prohibited Conduct) contact the Office for Disability
Services for registering for longer term reasonable accommodations.
1
Some listed supportive measures may be unavailable at any given time due to lack of availability or other relative factors. Please contact
the Title IX Office or the listed resources specifically to inquire about the availability of any supportive measure.
2
Contact information for each available resource is set forth in the footnotes of the table.
3
Title IX Coordinator(205) 348-5496 Address: 2418 Capital Hall, Box 870259, Tuscaloosa, AL 35487.
4
If a Respondent is subject to an emergency removal removing them from University housing and/or removing them from being on
campus, the Respondent is not eligible for safe housing/relocation.
5
Counseling Center(205) 348-3863 Address: 1000 South Lawn Office Building, Tuscaloosa, AL 35487
6
If a Respondent, in good faith, files a criminal report alleging Prohibited Conduct pursuant to this policy, the Title IX Coordinator, upon
proper notice, will conduct an investigation wherein the Respondent would be considered a Complainant and may be eligible for
supportive measures as described in Appendix 4.
7
Alabama State Bar Association(800) 392-5660 / (334) 269-1515 Address: 415 Dexter Ave., Montgomery, AL 36104.
8
Tuscaloosa County Bar Association(205) 469-2385 Address: P.O. Box 2302, Tuscaloosa, AL 35403.
APPENDIX -5-
Revised 2.22
2
Office of Disability Services
9
*N
OT CONFIDENTIAL*
If requested and if reasonably available, provides reasonable
accommodations for students who self-identify as needing reasonable
accommodations as it relates to a disability.
Employment support Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, provides Complainants and
Respondents employment support.
Transportation
assistance
Title IX Coordinator
*NOT CONFIDENTIAL*
Upon request and if reasonably available, provides Complainants and
Respondents on-campus parking options or other transportation
accommodations to ensure safety and access to other services.
UA ON- AND OFF-CAMPUS COUNSELING AND MEDICAL SUPPORT SERVICES
Counseling and
professional and
personal support
Counseling Center
10
*CONFIDENTIAL*
Provides counseling and psychological services to University students
and referrals for counseling if applicable.
University Medical Center
(UMC) Psychiatry and
Behavioral Health Clinic
11
*CONFIDENTIAL*
Provides confidential counseling services for any member of the
public.
Title IX Coordinator
*NOT CONFIDENTIAL*
Can provide referrals to health and mental health counseling services.
On-Call Dean
12
*NOT CONFIDENTIAL*
Provides students and their families with support and assistance in
times of trauma and distress. The On-Call Dean initiates professional
and personal support for students in crises by working with other
University offices such as UAPD, Strategic Communications, and the
various colleges within UA. The On-Call Dean interacts with
community agencies such as local hospitals and the Tuscaloosa Police
Department.
Capstone Family Therapy
Clinic
13
Works with individuals, couples, and families in clarifying issues,
exploring options, and finding solutions to problems with regard to
many issues including marriage, relationship, or family problems.
UA Employee Assistance
Program (EAP)
14
* CONFIDENTIAL*
An employee assistance and counseling program designed to provide
University employees and their family members with resources for
resolving work-related and personal problems. The program provides
a free and confidential assessment, no cost short-term counseling, and
referral services.
Transportation to the
Student Health Center
or The Counseling
Center
UAPD
*NOT CONFIDENTIAL*
UAPD will provide transportation upon request.
UA-GADSDEN CENTER OFF-CAMPUS COUNSELING AND MEDICAL SUPPORT SERVICES
Counseling and
professional and
personal support
Counseling Center
15
*CONFIDENTIAL*
Provides counseling and psychological services to University students.
9
Office of Disability Services(205) 348-4285 Address: 1000 Houser Hall, Box 870185, Tuscaloosa, AL 35487-0185.
10
Counseling Center(205) 348-3863 * After business hours, an on-call counselor from the Counseling Center may be reached by
contacting UAPD at (205) 348-5454. Address: 1101 Jackson Ave., Tuscaloosa, AL 35487.
11
UMC Psychiatry and Behavioral Health (The Betty Shirley Clinic)(205) 348-1265 Address: 850 5
th
Ave. E, Tuscaloosa, AL
35401.
12
On-Call Dean(205) 348-2461 *In case of emergency, evenings after 5:00 p.m., weekends and holidays, UAPD should be contacted at
(205) 348-5454. Address: Office of the Dean of Students, Student Care & Well Being, Ferguson Center Room 230.
13
Capstone Family Therapy Clinic - (205) 348-8154 Address: 214 Child Development Research Center, 5
th
Ave. E, 2
nd
Floor, Tuscaloosa
AL 35487.
14
EAP(800) 925-5327 *For more information, visit the Human Resources website.
15
Counseling Center(205) 348-3863 Address: 1101 Jackson Ave., Tuscaloosa, AL 35487.
APPENDIX -6-
APPENDIX -6-
Revised 2.22
1
APPENDIX -6-
DETAILED INFORMATION ABOUT CRIMINAL INVESTIGATIONS
University disciplinary proceedings may be instituted against a student cited for a violation of a law that is also a
violation of the Title IX and Sexual Misconduct Policy, the Code of Student Conduct (for students), the Employee
and Faculty Handbooks (for employees), or other campus policies if both violations result from the same factual
situation, without regard to the pendency of civil litigation in court or criminal arrest and prosecution. Proceedings
under this Policy may be carried out prior to, simultaneously with, or following civil or criminal proceedings off-
campus.
1. Reporting to Law Enforcement and Interplay with the Title IX Investigation
In addition to being forbidden by this Policy, Prohibited Conduct may be a violation of federal or state
criminal law. (See Appendix 3 to this Policy for the text of related state or federal criminal offenses such as
rape, fondling, incest, sexual abuse, domestic/dating violence, and stalking.) The University encourages
individuals to immediately report criminal activity to UAPD or local law enforcement. Immediate reporting
of crimes greatly enhances law enforcement’s ability to collect and maintain evidence. For information
about pursuing a criminal complaint, please contact UAPD at (205) 348-5454. The Title IX Coordinator or
WGRC may provide assistance or support to an individual voluntarily choosing to file a criminal complaint.
The standard of proof with regard to criminal offenses (proof beyond a reasonable doubt) is different from
the University’s preponderance of the evidence standard, which applies to alleged violations of this Policy.
Conduct may be considered a violation of this Policy even if a determination is made that criminal charges
are not warranted. Therefore, findings by law enforcement officials are not final conclusions of whether the
alleged conduct violates University policy.
Individuals may report Prohibited Conduct to UAPD without making a formal criminal complaint.
Individuals may and are encouraged to report alleged criminal Prohibited Conduct to UAPD or local law
enforcement prior to making a formal University complaint.
When a UAPD officer receives a complaint that involves a student, employee, or on-campus activity, a
UAPD official will notify the Title IX Coordinator regarding individuals involved in the alleged incident and
any immediate measures taken by law enforcement. The University investigation may be placed on hold
while law enforcement conducts initial criminal fact-finding measures. All involved parties have a right to
appropriate and reasonably available interim supportive measures pending the initial criminal investigation.
Following the initial criminal fact-finding stage, the University will begin its internal investigation, which is
independent of the criminal investigation. During the investigation process, the Title IX Coordinator will
communicate with law enforcement and allow deference to the criminal investigation.
Pursuant to the University’s confidentiality policy, which is discussed in this Policy, UAPD and the
Tuscaloosa County Violent Crimes Task Force are considered “need to know” officials who may require
information about incidents of alleged Prohibited Conduct for reasons of community safety. Consistent
with applicable privacy laws, the Title IX Coordinator may share statements, evidence, or other information
gathered during the University’s investigation with these law enforcement entities.
APPENDIX -6-
Revised 2.22
2
2. Procedures Followed After A Report Of A Sexual Offense Is Made To UAPD
When a sexual assault/rape is investigated, the Complainant may be unprepared for the lengthy, public
process of criminally pursuing a Respondent. UA Police and other involved officers respect the
Complainant’s feelings but must also observe due process of law. The following outline of a criminal sexual
assault/rape investigation can help Complainants understand the process of the investigation. This outline
may vary based on the individual circumstances of a particular case. Also, this process of a criminal
investigation is separate and apart from a Prohibited Conduct investigation and/or Code of Student
Conduct process discussed in this Policy.
Immediate Response to Report: After an alleged sexual assault/rape has occurred and the Complainant
contacts University police, patrol officers will respond to the Complainant, ensure the Complainant’s well-
being, and will, with the Complainant’s consent, contact a Victim Advocate from the WGRC or the District
Attorney’s Victim Services Office. The Victim Advocate may assist the Complainant during the
investigation. If immediate medical attention is necessary, the officers will help the Complainant arrange
medical care at the emergency room where medical staff will provide medical intervention to the
Complainant. The officers will also help the Complainant arrange for a forensic exam to be completed at the
Tuscaloosa Safe Center where a Sexual Assault Nurse Examiner will treat potential sexually transmitted
infections, pregnancy and/or preserve physical evidence of the assault. The Victim Advocate is available to
accompany the Complainant to the hospital or the SAFE Center and is available to provide counseling
and/or support services as necessary at the hospital and on an ongoing basis throughout the investigation
and beyond.
The responding patrol officers, after receiving from the Complainant a brief description of what
allegedly happened, will inform the appropriate police units and investigators. Officers will secure
the crime scene and interview any witnesses. Responding investigators will arrive to identify and
preserve evidence at the crime scene and conduct additional interviews if necessary.
When ready and if Complainant wishes to file a criminal report, the Complainant must provide a
detailed statement of the alleged assault to the investigators. The WGRC Victim Advocate or a
District Attorney Victim Services Officer may be present.
Officers may ask the Complainant to try and identify the suspect from a photo or physical lineup.
Investigators must gather enough evidence to establish “probable cause,” i.e., legal reason to arrest the
suspect. When the evidence is ready, the investigators and Complainant will appear to meet with a
magistrate to ask for a warrant allowing the suspect’s arrest. If a warrant is granted, the suspect can be
arrested and jailed. The suspect may not spend all of the time before the trial in custody; when appropriate,
bail/bond can be provided for the defendant.
There may be several judicial proceedings before the actual trial. For instance, a ‘preliminary hearing’
may be held. This hearing, which is conducted before a judge, may require the Complainant to
answer questions from the prosecuting attorneys and the defendant’s attorney. The Complainant
may also be asked to appear before the Grand Jury when it convenes to determine if the defendant
is to be indicted. If the Grand Jury issues a “True Bill,which indicates sufficient evidence was
heard to indict the accused, a trial will be scheduled.
The trial will typically be held in the Tuscaloosa County Courthouse in downtown Tuscaloosa. (With
APPENDIX -6-
Revised 2.22
3
respect to sexual assaults/rapes in the Gadsden Center, the trial will typically be held in the Etowah
County Courthouse located in Gadsden.) Sexual assault/rape trials generally involve testimony from
the Complainant, the police investigators, the emergency-room personnel, and other witnesses. If
the accused defendant is found to be guilty of the crime, the judge will set the term of punishment.
3. Importance of Taking Steps to Preserve Evidence
If an incident of sexual assault/rape, domestic violence, dating violence, or stalking occurs, it is important to
preserve evidence. In addition to assisting with any University investigation, preservation of evidence helps
allow a successful criminal prosecution to remain an option.
a. Special considerations for sexual assault/rape victims:
In addition to care of obvious injuries, medical
attention is needed to protect the Complainant from sexually transmitted diseases and/or provide
information about pregnancy. Any person sexually assaulted who might consider taking legal action
against the alleged Respondent needs to receive medical care and take steps to preserve evidence at a
reputable emergency room immediately. If the sexual assault/rape occurred in Tuscaloosa, such
medical care can be obtained at DCH Regional Medical Center, adjacent to the university campus.
1
The Tuscaloosa SAFE Center can assist with medical exams in which evidence of sexual
assault/rape can be obtained and preserved for legal action. Without this evidence, the chances for
successful prosecution are minimized. Complainants should have the exam as soon as possible.
They will need a change of clothes; the clothes worn during the assault will be kept as evidence. If a
Complainant already changed clothes, they should bring along any articles that may have blood,
semen, or other forensic evidence on them. In order to preserve physical evidence of the assault,
Complainants should not change clothes, bathe, douche, or use the bathroom before seeking
medical care. Forensic examinations are available free of charge to sexual assault/rape victims at the
Tuscaloosa Safe Center.
b. Special considerations for domestic violence, dating violence or stalking victims: Evidence of violence, such as
bruising or other visible injuries, following an incident of domestic or dating violence should be
documented by taking a photograph. Evidence of stalking including any communication, such as
written notes, voice mail or other electronic communications should be saved and not altered in any
way.
1
Complainants in Gadsden may receive medical care at Riverview Regional Medical Center.
APPENDIX -7-
APPENDIX -7-
Revised 2.22
1
APPENDIX -7-
PREVENTION, EDUCATION, AND AWARENESS EFFORTS
Examples of prevention, education, and awareness programs offered by the University to address Prohibited
Conduct include:
1. Primary Prevention, Education, and Awareness Programs: The following prevention and
awareness programs collectively communicate the University’s prohibition against Prohibited Conduct
(defined in Section D and Appendix 3), describe safe and positive options for bystander intervention,
provide information on risk reduction, and discuss other relevant matters contained within this Policy
for new students and employees.
a. New Student Training—All students who are new to the University are required to complete an
online training program that discusses sexual assault/rape, dating violence, domestic violence, and
stalking. This program focuses on providing information regarding University policy, procedures,
and resources and includes bystander intervention skills and empowering strategies.
b. Annual Employee TrainingAll new employees are required to complete training addressing sexual
and other forms of illegal harassment and University policies with regard to reporting, and all
employees receive additional training on an annual basis. In addition, potential decision-makers and
investigators handling matters under this Policy are trained on issues specific to handling Prohibited
Conduct matters.
c. Student Housing and Residential Communities Training—Annual training is provided to student
HRC employees (Resident Advisors and Community Advisors) that focuses on University policies,
procedures, and resources regarding Prohibited Conduct and addresses unique situations relevant to
HRC employees who are also students.
d. Student Athlete Training – Annual training is provided to student athletes that focuses on University
policies, procedures, and resources regarding Prohibited Conduct. This training addresses
Prohibited Conduct, obtaining consent, how to report Prohibited Conduct, resources available, and
bystander intervention techniques.
2. Ongoing Prevention, Education, and Awareness Programs: Multiple departments across campus
provide ongoing awareness, bystander intervention, and prevention campaigns for the campus
community. These include but are not limited to:
a. Email letter to the Campus CommunityIn the fall and spring semesters as well as the summer
term, the President sends an email to students, faculty, and staff advising of reporting channels for
sexual harassment or sexual violence (sexual assault/rape, domestic/dating violence and stalking),
resources and support (e.g., safety planning, counseling services, academic advocacy), and education
and training.
b. Safer Living Guide—At Bama Bound student orientation, all incoming students are made aware of
the Safer Living Guide, which is published and available to all students and employees in multiple
facilities on campus as well as on-line on UAPD’s website. Among other things, this guide describes
safe and positive options for bystander intervention, and identifies measures a person can take to
decrease their chances of becoming a victim of sexual assault/rape, domestic violence, dating
violence, and stalking and reducing the risk of drug-induced sexual assaults/rapes while recognizing
that only those who commit sexual violence are responsible for those actions.
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i. Some safe and positive options for bystander intervention include:
Making up an excuse to get the individual out of a potentially dangerous situation;
Letting a friend or co-worker know that an individual’s actions may lead to serious
consequences;
Never leaving an intoxicated individual’s side, despite the efforts of someone to get
that individual alone or away from you;
Using a group of friends to remind someone behaving inappropriately that their
behavior should be respectful;
Taking steps to curb someone’s use of alcohol before problems occur;
Calling the authorities when the situation warrants; and,
Understanding how to safely implement the choice. Safety is paramount in active
bystander intervention. Usually, intervening in a group is safer than intervening
individually. Also, choosing a method of intervention that de-escalates the situation
is safer than attempting a confrontation. However, there is no single rule that can
account for every situation.
ii. Situational awareness and trusting one’s instincts may reduce the risk of sexual assault/rape.
The tips below are provided to help students decrease the potential chance of sexual
assault/rape:
If you consume alcohol, do so in moderation.
Do not leave your beverage unattended or accept a drink from an open container.
When you are with someone, communicate clearly to ensure he or she knows your
limits and/or expectations from the beginning. Both verbal and nonverbal (body
language) communication can be used to ensure the message is understood.
If you go on a date with someone you do not know very well, tell a close friend what
your plans are.
You have the right to say “No” even if you first say “Yes,” and then change your
mind; have had sex with this partner before; have been kissing or “making out”; or
are wearing what is perceived to be “provocative” clothing.
Always have extra money to get home. Have a plan for someone you can call if you
need help.
If you feel uncomfortable, scared, or pressured, say “Stop it” or leave and call for
help.
When you go to a party, go with a group of friends. Arrive together, watch out for
each other and leave together.
Be aware of your surroundings at all times.
If possible, avoid being isolated with a person you do not know or trust.
Travel with a friend or in a group.
Walk only in lighted areas after dark.
Avoid walking alone after dark or during late hours.
Keep the doors to homes, apartments, and cars locked.
Know where phones are located.
c. The UACT website: This website contains information on how to contact individuals to make a
report of Prohibited Conduct as well as bystander intervention training materials designed to help
students learn techniques/advice on how to be an effective bystander.
d. The UA Safety App available at this website: The UA Safety App provides students and employees
with immediate access to information in case of an emergency. The App provides contact
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information for Safety and Support departments on campus including UAPD, the Title IX Office,
and the WGRC. The App provides a direct link to the UAct website.
e. Women and Gender Resource Center (WGRC): Campus-wide programs coordinated by the
WGRC are designed to increase awareness about sexual assault/rape, dating/domestic violence, and
stalking as well as providing information on victim services available on campus. The programming
may also include topics relating to violence prevention and bystander intervention behavior. (For
example, WGRC offers Bystander Intervention Panels as part of its Dating and Domestic Violence
Awareness Month programming, where students provide advice on how to interrupt and end dating
violence.) Informational brochures and pamphlets focusing on interpersonal violence are available
for the University community. This information includes definitions of the various types of
interpersonal violence, information about prevalence, options for reporting, services available to
victims, and information on the legal and judicial process. Additional information packets are
available for victims of interpersonal violence as well as their friends and family.
The Frances S. Summersell Library is part of the UA library system and is located in the WGRC.
The library provides a variety of resources including DVDs and books, which are available for
checkout and/or review by students, faculty, and staff of the University of Alabama. Many resources
are available on the topics of sexual assault/rape, dating/domestic violence, and stalking.
Some of the more noted educational programs and outreach services offered by the WGRC include:
i. Peer Education and Leadership: The WGRC staff engages students in peer education and
leadership programs to address interpersonal violence. Through training, peer educators gain
a clear understanding of the dynamics of interpersonal violence and the resources available
to address the issues. After receiving training, students apply that knowledge to a peer
education model in which they promote healthy relationships and assist in providing
programs for students and the campus community about interpersonal violence and how
victims can access campus services. Peer education and leadership is implemented through a
number of models, including the WGRC Student Leadership Council; the WGRC
Ambassadors; and Safe Sisters, who are sorority women trained on the issues of
interpersonal violence and serve as peer leaders for their chapter.
ii. Interpersonal Violence/Speakers Bureau: The WGRC staff is available to serve as speakers
to present programs on a wide variety of issues including interpersonal violence, healthy
relationships, and leadership. Presentations can take place on or off of campus for classes,
organizations, clubs, and other groups. Presentations can be offered in person or virtually,
and they can be adapted to the specific needs of an organization (ex. discipline specific,
subtopics, etc.).
iii. Harbor: The purpose of Harbor is to create safe places throughout campus where victims of
interpersonal violence can go to receive assistance. Through the training, faculty and staff
gain insight and sensitivity to the issues of dating/domestic violence, sexual assault/rape,
and stalking. Harbor trainings last approximately two hours and can be incorporated into a
single staff meeting or broken into components to accommodate participant schedules.
iv. Domestic Violence Awareness Month and Sexual Assault Awareness Month: The WGRC
staff coordinates various campaigns for Domestic Violence Awareness Month in October
and Sexual Assault Awareness Month in April of every year. Activities both at the university
and in the community include initiatives such as the Clothesline Project, These Hands Don’t
Hurt, information displays, rallies and candlelight vigils, the purple and teal awareness ribbon
campaigns, and art exhibits designed to educate our community about interpersonal
violence, such as the Wounded Heart display.
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f. Department of Health Promotion and Wellness: The Department of Health Promotion and
Wellness in the Student Health Center provides education and training opportunities via the Project
Health Ambassadors and Health Hut. The Health Ambassadors provide programming in residence
halls. Health Hut Interns engage visitors with games, activities, and conversations aimed at
increasing student awareness about health issues and behaviors that directly affect them, increase
student knowledge about healthy behaviors and making healthy choices, and reduce the barriers
students perceive to improving their health. While this group provides a variety of programming,
noted programming concerning Prohibited Conduct occurs during Sexual Responsibility Week,
Sexual Assault Awareness Month, and Domestic Violence Awareness Month.
g. University of Alabama Police Department: UAPD Community Oriented Police program and other
areas within UAPD provide Prohibited Conduct awareness, education, and prevention/risk
reduction presentations to the University community throughout the year.
h. UA Safe Zone: The UA Safe Zone program provides a visible network of allies for lesbian, gay,
bisexual, trans, queer, and asexual (LGBTQA+) individuals. Safe Zone Allies distribute information
regarding sexuality, gender identity, campus and community resources, and methods for reporting
harassment and/or discrimination. The purpose of the Safe Zone program is to foster a University
climate where everyone is treated with dignity and where all individuals who identify as LGBTQA+
are free to thrive academically, professionally, and personally.
i. Title IX Office: The Title IX Office provides targeted education and awareness programs for
specific groups on campus based on requests by the group or organization and/or based on
reporting trends.
j. Additional departments/groups on campus provide training to specific groups of the University
community. These departments include, but are not limited to: Fraternity & Sorority Life; Office of
Student Conduct; The SOURCE/Office of Student Involvement; Intercollegiate Athletics; Housing
and Residential Communities; University of Alabama School of Law Domestic Violence Law
Clinic; Office of Counsel; and Human Resources Learning & Development.
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FIRE SAFETY REPORT
Introduction
In accordance with the federal regulations of the Higher Education Act (HEA), The University of
Alabama publishes fire safety information relating to on-campus student housing facilities. Specifically,
this annual Fire Safety Report includes a fire log, fire statistics, a fire safety system description of each
on-campus student housing facility, and policy statements and practices regarding fire safety on campus
and in student housing facilities. This information is available annually to enrolled students, current
employees, prospective employees, and prospective students. This information is available online, and in
person, at both The University of Alabama Police Department (hereinafter UAPD) (1110 Jackson
Avenue, Tuscaloosa, AL 35487) and Environmental Health and Safety (hereinafter EHS) (1500 Warrior
Drive, Tuscaloosa, AL 35404). UAPD and the Clery Compliance Coordinator are responsible for
preparing the University’s Annual Campus Security and Fire Safety Report while EHS assists in
compiling the fire-related information included in the report. This information is available for public
viewing, 24 hours a day, at The University Police Department and during normal working hours Monday
through Friday at EHS, except for days when the University is closed.
The fire statistics published in this report are for the three most recent calendar years. The fire statistics,
outlined by facility name and street address, illustrate the reporting of fires that occurred in on-campus
student housing facilities. Each fire listed provides the cause of the fire, number of injuries related to a
fire that resulted in treatment at a medical facility, the number of deaths related to a fire, and the value of
property damage caused by the fire. See the Fire Statistics for information related to fires in on-campus
student housing facilities.
The Fire Log provides additional details related to each individual fire. The Fire Log includes information
such as the date the fire was reported, the date and time of the fire, and a brief explanation of each fire
including a general location of the fire. See the Fire Log for specific details relating to each fire in an on-
campus student housing facility.
Also, in compliance with the above federal regulation, a description of each on-campus student housing
facility’s fire safety system is included in this document. Provided, along with the fire safety system
description, is the number of regular mandated supervised fire drills that occur yearly at each facility. See
the Fire Safety System Description for details of each on-campus student housing facilities’ fire safety
system.
Procedures for evacuation and policies regarding certain practices (e.g., smoking, candles, and open
flames) are included in this annual Fire Safety Report along with potential plans for future improvements
in fire safety. See Policies and Practices for more information and page 140 for a note concerning revision
to policies.
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Reporting On-Campus Fires and Other Emergencies
To maximize safety on campus, UAPD strongly encourages anyone with knowledge of any fire or
unsafe action or condition that may cause a fire on-campus to immediately report to the University
Police by telephone or in person. Reporting fires and unsafe actions or conditions that may cause
a fire helps University officials keep the community informed about fires on-campus and address
the unsafe actions or conditions. The University is required to annually disclose statistical data on
all fires that occur in on-campus student housing facilities; consequently, all reports of fires,
including non- emergency situations, are important, particularly if you are unsure whether UAPD
may already be aware.
In emergency situations, including fires, activate the fire alarm system, if available, and call UAPD
at 205-348-5454 or 911 once you have evacuated the location. Tell the Police Communications
Operator your name and address and provide details regarding the location and extent of the fire.
All 911 calls made from campus phones go directly to UAPD; all cell phone 911 calls are routed
to UAPD through a local 911 Center.
Non-emergency situations (e.g., after finding evidence of a past fire or for purposes of including
a fire in the statistics of the annual report) should also be reported to UAPD either by telephone
at 205-348-5454 or in person. To make a report in person regarding a non- emergency fire
situation, go to the University Police Department located at 1110 Jackson Avenue, Tuscaloosa,
AL 35487. Remember, if you find evidence of a fire, or if you hear about such a fire, even if the
fire has been extinguished, please report it to UAPD. When contacting UAPD by phone, plan to
describe the situation to the Police Communications Operator (Dispatcher). Provide as much
information as possible about the location, date, time, and cause of fire. Police Communications
Operators are available at all times, 24 hours a day and 7 days a week, to take any report of a fire,
including emergency and non-emergency fire reports.
UA students and employees requiring emergency medical care as a result of a fire should contact
UAPD at 205-348-5454 or 911.UA students or employees requiring non-emergency medical care
as a result of a fire may contact the Student Health Center at 205-348-6262, DCH Regional
Medical Center at 205-759-7111, or the University Counseling Center at 205-348-3863.
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UA Response to On-Campus Fires
When you report a fire emergency to UAPD, the Tuscaloosa Fire Rescue (TFR) will be
dispatched, as well as other Public Safety representatives from UAPD and/or EHS. The Public
Safety representatives will meet with you, listen to what happened and, if necessary, make a
preliminary report. A Public Safety representative will review the report and conduct a follow- up
interview if necessary. In cases of arson, investigators will review the scene and conduct a follow-
up investigation. If occupants or residents must be relocated following a fire, information
regarding the relocation and/or the emergency at hand will be provided through Housing and
Residential Communities and The University of Alabama Division of Strategic Communications.
UAPD encourages you to report all fires. The department is responsible for preparing the
University’s Annual Campus Security and Fire Safety Report while EHS assists in compiling the
fire statistics and related information included in the report. Both UAPD and EHS would like to
keep the community as informed as possible. The information you report may require UAPD to
gather additional information, or to issue a Timely Crime Alert or Campus Safety Advisory if it is
determined that the circumstances warrant such action. See Fire Statistics for the statistics related
to fires occurring in on-campus student housing facilities within the last three years and the Fire
Log for a list of the recent fires in on-campus student housing facilities.
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Reporting Off-Campus Fires and Other Emergencies
Witnesses to fires and other emergencies occurring off-campus should contact the agency that
has jurisdiction:
911 for all Emergency Situations
Tuscaloosa Police Department at 205-349-2121
Northport Police Department at 205-339-6600
Tuscaloosa County Sheriff’s Office at 205-752-0616
Alabama State Troopers at 205-553-5531
Tuscaloosa Fire Rescue at 205-248-5400
University Police officers can assist in notifying other law enforcement agencies.
Student Organization Facilities: The University of Alabama is unaware of any off-campus
building or property owned or controlled by a student organization that is officially recognized
by The University of Alabama, and the University itself operates no off-campus student
organization facilities. All student organizations recognized by The University of Alabama are
headquartered on campus and are therefore served by UAPD. If you believe a fire has occurred
within an on-campus student organization building, report the incident to UAPD at 205-348-
5454. In the case of emergency situations on campus contact UAPD at 205-348-5454 or 911.
UAPD routinely patrols the East Edge apartments, a privately-owned apartment community
located adjacent to UAPD, and responds to calls for reporting purposes. If you believe a fire has
occurred at East Edge apartments, contact UAPD’s dispatch operator at 205-348-5454.
Fringe Areas of Campus: While the City of Tuscaloosa has primary jurisdiction and
responsibility in all areas off-campus within the city limits, UAPD can and does respond to most
incidents that occur near campus, including incidents of fire and arson. To report an off-campus
fire, contact 911.
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Fire Logs & Summary of Fire Incidents
UAPD, along with EHS, compile statistical information regarding fires that occur in on-campus
student housing facilities and maintain a log of this gathered information. The information is
obtained from reports of on-campus student housing fires and the contents of UAPD daily logs and
run reports of Tuscaloosa Fire and Rescue Services to on-campus locations, both of which contain
summaries of fire emergencies. The fire log includes, by date reported, any fire that occurs in an
on-campus student housing facility. Each entry provides the date of the fire, time of the fire, general
location of the fire, nature of the fire, number of fire-related injuries that resulted in treatment at a
medical facility, number of deaths related to a fire, the value of property damage caused by the fire
and a brief description of the fire. The Fire Logs are available for public viewing, 24 hours a day,
at UAPD and during normal working hours Monday Friday at EHS, except for days when
the University is closed.
Submission of UA Fire Statistics to Additional Agencies
In October 2010, UAPD began submitting fire statistics annually to the Department of Education.
The Fire Statistics are available online at Environmental Health and Safety or in person at both
UAPD and EHS. The Fire Statistics are available for public viewing, 24 hours a day, at UAPD
and during normal working hours Monday through Friday at EHS, except for days when the
University is closed. The fire statistics include a separate listing of each on-campus student
housing facility and the fires that have occurred in that facility for the three most recent calendar
years. In the statistics, each facility is identified by name and street address. The statistics include
the number of fires and the cause of each fire, along with the number of injuries that required
treatment at a medical facility, number of deaths related to the fire and the value of property
damage caused by the fire.
No Smoking Policy (Smoking Violations)
The Smoke-Free Environment Campus Policy prohibits smoking in all buildings on campus as
well as all University-owned and leased facilities, properties, and grounds on the UA campus.
This policy now includes, but is not limited to, the interior of all University-owned buildings, all
outside property or grounds of the campus, including sidewalks, parking lots, parking decks and
recreation areas, all partially enclosed areas such as breezeways, walkways, patios, porches,
gazebos, tents, bus shelters, all indoor and outdoor athletics venues and facilities, all university-
owned vehicles and all other property, buildings, or facilities under the primary control of the
University. The policy also applies to all faculty, staff, students, visitors, and contractors. To
view a copy of the policy, see the Smoke-Free Environment Campus Policy located on the UA
Policies website. This policy has been communicated to all employees and students by email,
through various University websites and publications and through signs posted in various areas
throughout the University. Smoking in a campus building could warrant a range of disciplinary
sanctions up to and including dismissal for employees.
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Code of Student Conduct (Fire Safety Violations)
The Code of Student Conduct outlines the expectations of the University of Alabama for the
behavior of the student body. It describes the actions that fail to meet expectations, the process of
determining when a failure has occurred and the consequences for such failure. Under the Code of
Student Conduct entering false fire alarms or bomb threats or tampering with fire extinguishers,
alarms or other safety equipment is described as misconduct as it disrupts order and exhibits a
disregard of health and safety. Any student found to have violated the Student Code can be
sanctioned with a warning, probation, loss of privileges, educational assignment, fines, restitution,
discretionary sanctions, resident hall suspension, resident hall expulsion, university suspension,
university expulsion or campus ban. This Code of Student Conduct is available online.
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Community Living Standards (Fire Safety Concerns, Evacuations and Violations Relating
to Open Flames, Smoking & Prohibited Portable Electrical Appliances)
Housing and Residential Communities (HRC) outline the responsibilities of the students living in
on-campus housing facilities in the Community Living Standards. All students are expected to
uphold these standards while living in campus housing as they promote a safe and secure
community. This document also outlines violations that compromise the safety and security of
residents. Violations of the Community Living Standards are referred to the Office of Student
Conduct and may result in appropriate disciplinary sanctions, up to and including contract
termination from on-campus housing.
The Community Living Standards specifically state that all residents must immediately evacuate
during a fire drill or alarm. Residents must not interfere with the emergency evacuation procedures
of the residence hall and residents must remain outside in the gathering area until the responding
emergency personnel allow people to re-enter the building. In addition, this living standard also
states that residents must never start a fire, never falsely report a fire emergency by activating the
fire alarm system or by contacting police, fire or staff members, and residents must never tamper
with fire safety or life safety equipment.
As stated previously, smoking is prohibited on the UA campus. This policy includes residence
halls. The Community Living Standards include the “No Smoking Policy” within the body of the
standards by stating smoking is prohibited and outlining the Standards’ definition of smoking,
which includes inhaling, exhaling, burning or carrying any lighted or heated cigar, cigarette, water
pipes (hookah), E-cigarette, vaporized inhalant or pipe.
Additionally, the Community Living Standards prohibit occupants from using or storing items
that pose a fire hazard, such as open flame sources (including, but not limited to, oil lamps, hookah
pipes, candles, incense, gasoline, etc.), flammable liquids, natural cut trees, branches, or greens,
halogen lamps and bulbs, ammunition, explosives, fireworks and open coil or high heat
appliances. The Standards also provide a list of appliances that are prohibited in the on-campus
student housing facilities. Included in this list are deep fat fryers, electric griddles, electric grills,
electric sandwich makers or presses, electric waffle irons, electric woks, hot oil popcorn poppers,
hot plates, indoor grills or boilers, toaster ovens, crock pots, any cooking tool that does not have
an automatic shut off feature, fog/smoke machine, personal air conditioners, space heaters, and
ceiling fans. The standard also provides the requirement that students stay with their food while
cooking or heating it to avoid a fire situation. Possession of any items that endanger the health
and safety of the community is prohibited. Violations that compromise the safety and security of
others may result in relocation, contract termination, and other appropriate disciplinary sanctions
as outlined by the Office of Student Conduct. The full guidelines on the HRC contract regulations
can be found at the Community Living Standards page of the HRC website.
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Housing & Residential Communities What to Bring…And What Not to Bring for On-
Campus Housing (Portable Electrical Violations)
As part of the terms and conditions of the residence hall contract and the Community Living
Standards, residents agree to comply with state and federal laws as well as all applicable University
policies that address on-campus behavior, including, but not limited to, the Community Living
Standards and Code of Student Conduct. Violations of these policies that compromise the safety
and security of occupants or others may result in relocation, contract termination, and other
appropriate disciplinary sanctions. The Preparing for Move-In website provides guidance for
decorating UA housing spaces and also a list of prohibited items. For additional guidance, the
Packing for UA video has further useful information. Additionally, it provides a list of appliances
that are prohibited in all on-campus housing as they present unacceptable fire hazards. Examples
of non-approved appliances which should be left at home include, but are not limited to, any
appliances with open heat sources, personal space heaters and any food heating cooking appliances
other than microwaves. This information is available in its entirety on the HRC website.
Safer Living Guide (Basic Emergency Evacuation Procedures and Fire Safety Campus
Enforcement)
The Safer Living Guide, available online, outlines basic emergency evacuation procedures for
fire emergencies and general procedures for reporting fires on campus. In the event of a fire on
campus in any building, including student housing facilities, all occupants, including students,
employees and guests, are to sound the nearest fire alarm in the building (if available) and exit
the building quickly and calmly. Follow exit signs to the closest fire exit. Then, once outside,
occupants are to call UAPD at 205-348-5454 or 911 to report the fire situation and provide the
location and extent of the fire. Occupants must remain outside at a safe distance, following the
instructions of the fire and police personnel on the scene. Evacuation information of this
nature can also be located in buildings on the emergency plans that are posted in the common
areas, and inside each apartment or bedroom.
Additionally, the Safer Living Guide also lists fifteen offenses for which students can be cited or
arrested for while on campus. The guide outlines that related subsequent offenses can develop
into jail time or probation for these offenses depending upon the circumstances relating to them.
Falsely reporting fire alarms or causing nuisance fire alarms are included in this list of fifteen
offenses and can result in community service or fines as well. Sanctions related to student
misconduct of this nature may also include warnings, probation, loss of privileges, fines,
discretionary sanctions, residential housing suspension or expulsion and University suspension or
expulsion.
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Fire Safety Policies and Procedures Manual
The Fire Safety Policies and Procedures Manual outlines the policies and guidelines associated
with the UA Fire Safety Program. This document includes the Open Lights and Flames (Candle)
Policy. Open lights and flames are not allowed on campus without prior approval by
Environmental Health & Safety as it is unlawful for any person to light, build, make or deposit
ashes or embers that could cause fire in any building or on the campus grounds, without this prior
approval. It also discusses the evacuation procedures for occupants during fire emergencies and
the roles of UAPD, Environmental Health & Safety officials and Tuscaloosa Fire and Rescue
Service during these emergencies.
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Evacuations During Fire Emergencies (Student Housing Evacuation)
Environmental Health and Safety provides information on evacuation during fire emergencies to
all on-campus housing occupants. This information is provided in the Fire Safety Guide on the
back of apartment or bedroom doors and in a number of training sessions and publications
provided throughout the year. Basic principles of evacuation exist. If a fire is noticed, leave the
hazard area. Do not risk a life by remaining in the unsafe building. If operating a heat source or
flame, extinguish it before exiting the building, if possible. On the way out of the building, pull a
fire alarm system pull station. It may be necessary to break the glass or raise the pull station cover
in order to activate the alarm. Some common locations of pull stations are at stairwell doors and
exits.
By sounding the alarm, occupants of the building are notified of a fire hazard and should
evacuate the building. However, most importantly, UAPD, Environmental Health and Safety,
and Tuscaloosa Fire and Rescue Services are notified immediately of the hazard. When the fire
alarm sounds, everyone must proceed with their emergency evacuation plan or evacuate the
building immediately, even if another individual tells you that the fire alarm is being tested. Do
not assume it is just a drill.
When evacuating, turn off any appliance or equipment you might be operating. Isolate your area
by closing doors and windows and leave the building. Only use a portable fire extinguisher to
control a small fire or assist yourself or someone else to evacuate the area. Remember, not all fire
extinguishers are effective on all types of fires; therefore, do not try to extinguish the fire unless
you have been properly trained. Do not fight the fire if it is already beginning to spread beyond
the location where it started, if you cannot fight the fire with your back to an exit, or if the fire
may block your only exit.
Walk; do not run when evacuating the building. Assist those individuals with disabilities or those
unable to evacuate by telling authorities their locations within the building. To avoid smoke, stay
low to the ground and cover your mouth and nose with a damp cloth, if possible, to help you
breathe. Never use the elevators to evacuate. When evacuating, travel away from the fire until you
reach an exit or stairwell door. If a stairwell door is reached, travel the stairwell until you reach an
exit leading to the outside. If you must open corridor doors, hallway doors, bedroom doors, or
office doors, feel them first by using the back of your hand (never the palm). If they are cool, open
them and continue to follow the emergency evacuation plan and move towards an exit or stairwell
if conditions allow.
If the building is on fire and you are trapped inside the burning building and cannot evacuate,
remain in the room. Close the door and position towels or articles of clothing (dampened if
possible) around the bottom edge of the door. Call (205) 348-5454 or 911 and tell the dispatcher
your name, where you are located and the reason you could not evacuate. The dispatcher will
contact the UAPD Officers and notify the Fire Department. If you have a window that can be
opened, open the window and hang a sheet, piece of clothing or another similar object out of the
window and wave it so it can be seen. This open window will allow fresh air to circulate into the
room. If the window cannot be opened, create a sign to display at the window indicating that you
need help. If you feel as though you can no longer breathe, break the window using a chair and
get the attention of the Fire Department and those below. Remain calm and wait for the Fire
Department to assist you in evacuating the area.
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Although The University of Alabama requires all occupants of a building to evacuate when the
fire alarm is activated, individuals with disabilities may need assistance or special procedures to
evacuate effectively. For this reason, they should inform other individuals, especially Community
Directors or Residential Advisors that they may need assistance in a fire alarm during the
emergency evacuation planning phase. The Office of Emergency Management has additional
information available to help people with mobility impairments to develop a personal plan on the
Personal Emergency Plan page.
One tip that may prove useful during a fire alarm evacuation is to utilize the buddy system.
During the first few days at a new job or at classes, individuals with disabilities or limitations
may discuss with others their need for a "buddy" or “buddies” if the fire alarm activates. It is
recommended that several buddies be obtained in different locations where the disabled
individual may be during an alarm and discuss the evacuation plan with their buddies
(especially Community Directors or Residential Advisors). Those disabled or with limitations
should explain what type of assistance they would need during a fire alarm. Just like all other
occupants, those with disabilities or limitations must plan and practice their procedure for
evacuation during a fire alarm. If possible during a fire alarm, the buddy, without risking
his/her life, should assure the individual’s location, capabilities and need for assistance during
the fire alarm; however, it must be noted that buddies will not always be present at the time of
a fire or fire alarm. The buddy should inform UAPD or Tuscaloosa Fire Rescue of the
individual’s need for assistance, plan, and location during a fire alarm.
During the evacuation phase, persons utilizing wheelchairs should be taken to an area of rescue
assistance (some are located at stairwell landings) or stay where they are located if they are unable
to evacuate on their own. This still requires their buddy to notify UAPD or Tuscaloosa Fire and
Rescue Services of their location once they reach the assembly location outside. If the mobility-
impaired individual is alone, he/she should dial (205) 348-5454 or 911 and inform the dispatcher
of his/her location, inability to evacuate and/or area of rescue assistance where he/she is located.
Persons with mobility impairments but without the need of a wheelchair will need to attempt to
evacuate the building, allowing traffic to pass, when needed, in areas like stairwells. These
individuals may decide to remain in place and contact (205) 348-5454 or 911 with their location
if there is no sign of imminent hazard, and due to their impairment, they would not be able to
evacuate the building without assistance. Individuals who are visually impaired may need a buddy
to assist them through the evacuation route. If the visually impaired individual is unable to
evacuate alone, they should dial (205) 348-5454 or 911 and inform the dispatcher of their location,
inability to evacuate and/or the area of rescue assistance where they are located.
Once occupants have successfully evacuated the building and are outside, occupants should move
away from the building to a pre-designated location where the process will begin to account for
all occupants. This will be initiated by the building representative, Residential Advisor, or another
designated individual. Occupants should also notify UAPD of anyone needing assistance exiting
the building. The building representative or other supervisory personnel should notify UAPD of
anyone unaccounted for during the evacuation. Occupants should remain outside and away from
the building until they are given further instructions from Tuscaloosa Fire Rescue, UAPD, or a
representative from Environmental Health and Safety.
2023 Campus Security and Fire Safety Report
More specific information regarding fire evacuations can be located in the Fire Safety
Policies and Procedures Manual.
139
140
2022 Campus Security and Fire Safety Report
Awareness & Training Regarding Fire Safety Education
Environmental Health & Safety offers a host of training opportunities including Fire Safety
Awareness and Safe Use of Fire Extinguishers to any student, faculty, staff or administration
member interested in such training. During this training, more in-depth information regarding UA
policies, hazard awareness and emergency evacuation procedures is provided and discussed. Fire
Safety Education training may also be provided online. EHS can provide training for groups of
several hundred, a class, or smaller groups. Information and content can be tailored to address
specific needs or requests. To schedule training or to receive more information concerning
training, contact Environmental Health & Safety at 205-348-5905, or request training online.
Each semester, Environmental Health & Safety educates students on the causes of fire, ways to
reduce fires and the steps each person should take in the event of a fire. Fire drills are performed
twice during each calendar year (once during both fall and spring semesters) at all on-campus
housing facilities, that are equipped with a fire alarm system. Environmental Health & Safety also
provides publications or documents to on-campus housing residents regarding fire safety. These
shared articles, or documents, outline fire safety-related concerns and information such as the
routine safety equipment inspections performed by representatives of Environmental Health &
Safety, the reasons these inspections are performed, information on sprinkler systems, fire alarm
systems, fires, fire prevention, evacuations and the importance of not tampering with fire safety
equipment.
Each summer, fire alarm systems are tested and inspected in all on-campus housing facilities that
are equipped with a fire alarm system. More detailed information about the inspections of portable
fire extinguishers, bedroom smoke alarms, emergency lights, exit lights, hood suppression
systems, fire alarm systems, sprinkler systems, standpipes and fire pumps and special
extinguishing systems is available in the Fire Safety Policies and Procedures Manual.
For specific emergency evacuation procedures related to an individual building, occupants should
review the emergency plans posted throughout the buildings in common hallways or the Fire
Safety Guides provided on the back of each apartment or bedroom door. The Fire Safety Guides
provide, as a reminder to occupants, the emergency procedures for activating the fire alarm system,
evacuation procedures and assembly locations once occupants are outside the building. See Fire
Safety System Description to review the fire safety features in each on-campus housing facility.
141
2022 Campus Security and Fire Safety Report
Future Improvements in Fire Safety
The University of Alabama is dedicated to improving fire safety and fire safety systems. Older fire
alarm systems are replaced, and buildings are retrofitted with sprinkler systems as renovations
occur. All new housing facilities are equipped with sprinkler systems. Environmental Health and
Safety will continue to collaborate with Construction Administration to ensure construction plans
include fire protection systems, and fire protection improvements are included during the design
phase of construction projects when needed. The operational integrity of fire safety equipment is
imperative to the protection of all employees, students, and guests at The University of Alabama.
For this reason, The University of Alabama will continue to provide resources and guidance for
the inspection, testing and maintenance of existing fire safety equipment, including water-based
fire protection systems, pre-engineered restaurant fire extinguishment systems, special hazard fire
protection systems, fire alarm systems, portable fire extinguishers and building components related
to fire safety, to ensure they are maintained as outlined in adopted fire codes and standards. To
review the specific fire safety features of an on- campus housing facility see the Fire Safety System
Descriptions.
PUBLICSAFETY
DivisionofFinanceandOperations
FiresStatisticsinOnCampusHousingFacilities2020
Typeof
Residential
Facility
Residential
Facility
TotalFiresin
Each
Building
FireNumber CauseofFire Explanation
Numberof
Injuriesthat
Required
Treatmentata
MedicalFacility
Number
of
Deaths
Related
toaFire
Valueof
Property
Damage
Causedby
Fire
405Bryce
Apartment
405BryceLawn
Dr.
411Bryce
Apartment
411BryceLawn
Dr.
417Bryce
Apartment
417BryceLawn
Dr.
422Bryce
Apartment
422BryceLawn
Dr.
423Bryce
Apartment
423BryceLawn
Dr.
500Bryce
Apartment
N/A
N/A
Housing
0
0
N/A
N/A
N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A
Housing 0 0 N/A N/A N/A N/A N/A
N/A N/A N/A
Housing 0 0 N/A N/A N/A N/A
Housing 0 0 N/A N/A
500BryceLawn
Dr.
508Bryce
Apartment
508BryceLawn
Dr.
511Bryce
Apartment
511BryceLawn
Dr.
601Bryce
Apartment
601BryceLawn
Dr.
607Bryce
Apartment
607BryceLawn
Dr.
401Jefferson
Ave.
401Jefferson
Ave.
AlphaChi
Omega
801Colonial
Drive
AlphaDeltaPi
675Judy
BonnerDr.
AlphaGamma
Delta
735Judy
BonnerDr.
AlphaKappa
Alpha
N/A N/A
Housing
0
0
N/A
N/A
N/A
N/A
N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A
N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing
0
0
N/A
N/A
N/A
911Magnolia
Dr.
AlphaKappa
Lambda
561Jefferson
Ave.
Alpha
OmicronPi
738ColonialDr.
AlphaPhi
760PaulW
BryantDr.
AlphaTau
Omega
332University
Blvd.
BetaThetaPi
960University
Blvd.
Blount
9012ndSt.
BryantDorm
505DevotieDr.
ChiOmega
901Magnolia
Dr.
ChiPhi
600Jefferson
Ave.
DeltaChi
511Jefferson
Ave.
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 1 1 Dryerfire
Dryervent
clogged
0 0 $10009999
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
Housing
0
0
N/A
N/A
N/A
N/A
N/A
DeltaDelta
Delta
785Judy
BonnerDr.
DeltaGamma
625Judy
BonnerDr.
DeltaKappa
Epsilon
946University
Blvd.
DeltaTau
Delta
425Jefferson
Ave.
DeltaZeta
900Magnolia
Dr.
JohnEnglandJr
Hall(Freshman)
8102ndStreet
GammaPhi
Beta
780PaulW.
BryantDr.
Harris
745ColonialDr.
Highlandson
HackberryB
145Hackberry
Lane
Highlandson
HackberryC
N/A N/A
Housing
0
0
N/A
N/A
N/A
N/A
N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Housing
0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
145Hackberry
Lane
Highlandson
HackberryD
145Hackberry
Lane
Highlandson
HackberryE
145Hackberry
Lane
Highlandson
HackberryF
145Hackberry
Lane
Highlandson
HackberryG
145Hackberry
Lane
KappaAlpha
416University
Blvd.
KappaAlpha
Theta
890Judy
BonnerDr.
KappaAlpha
Theta
750ColonialDr.
KappaDelta
825Magnolia
Dr.
KappaKappa
Gamma
N/A
N/A
Sorority
0
0
N/A
N/A
N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
Housing
0
0
N/A
N/A
N/A
N/A
N/A
851ColonialDr.
KappaSigma
521Jefferson
Ave.
LakesideEast
150McCorvey
Dr.
LakesideWest
152McCorvey
Dr.
LambdaChi
Alpha
601Jefferson
Ave.
TheLofts@
CityCenter
Martha
ParhamEast
9216thAve.
MaryBurke
East
920Hackberry
Lane
MaryBurke
West
9226thAve.
Paty
210McCorvey
Dr.
PhiDelta
Theta
N/A
N/A
Fraternity
0
0
N/A
N/A
N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 1 1 IntentialAction
PaperTowels
setonfire
0 0 $100999
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A
N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Sorority
0
0
N/A
N/A
N/A
190University
Blvd
PhiGamma
Delta
976University
Blvd.
PhiKappaPsi
312University
Blvd.
PhiMu
921ColonialDr.
PhiSigma
Kappa
501Jefferson
Ave.
PiBetaPhi
845Magnolia
Drive
PiKappa
Alpha
202University
Blvd.
PiKappaPhi
130University
BlvdEast
Presidential
VillageI
676
Abercrombie
Lane
Presidential
VillageII
622
Abercrombie
Lane
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A
N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity
0
0
N/A
N/A
N/A
Ridgecrest
East
9002ndSt.
Ridgecrest
South
9052ndSt.
Ridgecrest
West
9202ndSt.
RiversideEast
178Hackberry
Ln.
Riverside
North
172Hackberry
Ln.
Riverside
West
174Hackberry
Lane
SigmaAlpha
Epsilon
432University
Blvd.
SigmaChi
180University
Blvd.
SigmaNu
990University
Blvd.
SigmaPhi
Epsilon
304University
Blvd.
SigmaKappa
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
0$099
Housing 0 0 N/A N/A N/A N/A N/A
Housing 1 1
Unintentional
Action
Foodfire 0
923Magnolia
Dr.
SigmaPi
435Jefferson
Ave.
SigmaTau
Gamma
415Jefferson
Ave.
SmithWoods
A
400Smithwood
Circle
SmithWoods
B
410Smithwood
Circle
SmithWoods
C
420Smithwood
Circle
SmithWoods
D
430Smithwood
Circle
SmithWoods
E
440Smithwood
Circle
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
SmithWoods
F
450Smithwood
Circle
ThetaChi
110University
BlvdEast.
ThetaTau
401Jefferson
Ave.
Tutwiler
901PaulW.
BryantDr.
ZetaBetaTau
526Jefferson
Ave.
ZetaTau
Alpha
922Magnolia
Dr.
FiresStatisticsinOnCampusHousingFacilities2021
Typeof
Residential
Facility
Residential
Facility
TotalFiresin
Each
Building
FireNumber CauseofFire Explanation
Numberof
Injuriesthat
Required
Treatmentata
MedicalFacility
Number
of
Deaths
Related
toaFire
Valueof
Property
Damage
Causedby
Fire
405Bryce
Apartment
405BryceLawn
Dr.
411Bryce
Apartment
N/A
N/A
Housing
0
0
N/A
N/A
N/A
NOTE:ALLADDRESSPROVIDEDARELOCATEDINTUSCALOOSA,AL35401UNLESSOTHERWISENOTED.
Housing 0 0 N/A N/A N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
411BryceLawn
Dr.
417Bryce
Apartment
417BryceLawn
Dr.
422Bryce
Apartment
422BryceLawn
Dr.
423Bryce
Apartment
423BryceLawn
Dr.
500Bryce
Apartment
500BryceLawn
Dr.
508Bryce
Apartment
508BryceLawn
Dr.
511Bryce
Apartment
511BryceLawn
Dr.
601Bryce
Apartment
601BryceLawn
Dr.
607Bryce
Apartment
607BryceLawn
Dr.
N/A N/AHousing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A
N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing
0
0
N/A
N/A
N/A
AlphaChi
Omega
801Colonial
Drive
AlphaDeltaPi
675Judy
BonnerDr.
AlphaGamma
Delta
735Judy
BonnerDr.
AlphaKappa
Alpha
911Magnolia
Dr.
AlphaKappa
Lambda
561Jefferson
Ave.
Alpha
OmicronPi
738ColonialDr.
AlphaPhi
760PaulW
BryantDr.
AlphaTau
Omega
332University
Blvd.
BetaThetaPi
960University
Blvd.
Blount
9012ndSt.
N/A N/AHousing 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
BryantDorm
505DevotieDr.
ChiOmega
901Magnolia
Dr.
ChiPhi
600Jefferson
Ave.
DeltaChi
511Jefferson
Ave.
DeltaDelta
Delta
785Judy
BonnerDr.
DeltaGamma
625Judy
BonnerDr.
DeltaKappa
Epsilon
946University
Blvd.
DeltaTau
Delta
425Jefferson
Ave.
DeltaZeta
900Magnolia
Dr.
EastEdge
1131Jackson
Ave.
GammaPhi
Beta
N/A N/A
Sorority
0
0
N/A
N/A
N/A
N/A
N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
780PaulW.
BryantDr.
Harris
745ColonialDr.
Highlandson
HackberryB
145Hackberry
Lane
Highlandson
HackberryC
145Hackberry
Lane
Highlandson
HackberryD
145Hackberry
Lane
Highlandson
HackberryE
145Hackberry
Lane
Highlandson
HackberryF
145Hackberry
Lane
Highlandson
HackberryG
145Hackberry
Lane
KappaAlpha
416University
Blvd.
KappaAlpha
Theta
N/A
N/A
Housing
0
0
N/A
N/A
N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
Sorority
0
0
N/A
N/A
N/A
N/A
N/A
890Judy
BonnerDr.
KappaAlpha
Theta
750ColonialDr.
KappaDelta
825Magnolia
Dr.
KappaKappa
Gamma
851ColonialDr.
KappaSigma
521Jefferson
Ave.
LakesideEast
150McCorvey
Dr.
LakesideWest
152McCorvey
Dr.
LambdaChi
Alpha
601Jefferson
Ave.
TheLofts@
CityCenter
134510thAve
E
Martha
ParhamEast
9216thAve.
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
0 $10009999
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 1 1
Unintentional
Action‐Open
Flames
candle 0
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A
N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Housing
0
0
N/A
N/A
N/A
MaryBurke
East
920Hackberry
Lane
MaryBurke
West
9226thAve.
Paty
210McCorvey
Dr.
PhiDelta
Theta
190University
Blvd
PhiGamma
Delta
976University
Blvd.
PhiKappaPsi
312University
Blvd.
PhiMu
921ColonialDr.
PhiSigma
Kappa
501Jefferson
Ave.
PiBetaPhi
845Magnolia
Drive
PiKappa
Alpha
202University
Blvd.
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
0 $100$999
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 1 1 Electrical
Freezer
Appliance
0
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
PiKappaPhi
130University
BlvdEast
Presidential
VillageI
676
Abercrombie
Lane
Presidential
VillageII
622
Abercrombie
Lane
Ridgecrest
East
9002ndSt.
Ridgecrest
South
9052ndSt.
Ridgecrest
West
9202ndSt.
RiversideEast
178Hackberry
Ln.
Riverside
North
172Hackberry
Ln.
Riverside
West
174Hackberry
Lane
SigmaAlpha
Epsilon
0 $10009999
Fraternity
0
0
N/A
N/A
N/A
N/A
N/A
Housing 1 1
Unintentional
Action‐
Machine/
Industrial
Dryerfire 0
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 1 1
Unintentional
Action‐
Machine/
Industrial
Dryerfire 0 0 $10009999
Fraternity 0 0 N/A N/A N/A
432University
Blvd.
SigmaChi
180University
Blvd.
SigmaNu
990University
Blvd.
SigmaPhi
Epsilon
304University
Blvd.
SigmaKappa
923Magnolia
Dr.
SigmaPi
435Jefferson
Ave.
SigmaTau
Gamma
415Jefferson
Ave.
DeltaSigma
Phi
415Jefferson
Ave.
SmithWoods
A
400Smithwood
Circle
SmithWoods
B
410Smithwood
Circle
N/A N/AHousing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Housing 1 1
Unintentional
Action‐cooking
Cooking‐
GreaseFire
0 0 $100999
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
Fraternity
0
0
N/A
N/A
N/A
N/A
N/A
SmithWoods
C
420Smithwood
Circle
SmithWoods
D
430Smithwood
Circle
SmithWoods
E
440Smithwood
Circle
SmithWoods
F
450Smithwood
Circle
ThetaTau
401Jefferson
Ave.
ThetaChi
110University
BlvdEast.
ThetaTau
401Jefferson
Ave.
Tutwiler
901PaulW.
BryantDr.
ZetaBetaTau
526Jefferson
Ave.
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
ZetaTau
Alpha
922Magnolia
Dr.
FiresStatisticsinOnCampusHousingFacilities2022
Typeof
Residential
Facility
Residential
Facility
TotalFiresin
Each
Building
FireNumber CauseofFire Explanation
Numberof
Injuriesthat
Required
Treatmentata
MedicalFacility
Number
of
Deaths
Related
toaFire
Valueof
Property
Damage
Causedby
Fire
405Bryce
Apartment
405BryceLawn
Dr.
411Bryce
Apartment
411BryceLawn
Dr.
417Bryce
Apartment
417BryceLawn
Dr.
422Bryce
Apartment
422BryceLawn
Dr.
423Bryce
Apartment
423BryceLawn
Dr.
500Bryce
Apartment
N/A N/A
Housing
0
0
N/A
N/A
N/A
N/A
N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A
Housing 0 0 N/A N/A N/A N/A N/A
N/A N/A
NOTE:ALLADDRESSPROVIDEDARELOCATEDINTUSCALOOSA,AL35401UNLESSOTHERWISENOTED.
Housing 0 0 N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
500BryceLawn
Dr.
508Bryce
Apartment
508BryceLawn
Dr.
511Bryce
Apartment
511BryceLawn
Dr.
601Bryce
Apartment
601BryceLawn
Dr.
607Bryce
Apartment
607BryceLawn
Dr.
AlphaChi
Omega
801Colonial
Drive
AlphaDeltaPi
675Judy
BonnerDr.
AlphaGamma
Delta
735Judy
BonnerDr.
AlphaKappa
Alpha
911Magnolia
Dr.
AlphaKappa
Lambda
N/A
N/A
Fraternity
0
0
N/A
N/A
N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
Housing
0
0
N/A
N/A
N/A
N/A
N/A
561Jefferson
Ave.
Alpha
OmicronPi
738ColonialDr.
AlphaPhi
760PaulW
BryantDr.
AlphaTau
Omega
332University
Blvd.
BetaThetaPi
960University
Blvd.
Blount
9012ndSt.
BryantDorm
505DevotieDr.
ChiOmega
901Magnolia
Dr.
ChiPhi
600Jefferson
Ave.
DeltaChi
511Jefferson
Ave.
DeltaDelta
Delta
785Judy
BonnerDr.
DeltaGamma
N/A N/ASorority 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A
N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity
0
0
N/A
N/A
N/A
625Judy
BonnerDr.
DeltaKappa
Epsilon
946University
Blvd.
DeltaSigma
Phi
415Jefferson
Ave.
DeltaTau
Delta
425Jefferson
Ave.
DeltaZeta
900Magnolia
Dr.
EastEdge
1131Jackson
Ave.
GammaPhi
Beta
780PaulW.
BryantDr.
Harris
745ColonialDr.
Highlandson
HackberryB
145Hackberry
Lane
Highlandson
HackberryC
145Hackberry
Lane
N/A N/AHousing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Highlandson
HackberryD
145Hackberry
Lane
Highlandson
HackberryE
145Hackberry
Lane
Highlandson
HackberryF
145Hackberry
Lane
Highlandson
HackberryG
145Hackberry
Lane
KappaAlpha
416University
Blvd.
KappaAlpha
Theta
890Judy
BonnerDr.
KappaAlpha
Theta
750ColonialDr.
KappaDelta
825Magnolia
Dr.
KappaKappa
Gamma
851ColonialDr.
KappaSigma
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Sorority 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
521Jefferson
Ave.
LakesideEast
150McCorvey
Dr.
LakesideWest
152McCorvey
Dr.
LambdaChi
Alpha
601Jefferson
Ave.
TheLofts@
CityCenter
134510thAve
E
Martha
ParhamEast
9226thAve.
Martha
ParhamWest
624PaulW.
Bryant
MaryBurke
East
920Hackberry
Lane
MaryBurke
West
9216thAve.
Paty
210McCorvey
Dr.
N/A N/A
Housing 1 1 IntentialAction
Paperseton
fire
0 0 $100$999
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
PhiDelta
Theta
190University
Blvd
PhiGamma
Delta
976University
Blvd.
PhiKappaPsi
312University
Blvd.
PhiMu
921ColonialDr.
PhiSigma
Kappa
501Jefferson
Ave.
PiBetaPhi
845Magnolia
Drive
PiKappa
Alpha
202University
Blvd.
PiKappaPhi
130University
BlvdEast
Presidential
VillageI
676
Abercrombie
Lane
Presidential
VillageII
N/A N/AHousing 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
622
Abercrombie
Lane
Ridgecrest
East
9002ndSt.
Ridgecrest
South
9052ndSt.
Ridgecrest
West
9202ndSt.
RiversideEast
178Hackberry
Ln.
Riverside
North
172Hackberry
Ln.
Riverside
West
174Hackberry
Lane
SigmaAlpha
Epsilon
432University
Blvd.
SigmaChi
180University
Blvd.
SigmaNu
990University
Blvd.
SigmaPhi
Epsilon
N/A N/A
Fraternity
0
0
N/A
N/A
N/A
N/A
N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 1 1
Unintentional
Act
Cookingfire 0 0 $100999
Housing 0 0 N/A N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
304University
Blvd.
SigmaKappa
923Magnolia
Dr.
SigmaPi
435Jefferson
Ave.
SmithWoods
A
400Smithwood
Circle
SmithWoods
B
410Smithwood
Circle
SmithWoods
C
420Smithwood
Circle
SmithWoods
D
430Smithwood
Circle
SmithWoods
E
440Smithwood
Circle
SmithWoods
F
N/A N/AHousing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Housing 0 0 N/A N/A N/A
Fraternity
0
0
N/A
N/A
N/A
N/A
N/A
450Smithwood
Circle
ThetaTau
401Jefferson
Ave.
ThetaChi
110University
BlvdEast.
ThetaTau
401Jefferson
Ave.
Tutwiler
115110thAve
ZetaBetaTau
526Jefferson
Ave.
ZetaTau
Alpha
922Magnolia
Dr.
NOTE:ALLADDRESSPROVIDEDARELOCATEDINTUSCALOOSA,AL35401UNLESSOTHERWISENOTED.
N/A N/A
Sorority 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
N/A N/A
Fraternity 0 0 N/A N/A N/A N/A N/A
Fraternity 0 0 N/A N/A N/A
Housing 0 0 N/A N/A N/A N/A N/A
PUBLICSAFETY DivisionofFinanceandOperations
FiresinOnCampusHousingFacilities2020
Typeof
HousingFacility
FireLocation
byBuilding
General
Location
Date
Reported
DateofFire
Timeof
Fire
Causeof
Fire
Explanati
on
Injuries
Relatedto
Fire
Deaths
Relatedto
Fire
Valueof
Property
Damage
Housing PresidentialII
5FLnear
521
1/28/2020 1/26/2020 10:16PM
Intention
alAction
Toilet
paperset
onfire
0 0 $100999
Housing TheLofts Kitchen 9/2/2021 2/?/2020 ?
Unintenti
onal
Action
Cooking‐
Grease
00
$1,000‐
9,999
Housing
Mary
Burke
East
Second
Floor
North
10/5/2020 10/4/2020 10:57PM
Intention
alAction
Paper
Towles
Seton
Fire
0 0 $100‐999
Housing
Ridgecrest
East
Second
Floor
11/1/2020 11/1/2020 7:20PM
Unintenti
onal
Action
FoodFire 0 0 $0‐99
Housing Blount
Third
Floor
Laundry
11/2/2020 11/2/2020 2:56PM
Unintenti
onal
Action
DryerFire 0 0 Unknown
FiresinOnCampusHousingFacilities2021
Typeof
HousingFacility
FireLocation
byBuilding
General
Location
Date
Reported
DateofFire
Timeof
Fire
Causeof
Fire
Explanati
on
Injuries
Relatedto
Fire
Deaths
Relatedto
Fire
Valueof
Property
Damage
Housing
Riverside
West
Second
Floor
Laundry
2/22/2021 2/22/2021 7:16PM
Unintenti
onal
Action
DryerFire 0 0 Unknown
Housing LakesideWest
Fourth
Floor
Bedroom
3/27/2021 3/27/2021 3:36AM
Unintenti
onal
Action
Candle 0 0 Unknown
Housing PatyHall
Raising
Cane's
4/29/2021 4/29/2021 5:43
PM Electrical
Freezer
Appliance
0 0 $100999
Housing PresidentialI
3FL
Laundry
9/27/2021 9/27/2021 11:48AM
Unintenti
onal
Action
DryerFire 0 0
$1,000‐
9,999
Housing
923Magnolia
(SigmaKappa)
Kitchen 10/1/2021 10/1/2021 9:00AM
Unintenti
onal
Action
Cooking‐
Grease
Fire
0 0 $100999
FiresinOnCampusHousingFacilities2022
Typeof
HousingFacility
FireLocation
byBuilding
General
Location
Date
Reported
DateofFire
Timeof
Fire
Causeof
Fire
Explanati
on
Injuries
Relatedto
Fire
Deaths
Relatedto
Fire
Valueof
Property
Damage
Housing PatyHall 3FL 1/31/2022 1/30/2022 11:21PM
Intention
alAction
Paperset
onfire
0 0 $100999
Housing
Ridgecrest
South
4FLNorth 10/25/2022 10/25/2022 7:50PM
Unintenti
onal
Action
Cooking
fire
0 0 Unknown

PUBLICSAFETY
DivisionofFinanceandOperations
Typeof
Residential
Facility
Residential
Facility
FireAlarm
Monitoring
DoneOnSite
(byUAPD)or
byOutside
Monitoring
Company
Sprinkler
System
Present
Standpipe
Present
FireAlarm
System
Present
Fire
Detection
Devices
Present
(Smoke
Detectors,
Heat
Detectors,
Duct
Detectors,
etc.)
Audio
And/Or
Visual
Devices
Present
StandAlone
Smoke
Alarms
Present
Fire
Extinguishers
Present
SmokeControl
&Fire
Reduction
Mechanisms
Present
Fire
Doors
And/Or
Fire
Walls
Present
FireExtinguishing
SystemPresent
Numberof
Evacuation
(Fire)Drills
Each
Calendar
Year
Evacuation
PlansAnd/Or
Placards
405Bryce
Apartment
405BryceLawn
Dr.
411Bryce
Apartment
411BryceLawn
Dr.
417Bryce
Apartment
417BryceLawn
Dr.
422Bryce
Apartment
422BryceLawn
Dr.
423Bryce
Apartment
X4X
FireSafetySystemsofOnCampusStudentHousingFacilities
Housing
XX
Present
over
panels
XX
X4X
4X
Housing
XX
Present
over
panels
XX
XX X
Housing
XX
Present
over
panels
X
4
X
4X
Housing
X
X
X
X
SMOKE
ALARMS
TIED
X
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
X
Housing
XXX
423BryceLawn
Dr.
500Bryce
Apartment
500BryceLawn
Dr.
508Bryce
Apartment
508BryceLawn
Dr.
511Bryce
Apartment
511BryceLawn
Dr.
601Bryce
Apartment
601BryceLawn
Dr.
607Bryce
Apartment
607BryceLawn
Dr.
AlphaChi
Omega
801ColonialDrive
AlphaDeltaPi
675JudyBonner
Dr.
AlphaGamma
Delta
X
4
X
Housing
X
X
X
X
INTO
FIRE
ALARM
X4X
4X
Housing
XXXX
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
X
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
X
Housing
XXX
X4X
4X
Housing
X
XX
Housing
4XXX
Housing
XX
HOOD
SUPPRESSION
4X
4X
Sorority
XXXXXXX
XX X X
HOOD
SUPPRESSION
Sorority
XXXXX
4
X
X
X
X
X
HOOD
Sorority
X
X
X
X
X
735JudyBonner
Dr.
AlphaKappa
Alpha
911MagnoliaDr.
AlphaKappa
Lambda
561Jefferson
Ave.
AlphaOmicronPi
738ColonialDrive
AlphaPhi
760PaulW
BryantDr.
AlphaTau
Omega
332University
Blvd.
BetaThetaPi
960University
Blvd.
Blount
9012ndSt.
BryantDorm
XX
HOOD
SUPPRESSION
4X
4
X
Housing
XX XXX
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
X
X
X
X
SUPPRESSION
Sorority
X
X
X
X
X
XX
HOOD
SUPPRESSION
4X
4X
Sorority
XX XXX
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
XX X X
HOOD
SUPPRESSION
Fraternity
XX XX
XX
HOOD
SUPPRESSION
4X
4X
Fraternity
XXXXXXX
XX X X
HOOD
SUPPRESSION
Sorority
XXXXX
XX 4X
4X
Housing
XXXXXXX
XX X X
HOOD
SUPPRESSION
Fraternity
XX XX
4
X
X
X
X
X
Housing
X
X
X
X
X
505DevotieDr.
ChiOmega
901MagnoliaDr.
ChiPhi
600Jefferson
Ave.
DeltaChi
511Jefferson
Ave.
DeltaDelta
Delta
785JudyBonner
Dr.
DeltaGamma
625JudyBonner
Dr.
DeltaKappa
Epsilon
946University
Blvd.
DeltaSigmaPhi
415Jefferson
Ave.
DeltaTauDelta
XX
HOOD
SUPPRESSION
4X
4
X
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XX XXXX
X
X
X
X
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X
X
X
X
X
4XXX X X
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SUPPRESSION
Fraternity
XXX
X
HOOD
SUPPRESSION
4X
Fraternity
XX XXXX X
X
Fraternity
XX XXXX X
XX X
HOOD
SUPPRESSION
4
HOOD
SUPPRESSION
4X
Sorority
XXXXXX
XXX X X
HOOD
4
X
X
XXX
Sorority
XXXX
X
X
X
X
X
X
HOOD
SUPPRESSION
4
Fraternity
X
X
X
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XX X
HOOD
SUPPRESSION
4XXX
425Jefferson
Ave.
DeltaZeta
900Magnolia
Drive
EastEdge‐
various‐416
beds
1131JacksonAve.
JohnHEngland
Jr.Hall
8102ndStreet
GammaPhi
Beta
780PaulW.
BryantDr.
Highlandson
HackberryB
145Hackberry
Lane
Highlandson
HackberryC
145Hackberry
Lane
Highlandson
HackberryD
145Hackberry
Lane
Highlandson
HackberryE
SUPPRESSION
4
X
X
X
X
X
X
X
Fraternity
X
X
X
X4X
Housing
XXXX
X
Housing
thru
7/31/24
XXXXXXX X
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
XX
HOOD
SUPPRESSION
4
Sorority
XXXXX
XXX X
HOOD
SUPPRESSION
4
HOOD
SUPPRESSION
4X
Sorority
XXXXXX
XX
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
XX
4X
Housing
XX
Present
over
panels
X
Present
over
panels
XX X
Housing
XX
4X
Housing
X
X
X
Housing
XX
Present
over
panels
XX X
XX 4
4
X
Present
over
X
X
X
145Hackberry
Lane
Highlandson
HackberryF
145Hackberry
Lane
Highlandson
HackberryG
145Hackberry
Lane
KappaAlpha
416University
Blvd.
KappaAlpha
Theta
748ColonialDr.
KappaDelta
825MagnoliaDr.
KappaKappa
Gamma
851ColonialDr.
KappaSigma
521Jefferson
Ave.
LakesideEast
Housing
X
X
X
Housing
XX
Present
over
panels
XX X
XX 4
4
X
Housing
XX
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over
panels
X
over
panels
X
X
X
HOOD
SUPPRESSION
4X
Sorority
XX XXX
SMOKE
ALARMS
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XXX X X
4X
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XXX X X
XX
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4X
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XXXX
X
HOOD
SUPPRESSION
4X
Housing
X
X
X
X
X
Fraternity
XX XXXX X
XX X
HOOD
SUPPRESSION
4
HOOD
4
X
X
X
X
X
X
150McCorveyDr.
LakesideWest
152McCorveyDr.
LambdaChi
Alpha
601Jefferson
Ave.
MarthaParham
East
9226thAve.
MarthaParham
West
624PaulW.
Bryant
MaryBurkeEast
920Hackberry
Lane
MaryBurke
West
9216thAve.
Paty
210McCorveyDr.
PhiDeltaTheta
Housing
XXXXX
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
XX 4X
Housing
X
X
X
X
X
Fraternity
XX XXXX X
XX X
HOOD
SUPPRESSION
4
SUPPRESSION
4
X
Housing
XXXXXX
X
X
X
X
X
HOOD
SUPPRESSION
4X
Housing
XXXXX
XXX X X
X
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SUPPRESSION
4X
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HOOD
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X
X
X
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4
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SUPPRESSION
4X
Fraternity
X
X
X
X
X
X
XX
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
XX
190University
Blvd
PhiGamma
Delta
976University
Blvd.
PhiKappaPsi
312University
Blvd.
PhiMu
921ColonialDr.
PhiSigma
Kappa
501Jefferson
Ave.
PiBetaPhi
845Magnolia
Drive
PiKappaAlpha
202University
Blvd.
PiKappaPhi
130University
BlvdEast
Presidential
VillageI
X
Fraternity
XXXXXX
SMOKE
ALARMS
TIED
INTO
FIRE
ALARM
X
X
X
X
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X
X
X
X
X
X
HOOD
SUPPRESSION
4X
Sorority
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XXX X X
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X
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676Abercrombie
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VillageII
622Abercrombie
Lane
RidgecrestEast
9002ndSt.
Ridgecrest
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9052ndSt.
RidgecrestWest
9202ndSt.
RiversideEast
178HackberryLn.
RiversideNorth
172HackberryLn.
RiversideWest
174Hackberry
Lane
SigmaAlpha
Epsilon
SUPPRESSION
4
X
Housing
XXXXXX
X
X
X
X
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X
X
X
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X
X
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XX X
HOOD
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4
432University
Blvd.
SigmaChi
180University
Blvd.
SigmaKappa
923Magnolia
Drive
SigmaNu
990University
Blvd.
SigmaPhi
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304University
Blvd.
SigmaPi
435Jefferson
Ave.
SmithWoodsA
400Smithwood
Circle
SmithWoodsB
410Smithwood
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X
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X
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430Smithwood
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440Smithwood
Circle
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450Smithwood
Circle
ThetaChi
110University
BlvdEast.
ThetaTau
401Jefferson
Ave.
Tutwiler
115110thAve.
UniononFranks
‐94beds
530Frank
ThomasAve
ZetaBetaTau
4
X
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X
X
X
X
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X
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X
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XX
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Housing
ended
7/31/23
XXXXX
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4
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526Jefferson
Ave.
ZetaTauAlpha
922MagnoliaDr.
XX
Fraternity
X
X
X
X
X
X
X
HOOD
SUPPRESSION
4X
NOTE:ALLADDRESSESPROVIDEDARELOCATEDINTUSCALOOSA,AL35401UNLESSOTHERWISENOTED
XXX X X
X
SUPPRESSION
4
X
Sorority
XX